SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SHEWMAKER BRUCE W

(Last)

(First)

(Middle)

C/O MVC CAPITAL, INC.

287 BOWMAN AVE., 2ND FLOOR

(Street)

PURCHASE,

10577

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
MVC CAPITAL, INC. [ MVC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2014

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.8	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.84	22,865.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.8	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.84	22,865.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.82	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.86	22,865.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.82	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.86	22,865.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.82	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.84	22,865.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		S⁽¹⁾		500	D	$13.79	22,365.72⁽²⁾	D
Common Stock, $.01 par value	01/16/2014		P⁽¹⁾		500	A	$13.83	22,865.72⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The transactions being reported on this Form 4 (sales and then purchases of identical amounts of MVC Capital, Inc. shares on the same day) were done by the Reporting Person solely to move shares into a retirement account that would not accept a transfer of shares from another account of the Reporting Person.

2. Includes approximately 117 shares of common stock, $.01 par values ("Shares"), acquired on January 8, 2013 and approximately 122 Shares acquired on May 1, 2013, in connection with the reinvestment of cash proceeds received pursuant to the issuance of dividends by MVC Capital, Inc. After the reinvestment on May 1, 2013, the Reporting Person ceased his election to reinvest dividends of MVC Capital, Inc.

Remarks:

	/s/ Bruce W. Shewmaker	01/17/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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