0001209191-18-017287.txt : 20180306 0001209191-18-017287.hdr.sgml : 20180306 20180306163829 ACCESSION NUMBER: 0001209191-18-017287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hele John C.R. CENTRAL INDEX KEY: 0001460835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15787 FILM NUMBER: 18670411 MAIL ADDRESS: STREET 1: WESSEX HOUSE, 4TH FLOOR, 45 REID STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METLIFE INC CENTRAL INDEX KEY: 0001099219 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 134075851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-5500 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001099219 METLIFE INC MET 0001460835 Hele John C.R. 200 PARK AVENUE NEW YORK NY 10166 0 1 0 0 EVP & Chief Financial Officer Common Stock 2018-03-02 4 M 0 5445 A 54812 D Common Stock 2018-03-02 4 F 0 2070 45.50 D 52742 D Common Stock 2018-03-02 4 M 0 7283 A 60025 D Common Stock 2018-03-02 4 F 0 2784 45.50 D 57241 D Common Stock 2018-03-02 4 M 0 5336 A 62577 D Common Stock 2018-03-02 4 F 0 2040 45.50 D 60537 D Common Stock 2018-03-02 4 A 0 15128 45.50 A 75665 D Common Stock 2018-03-02 4 F 0 7465 45.50 D 68200 D Restricted Stock Units 2018-03-02 4 M 0 5445 0.00 D Common Stock 5445 0 D Restricted Stock Units 2018-03-02 4 M 0 7283 0.00 D Common Stock 7283 7285 D Restricted Stock Units 2018-03-02 4 M 0 5336 0.00 D Common Stock 5336 10674 D Employee Stock Option (Right to Buy) 45.50 2018-03-02 4 A 0 27687 0.00 A 2028-03-01 Common Stock 27687 27687 D Restricted Stock Units 2018-03-02 4 A 0 9231 0.00 A Common Stock 9231 9231 D Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share Unit payout. Shares acquired from the payout of 2015-2017 Performance Share Award pursuant to the MetLife, Inc. 2015 Stock and Incentive Compensation Plan. Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout. Includes 580 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Units vested in three installments on February 24, 2016, 2017 and 2018. This installment became payable following the certification that MetLife, Inc. met specified financial goals. Includes 776 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Stock Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier. Includes 569 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units. The Restricted Stock Units vest in three installments on March 1, 2018, 2019 and 2020. The requisite certification that MetLife, Inc. met specified financial goals took place earlier. The options become exercisable in three equal installments on March 2, 2019, 2020 and 2021. The Restricted Stock Units vest in three installments on the first business day in March 2019, 2020 and 2021. Mark A. Schuman, authorized signer 2018-03-06