0001493152-16-006551.txt : 20160104 0001493152-16-006551.hdr.sgml : 20160104 20160104163013 ACCESSION NUMBER: 0001493152-16-006551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advaxis, Inc. CENTRAL INDEX KEY: 0001100397 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841521955 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 BUSINESS PHONE: 732 545 1590 MAIL ADDRESS: STREET 1: 305 COLLEGE ROAD EAST CITY: PRINCETON, STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC DATE OF NAME CHANGE: 19991203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mauro David J CENTRAL INDEX KEY: 0001621172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36138 FILM NUMBER: 161318450 MAIL ADDRESS: STREET 1: 36 TERRELL DRIVE CITY: WASHINGTON CROSS STATE: PA ZIP: 18977 4 1 form4.xml X0306 4 2015-12-31 0 0001100397 Advaxis, Inc. ADXS 0001621172 Mauro David J 305 COLLEGE ROAD EAST PRINCETON, NJ 08540 0 1 0 0 Chief Medical Officer Common Stock 2015-12-31 4 A 0 195 10.06 A 166312 D Common Stock 2015-12-31 4 F 0 41 10.06 D 166271 D The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month. Represents shares forfeited by the reporting person in order to pay withholding taxes associated with the stock issuance. /s/ Sara Bonstein, as attorney-in-fact for David J. Mauro 2016-01-04