0001213900-23-043284.txt : 20230525
0001213900-23-043284.hdr.sgml : 20230525
20230525215917
ACCESSION NUMBER: 0001213900-23-043284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN STANLEY
CENTRAL INDEX KEY: 0001098567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 23962839
MAIL ADDRESS:
STREET 1: C/O THCG, INC
STREET 2: 650 MADISON AVENUE, 21ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition IV Co.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
ownership.xml
X0407
4
2023-05-23
0
0001855447
Roth CH Acquisition IV Co.
TYGO
0001098567
STERN STANLEY
655 CAMPBELL TECHNOLOGY PKWY,
STE 150
CAMPBELL
CA
95008
1
0
0
0
0
Common Stock
2023-05-23
4
A
0
169118
A
169118
D
Stock Option (Right to Buy)
0.60
2023-05-23
4
A
0
93334
A
2025-08-26
Common Stock
93334
93334
D
Stock Option (Right to Buy)
0.69
2023-05-23
4
A
0
23333
A
2031-02-24
Common Stock
23333
23333
D
Stock Option (Right to Buy)
2.57
2023-05-23
4
A
0
9333
A
2032-06-22
Common Stock
9333
9333
D
Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.
Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.
The stock options are immediately exercisable.
The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 02/25/2022, and the remainder vest monthly through January 2025.
The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through May 2026.
/s/ Stanley Stern
2023-05-25