0001209191-12-059308.txt : 20121226 0001209191-12-059308.hdr.sgml : 20121226 20121226153220 ACCESSION NUMBER: 0001209191-12-059308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welch Jeffrey B CENTRAL INDEX KEY: 0001388627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16485 FILM NUMBER: 121285288 MAIL ADDRESS: STREET 1: 370 KNOLLWOOD STREET STREET 2: SUITE 500 CITY: WINSTON-SALEM STATE: NC ZIP: 27103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRISPY KREME DOUGHNUTS INC CENTRAL INDEX KEY: 0001100270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 562169715 STATE OF INCORPORATION: NC FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 370 KNOLLWOOD ST. STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 3367222981 MAIL ADDRESS: STREET 1: 370 KNOLLWOOD ST STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-21 0 0001100270 KRISPY KREME DOUGHNUTS INC KKD 0001388627 Welch Jeffrey B 370 KNOLLWOOD STREET SUITE 500 WINSTON-SALEM NC 27103 0 1 0 0 Senior Vice President Common Stock 2012-12-21 4 M 0 75000 1.40 A 90400 D Common Stock 2012-12-21 4 M 0 25000 2.65 A 115400 D Common Stock 2012-12-21 4 S 0 100000 9.3596 D 15400 D Stock Option (right to buy) 1.40 2012-12-21 4 M 0 75000 0.00 D 2019-01-29 Common Stock 75000 25000 D Stock Option (right to buy) 2.65 2012-12-21 4 M 0 25000 0.00 D 2020-01-25 Common Stock 25000 75000 D Of the 100,000 shares sold, 52,194 shares were sold to cover the strike price of stock options exercised and the estimated taxes resulting from the exercise. The Reporting Person holds vested and unvested shares and options to purchase shares as indicated in this filing and the Reporting Person's other filings under Section 16 of the Securities Exchange Act of 1934, as amended. The Issuer's reports and other filings with the United States Securities and Exchange Commission contain disclosures regarding the Reporting Person's ownership of the Issuer's equity securities as of the dates set forth therein. The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.295 to $9.4618, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The options vest in four equal annual installments beginning on January 29, 2010. The options vest in four equal annual installments beginning on January 25, 2011. /s/Lisa Brown, Attorney-in-Fact 2012-12-26