0001493152-16-014577.txt : 20161107
0001493152-16-014577.hdr.sgml : 20161107
20161107163112
ACCESSION NUMBER: 0001493152-16-014577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161103
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PATTON JAMES P
CENTRAL INDEX KEY: 0001306152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 161978524
MAIL ADDRESS:
STREET 1: 1937 SWEDESFORD ROAD
CITY: MALVERN
STATE: PA
ZIP: 19355
4
1
form4.xml
X0306
4
2016-11-03
0
0001100397
Advaxis, Inc.
ADXS
0001306152
PATTON JAMES P
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
1
0
0
0
Option
7.71
2016-11-03
4
A
0
25000
0
A
2017-11-03
2026-11-03
Common Stock
25000
25000
D
This award relates to an annual grant awarded by the Compensation Committee following the completion of our 2016 Fiscal Year and is subject to the terms of our 2015 Incentive Plan. The award vests one-third on November 3, 2017, one-third on November 3, 2018, and will be fully vested on November 3, 2019.
/s/ Sara Bonstein, as attorney-in-fact for James Patton
2016-11-07