0001493152-17-012500.txt : 20171106 0001493152-17-012500.hdr.sgml : 20171106 20171106180028 ACCESSION NUMBER: 0001493152-17-012500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTON JAMES P CENTRAL INDEX KEY: 0001306152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 171180539 MAIL ADDRESS: STREET 1: 1937 SWEDESFORD ROAD CITY: MALVERN STATE: PA ZIP: 19355 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 4 1 form4.xml X0306 4 2017-11-02 0 0001100397 Advaxis, Inc. ADXS 0001306152 PATTON JAMES P 305 COLLEGE ROAD EAST PRINCETON, NJ 08540 1 0 0 0 Option 3.19 2017-11-02 4 A 0 25000 0 A 2018-11-02 2027-11-02 Common Stock 25000 25000 D This award relates to the annual long term incentive grant awarded by the Compensation Committee following the completion of our 2017 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award fully vests on November 2, 2018. /s/ Sara Bonstein, as attorney-in-fact for James Patton 2017-11-06