0001104659-20-103609.txt : 20200909 0001104659-20-103609.hdr.sgml : 20200909 20200909214245 ACCESSION NUMBER: 0001104659-20-103609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200904 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vintage Capital Management LLC CENTRAL INDEX KEY: 0001511498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 201167617 BUSINESS ADDRESS: STREET 1: 4705 S APOPKA VINELAND ROAD SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: 407-909-8015 MAIL ADDRESS: STREET 1: 4705 S APOPKA VINELAND ROAD SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAHN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001099408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 201167618 BUSINESS ADDRESS: STREET 1: 4705 S. APOPKA VINELAND ROAD STREET 2: SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: (407) 876-0279 MAIL ADDRESS: STREET 1: 4705 S. APOPKA VINELAND ROAD STREET 2: SUITE 210 CITY: ORLANDO STATE: FL ZIP: 32819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAHN BRIAN RANDALL CENTRAL INDEX KEY: 0001455976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 201167619 MAIL ADDRESS: STREET 1: 5506 WORSHAM COURT CITY: WINDERMERE STATE: FL ZIP: 34786 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 BUSINESS PHONE: 3308606205 MAIL ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 4 1 tm2030535d2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-09-04 0 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001511498 Vintage Capital Management LLC 4705 S. APOPKA VINELAND ROAD #2 ORLANDO FL 32819 0 0 1 0 0001099408 KAHN CAPITAL MANAGEMENT LLC 4705 S. APOPKA VINELAND ROAD #2 SUITE 210 ORLANDO FL 32819 0 0 1 0 0001455976 KAHN BRIAN RANDALL 4705 S. APOPKA VINELAND ROAD #2 ORLANDO FL 32819 0 0 1 0 Common Stock, $0.01 par value per share 2020-09-04 4 S 0 2040816 2.45 D 13663104 D Common Stock, $0.01 par value per share 823 D Common Stock, $0.01 par value per share 2020-09-04 4 J 0 2942319 D 10720785 I See footnote This Form 4 is being filed jointly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. Represents shares held directly by Brian R. Kahn. Represents shares distributed to investors in Vintage Capital. Vintage Capital Management, LLC, by: /s/ Brian R. Kahn, Manager 2020-09-09 Kahn Capital Management, LLC, by: /s/ Brian R. Kahn, Manager 2020-09-09 /s/ Brian R. Kahn 2020-09-09