0001140361-14-012831.txt : 20140314
0001140361-14-012831.hdr.sgml : 20140314
20140314185148
ACCESSION NUMBER: 0001140361-14-012831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140314
FILED AS OF DATE: 20140314
DATE AS OF CHANGE: 20140314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
IRS NUMBER: 943346760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER COMPANY:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLERMAN GERALD
CENTRAL INDEX KEY: 0001222911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00201
FILM NUMBER: 14695746
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
doc1.xml
FORM 4
X0306
4
2014-03-14
0
0001099941
MVC CAPITAL, INC.
MVC
0001222911
HELLERMAN GERALD
C/O MVC CAPITAL, INC.
287 BOWMAN AVE., 2ND FLOOR
PURCHASE
NY
10577
1
0
0
0
Common Stock, $.01 par value
2014-03-14
4
P
0
1500
13.40
A
60000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.35 to $13.55, inclusive. The reporting person undertakes to provide to MVC Capital, Inc., any security holder of MVC Capital, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
/s/ Gerald Hellerman
2014-03-14