0001209191-13-039706.txt : 20130807 0001209191-13-039706.hdr.sgml : 20130807 20130807163401 ACCESSION NUMBER: 0001209191-13-039706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130805 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METLIFE INC CENTRAL INDEX KEY: 0001099219 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 134075851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1095 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-578-5500 MAIL ADDRESS: STREET 1: 1095 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER WILLIAM J CENTRAL INDEX KEY: 0001273281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15787 FILM NUMBER: 131018084 MAIL ADDRESS: STREET 1: METLIFE INC STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-05 0 0001099219 METLIFE INC MET 0001273281 WHEELER WILLIAM J 200 PARK AVENUE NEW YORK NY 10166 0 1 0 0 President of the Americas Common Stock 2013-08-05 4 M 0 40000 35.26 A 270867 D Common Stock 2013-08-05 4 S 0 40000 50.9186 D 230867 D Common Stock 8665 I By GRAT Common Stock 10 I By the MetLife Policyholder Trust Employee Stock Option (Right to Buy) 35.26 2013-08-05 4 M 0 40000 0.00 A 2014-02-16 Common Stock 40000 0 D On August 5, 2013, 3,785 shares were distributed in accordance with the terms of a Granter Retained Annuity Trust ("GRAT"), and as a result are now directly held by the Reporting Person. The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from $50.91 to $50.97, inclusive. These shares were previously reported as directly beneficially owned but were contributed to the GRAT. Shares held in trust under the MetLife Policyholder Trust established to hold shares of Common Stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc. The option became exercisable in three equal installments on February 17, 2005, 2006 and 2007. Matthew M. Ricciardi, authorized signer 2013-08-07