0001209191-18-049199.txt : 20180904 0001209191-18-049199.hdr.sgml : 20180904 20180904163001 ACCESSION NUMBER: 0001209191-18-049199 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180901 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ponnavolu Kishore CENTRAL INDEX KEY: 0001751468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15787 FILM NUMBER: 181052688 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METLIFE INC CENTRAL INDEX KEY: 0001099219 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 134075851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-5500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-09-01 0 0001099219 METLIFE INC MET 0001751468 Ponnavolu Kishore METLIFE, INC., 200 PARK AVENUE NEW YORK NY 10166 0 1 0 0 President, Asia Common Stock 12636 D Restricted Stock Units Common Stock 1335 D Restricted Stock Units Common Stock 1940 D Restricted Stock Units Common Stock 3022 D Employee Stock Options (right to buy) 45.15 2024-02-24 Common Stock 7553 D Employee Stock Options (right to buy) 45.91 2025-02-23 Common Stock 8494 D Employee Stock Options (right to buy) 34.33 2026-02-22 Common Stock 4005 D Employee Stock Options (right to buy) 46.85 2027-02-27 Common Stock 8725 D Employee Stock Options (right to buy) 45.50 2028-03-01 Common Stock 9064 D These Restricted Stock Units will vest on March 1, 2019. Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. These Restricted Stock Units will vest in two installments on March 1, 2019 and March 2, 2020. These Restricted Stock Units will vest in three installments on March 4, 2019, March 2, 2020 and March 2, 2021. These options became exercisable in three installments on February 25, 2015, February 25, 2016 and February 25, 2017. These options became exercisable in three installments on February 24, 2016, February 24, 2017 and February 24, 2018. These options will become exercisable on February 23, 2019. The reported number of underlying shares represent outstanding unexercised options. These options became and will become exercisable in three installments on February 28, 2018, February 28, 2019 and February 28, 2020. These options will become exercisable in three installments on March 2, 2019, March 2, 2020 and March 2, 2021. Exhibit List: Exhibit 24 - Power of Attorney Mark A. Schuman, authorized signer 2018-09-04 EX-24.3_807823 2 poa.txt POA DOCUMENT EXHIBIT 24 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS TO WHOM IT MAY CONCERN: Pursuant to the authorization set forth in the instructions for the filing of Form 3, Form 4, and Form 5, respectively (hereinafter referred to as the "Reports"), under the requirements of the Securities Exchange Act of 1934, as amended, the undersigned hereby designates and authorizes each of STEPHEN W. GAUSTER, JEANNETTE N. PINA and MARK A. SCHUMAN to execute and file, or cause to be filed, such Reports, and any amendments thereto, on behalf of the undersigned, with the Securities and Exchange Commission and any other proper bodies at any time when the filing of said Reports is in order, containing such information as STEPHEN W. GAUSTER, JEANNETTE N. PINA, and MARK A. SCHUMAN may deem advisable. The authority of STEPHEN W. GAUSTER, JEANNETTE N. PINA, and MARK A. SCHUMAN under this authorization shall continue until the undersigned is no longer required to file Reports with regard to the undersigned's ownership of or transactions in securities of MetLife, Inc., unless earlier revoked by the undersigned in writing. The undersigned acknowledges that STEPHEN W. GAUSTER, JEANNETTE N. PINA, and MARK A. SCHUMAN are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. Signature: /s/ Kishore Ponnavolu Name: KISHORE PONNAVOLU Dated: August 15, 2018