0001104659-20-103609.txt : 20200909
0001104659-20-103609.hdr.sgml : 20200909
20200909214245
ACCESSION NUMBER: 0001104659-20-103609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200904
FILED AS OF DATE: 20200909
DATE AS OF CHANGE: 20200909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vintage Capital Management LLC
CENTRAL INDEX KEY: 0001511498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36876
FILM NUMBER: 201167617
BUSINESS ADDRESS:
STREET 1: 4705 S APOPKA VINELAND ROAD SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
BUSINESS PHONE: 407-909-8015
MAIL ADDRESS:
STREET 1: 4705 S APOPKA VINELAND ROAD SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAHN CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001099408
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36876
FILM NUMBER: 201167618
BUSINESS ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD
STREET 2: SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
BUSINESS PHONE: (407) 876-0279
MAIL ADDRESS:
STREET 1: 4705 S. APOPKA VINELAND ROAD
STREET 2: SUITE 210
CITY: ORLANDO
STATE: FL
ZIP: 32819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAHN BRIAN RANDALL
CENTRAL INDEX KEY: 0001455976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36876
FILM NUMBER: 201167619
MAIL ADDRESS:
STREET 1: 5506 WORSHAM COURT
CITY: WINDERMERE
STATE: FL
ZIP: 34786
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc.
CENTRAL INDEX KEY: 0001630805
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 472783641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 E. MARKET STREET, SUITE 650
CITY: AKRON
STATE: OH
ZIP: 44305
BUSINESS PHONE: 3308606205
MAIL ADDRESS:
STREET 1: 1200 E. MARKET STREET, SUITE 650
CITY: AKRON
STATE: OH
ZIP: 44305
4
1
tm2030535d2_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-04
0
0001630805
Babcock & Wilcox Enterprises, Inc.
BW
0001511498
Vintage Capital Management LLC
4705 S. APOPKA VINELAND ROAD #2
ORLANDO
FL
32819
0
0
1
0
0001099408
KAHN CAPITAL MANAGEMENT LLC
4705 S. APOPKA VINELAND ROAD #2
SUITE 210
ORLANDO
FL
32819
0
0
1
0
0001455976
KAHN BRIAN RANDALL
4705 S. APOPKA VINELAND ROAD #2
ORLANDO
FL
32819
0
0
1
0
Common Stock, $0.01 par value per share
2020-09-04
4
S
0
2040816
2.45
D
13663104
D
Common Stock, $0.01 par value per share
823
D
Common Stock, $0.01 par value per share
2020-09-04
4
J
0
2942319
D
10720785
I
See footnote
This Form 4 is being filed jointly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.
Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
Represents shares held directly by Brian R. Kahn.
Represents shares distributed to investors in Vintage Capital.
Vintage Capital Management, LLC, by: /s/ Brian R. Kahn, Manager
2020-09-09
Kahn Capital Management, LLC, by: /s/ Brian R. Kahn, Manager
2020-09-09
/s/ Brian R. Kahn
2020-09-09