0001493152-16-006551.txt : 20160104
0001493152-16-006551.hdr.sgml : 20160104
20160104163013
ACCESSION NUMBER: 0001493152-16-006551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advaxis, Inc.
CENTRAL INDEX KEY: 0001100397
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841521955
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 732 545 1590
MAIL ADDRESS:
STREET 1: 305 COLLEGE ROAD EAST
CITY: PRINCETON,
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT EXPECTATIONS & ASSOCIATES INC
DATE OF NAME CHANGE: 19991203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mauro David J
CENTRAL INDEX KEY: 0001621172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36138
FILM NUMBER: 161318450
MAIL ADDRESS:
STREET 1: 36 TERRELL DRIVE
CITY: WASHINGTON CROSS
STATE: PA
ZIP: 18977
4
1
form4.xml
X0306
4
2015-12-31
0
0001100397
Advaxis, Inc.
ADXS
0001621172
Mauro David J
305 COLLEGE ROAD EAST
PRINCETON,
NJ
08540
0
1
0
0
Chief Medical Officer
Common Stock
2015-12-31
4
A
0
195
10.06
A
166312
D
Common Stock
2015-12-31
4
F
0
41
10.06
D
166271
D
The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month.
Represents shares forfeited by the reporting person in order to pay withholding taxes associated with the stock issuance.
/s/ Sara Bonstein, as attorney-in-fact for David J. Mauro
2016-01-04