0001493152-19-016009.txt : 20191025
0001493152-19-016009.hdr.sgml : 20191025
20191025163056
ACCESSION NUMBER: 0001493152-19-016009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191024
FILED AS OF DATE: 20191025
DATE AS OF CHANGE: 20191025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIDRANSKY DAVID
CENTRAL INDEX KEY: 0001277161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 191170232
MAIL ADDRESS:
STREET 1: JOHNS HOPKINS UNIVERSITY
STREET 2: 720 RUTLAND AVENUE
CITY: BALTIMORE
STATE: MD
ZIP: 21205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
4
1
ownership.xml
X0306
4
2019-10-24
0
0001100397
Advaxis, Inc.
ADXS
0001277161
SIDRANSKY DAVID
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
1
0
0
0
Option
0.31
2019-10-24
4
A
0
10000
0
A
2020-10-24
2029-10-24
Common Stock
10000
10000
D
This award relates to the annual long term incentive grant awarded by the Compensation Committee following the completion of our 2019 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award vests one-third on October 24, 2020, one-third on October 24, 2021, and will be fully vested on October 24, 2022.
/s/ Molly Henderson, as attorney-in-fact for David Sidransky
2019-10-25