X0203 3 2010-02-05 0 0001099290 SINOCOKING COAL & COKE CHEMICAL INDUSTRIES, INC. SCOK.OB 0001481946 Lv Jianhua 10TH FLOOR, CHENGSHI XIN YONG SHE TIYU ROAD, XINHUA DISTRICT PINGDINGSHAN, HENAN PROVINCE F4 467000 CHINA 1 1 1 0 President, CEO and Chairman 0001481318 Honour Express Ltd 10TH FLOOR, CHENGSHI XIN YONG SHE TIYU ROAD, XINHUA DISTRICT PINGDINGSHAN, HENAN PROVINCE F4 467000 CHINA 0 0 1 0 Common Stock 6694091 I By Honour Express Limited These shares are held directly by Honour Express Limited ("Honour Express"). Jianhua Lv is a director of Honour Express, and in such capacity, Mr. Lv may be deemed to have voting and dispositive power over the shares held directly by Honour Express. Mr. Lv is also a beneficiary of Honour Express. Pursuant to a certain Incentive Option Agreement dated July 6, 2009 ("Incentive Option Agreement"), Mr. Lv has the right to acquire 100% of the issued and outstanding capital stock of Honour Express from a nominee who holds the shares of capital stock of Honour Express, conditioned upon achievement of certain financial performance targets by SinoCoking Coal and Coke Chemical Industries, Inc. (the "Company"). /s/ Jianhua Lv 2010-02-12 /s/ Honour Express Limited 2010-02-12