0001140361-14-012831.txt : 20140314 0001140361-14-012831.hdr.sgml : 20140314 20140314185148 ACCESSION NUMBER: 0001140361-14-012831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140314 DATE AS OF CHANGE: 20140314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MVC CAPITAL, INC. CENTRAL INDEX KEY: 0001099941 IRS NUMBER: 943346760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-701-0310 MAIL ADDRESS: STREET 1: RIVERVIEW AT PURCHASE STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 FORMER COMPANY: FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC DATE OF NAME CHANGE: 19991207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00201 FILM NUMBER: 14695746 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2014-03-14 0 0001099941 MVC CAPITAL, INC. MVC 0001222911 HELLERMAN GERALD C/O MVC CAPITAL, INC. 287 BOWMAN AVE., 2ND FLOOR PURCHASE NY 10577 1 0 0 0 Common Stock, $.01 par value 2014-03-14 4 P 0 1500 13.40 A 60000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.35 to $13.55, inclusive. The reporting person undertakes to provide to MVC Capital, Inc., any security holder of MVC Capital, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Gerald Hellerman 2014-03-14