X0306 4 2015-12-08 0 0001099941 MVC CAPITAL, INC. MVC 0001067621 GOLDSTEIN PHILLIP C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE NY 10577 1 0 0 0 Common Stock 971301 I Footnote Common Stock 2015-12-08 4 J 0 8500 0 D 37250 D The shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment adviser of each fund, and is a limited partner in certain of the funds. The investment adviser has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Shares of MVC Capital Inc. previously held in accounts held jointly by the Reporting Person with certain family members have been transferred out of such accounts and are now held individually by such family members. As a result, such shares will no longer be reported on the Reporting Person's Form 4's. /s/Stephanie L. Darling, as attorney-in-fact for Phillip Goldstein 2015-12-10