DELAWARE
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814-00201
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943346760
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(Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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MVC
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New York Stock Exchange
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Senior Notes
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MVCB
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New York Stock Exchange
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ITEM 2.02. |
RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
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ITEM 7.01. |
REGULATION FD DISCLOSURE.
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ITEM 8.01. |
OTHER EVENTS.
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ITEM 9.01. |
FINANCIAL STATEMENTS AND EXHIBITS.
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(d) |
Exhibits
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Exhibit No.
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Description
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Press Release, dated September 9, 2020
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MVC CAPITAL, INC.
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By:
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/s/ Michael Tokarz
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Michael Tokarz
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Chairman
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Dated:
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September 9, 2020
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Quarter Ended
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(Unaudited)($ in thousands, except per share data)
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Q3 2020
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Q2 2020
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Q1 2020
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Q4 2019
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Q3 2019
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Total operating income
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5,780
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7,652
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7,786
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8,046
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7,469
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Management fee
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1,087
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1,104
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1,370
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1,662
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1,643
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Portfolio fees - asset management
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70
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71
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169
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82
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89
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Management fee - asset management
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52
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52
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64
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69
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79
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Administrative
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1,972
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922
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1,221
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1,404
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998
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Interest, fees and other borrowing costs
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1,863
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2,125
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2,206
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2,378
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2,510
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Net Incentive compensation
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-
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-
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-
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-
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-
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Loss on extinguishment of debt
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-
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345
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-
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-
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-
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Settlement expenses
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325
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-
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-
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-
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-
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Total waiver by adviser
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(446)
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(452)
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(551)
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(660)
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(654)
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Tax expense
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1
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-
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1
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-
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1
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Net operating income before net realized and unrealized gains
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856
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3,485
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3,306
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3,111
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2,803
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Net increase (decrease) in net assets resulting from operations
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(2,537)
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(40,332)
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4,416
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3,057
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348
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Net increase (decrease) in net assets resulting from operations per share
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(0.14)
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(2.28)
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0.25
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0.17
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0.02
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Net asset value per share
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10.18
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10.49
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12.94
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12.86
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12.86
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