0001493152-17-012500.txt : 20171106
0001493152-17-012500.hdr.sgml : 20171106
20171106180028
ACCESSION NUMBER: 0001493152-17-012500
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PATTON JAMES P
CENTRAL INDEX KEY: 0001306152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 171180539
MAIL ADDRESS:
STREET 1: 1937 SWEDESFORD ROAD
CITY: MALVERN
STATE: PA
ZIP: 19355
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
4
1
form4.xml
X0306
4
2017-11-02
0
0001100397
Advaxis, Inc.
ADXS
0001306152
PATTON JAMES P
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
1
0
0
0
Option
3.19
2017-11-02
4
A
0
25000
0
A
2018-11-02
2027-11-02
Common Stock
25000
25000
D
This award relates to the annual long term incentive grant awarded by the Compensation Committee following the completion of our 2017 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award fully vests on November 2, 2018.
/s/ Sara Bonstein, as attorney-in-fact for James Patton
2017-11-06