0001209191-18-017320.txt : 20180306 0001209191-18-017320.hdr.sgml : 20180306 20180306164902 ACCESSION NUMBER: 0001209191-18-017320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goulart Steven J CENTRAL INDEX KEY: 0001519833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15787 FILM NUMBER: 18670549 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METLIFE INC CENTRAL INDEX KEY: 0001099219 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 134075851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-5500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001099219 METLIFE INC MET 0001519833 Goulart Steven J 200 PARK AVENUE NEW YORK NY 10166 0 1 0 0 EVP & Chief Investment Officer Common Stock 2018-03-02 4 M 0 3631 A 65568 D Common Stock 2018-03-02 4 F 0 1231 45.50 D 64337 D Common Stock 2018-03-02 4 M 0 6070 A 70407 D Common Stock 2018-03-02 4 F 0 2079 45.50 D 68328 D Common Stock 2018-03-02 4 M 0 4447 A 72775 D Common Stock 2018-03-02 4 F 0 1524 45.50 D 71251 D Common Stock 2018-03-02 4 A 0 10085 45.50 A 81336 D Common Stock 2018-03-02 4 F 0 3793 45.50 D 77543 D Restricted Stock Units 2018-03-02 4 M 0 3631 0.00 D Common Stock 3631 0 D Restricted Stock Units 2018-03-02 4 M 0 6070 0.00 D Common Stock 6070 6070 D Restricted Stock Units 2018-03-02 4 M 0 4447 0.00 D Common Stock 4447 8894 D Employee Stock Option (Right to Buy) 45.50 2018-03-02 4 A 0 29664 0.00 D 2028-03-01 Common Stock 29664 29664 D Restricted Stock Units 2018-03-02 4 A 0 9891 0.00 D Common Stock 9891 9891 D Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share Unit payout. Shares acquired from the payout of 2015-2017 Performance Share Award pursuant to the MetLife, Inc. 2015 Stock and Incentive Compensation Plan. Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout. Includes 388 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Stock Units vest in three installments on February 24, 2016, 2017 and 2018. This installment became payable following the certification on March 2, 2018 that MetLife, Inc. met specified financial goals. Includes 648 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Stock Units vest in three installments on March 1, 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier. Includes 474 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Stock Units vest in three installments on March 1, 2018, 2019 and 2020. The requisite certification that MetLife, Inc. met specified financial goals took place earlier. The options become exercisable in three installments on March 2, 2019, 2020 and 2021. The Restricted Stock Units vest in three installments on March 1, 2019, 2020 and 2021. Mark A. Schuman, authorized signer 2018-03-06