FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/01/2018 |
3. Issuer Name and Ticker or Trading Symbol
METLIFE INC [ MET ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 12,636 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (1) | (1) | Common Stock | 1,335 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 1,940 | (2) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 3,022 | (2) | D | |
Employee Stock Options (right to buy) | (5) | 02/24/2024 | Common Stock | 7,553 | $45.15 | D | |
Employee Stock Options (right to buy) | (6) | 02/23/2025 | Common Stock | 8,494 | $45.91 | D | |
Employee Stock Options (right to buy) | (7) | 02/22/2026 | Common Stock | 4,005 | $34.33 | D | |
Employee Stock Options (right to buy) | (8) | 02/27/2027 | Common Stock | 8,725 | $46.85 | D | |
Employee Stock Options (right to buy) | (9) | 03/01/2028 | Common Stock | 9,064 | $45.5 | D |
Explanation of Responses: |
1. These Restricted Stock Units will vest on March 1, 2019. |
2. Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. |
3. These Restricted Stock Units will vest in two installments on March 1, 2019 and March 2, 2020. |
4. These Restricted Stock Units will vest in three installments on March 4, 2019, March 2, 2020 and March 2, 2021. |
5. These options became exercisable in three installments on February 25, 2015, February 25, 2016 and February 25, 2017. |
6. These options became exercisable in three installments on February 24, 2016, February 24, 2017 and February 24, 2018. |
7. These options will become exercisable on February 23, 2019. The reported number of underlying shares represent outstanding unexercised options. |
8. These options became and will become exercisable in three installments on February 28, 2018, February 28, 2019 and February 28, 2020. |
9. These options will become exercisable in three installments on March 2, 2019, March 2, 2020 and March 2, 2021. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
Mark A. Schuman, authorized signer | 09/04/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |