0001209191-14-059083.txt : 20140922 0001209191-14-059083.hdr.sgml : 20140922 20140922191644 ACCESSION NUMBER: 0001209191-14-059083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRISPY KREME DOUGHNUTS INC CENTRAL INDEX KEY: 0001100270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 562169715 STATE OF INCORPORATION: NC FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 370 KNOLLWOOD ST. STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 3367222981 MAIL ADDRESS: STREET 1: 370 KNOLLWOOD ST STREET 2: SUITE 500 CITY: WINSTON SALEM STATE: NC ZIP: 27103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Muir Douglas R CENTRAL INDEX KEY: 0001332589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16485 FILM NUMBER: 141114865 MAIL ADDRESS: STREET 1: 370 KNOLLWOOD STREET STREET 2: SUITE 500 CITY: WINSTON-SALEM STATE: NC ZIP: 27103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-18 0 0001100270 KRISPY KREME DOUGHNUTS INC KKD 0001332589 Muir Douglas R 370 KNOLLWOOD STREET SUITE 500 WINSTON-SALEM NC 27103 0 1 0 0 Chief Financial Officer Common Stock 2014-09-18 4 M 0 40483 3.41 A 170049 D Common Stock 2014-09-18 4 S 0 40483 17.783 D 129566 D Common Stock 2014-09-19 4 M 0 20450 2.65 A 150016 D Common Stock 2014-09-19 4 S 0 20450 17.911 D 129566 D Stock Option (right to buy) 3.41 2014-09-18 4 M 0 40483 0.00 D 2017-09-11 Common Stock 40483 0 D Stock Option (right to buy) 2.65 2014-09-19 4 M 0 20450 0.00 D 2020-01-25 Common Stock 20450 9550 D The amounts reported in column 5 are updated to accurately reflect previously reported restricted stock units ("RSUs") granted to Mr. Muir. Although all of the RSUs were timely reported on Form 4, the cooresponding column 5 amounts did not accurately reflect the RSUs beneficially owned by Mr. Muir. The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.80, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The sale of the shares reported in Column 4 was made as part of Mr. Muir's personal investment and financial planning needs, including for individual asset diversification, retirement planning and estate planning purposes. The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.8116 to $18.02, inclusive. Mr. Muir undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The options vest in four nearly equal annual installments beginning on September 11, 2008. The options vest in four equal annual installments beginning on January 25, 2011. /s/Kimberly Kennedy, Attorney-in-Fact 2014-09-22