0001213900-23-043284.txt : 20230525 0001213900-23-043284.hdr.sgml : 20230525 20230525215917 ACCESSION NUMBER: 0001213900-23-043284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN STANLEY CENTRAL INDEX KEY: 0001098567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 23962839 MAIL ADDRESS: STREET 1: C/O THCG, INC STREET 2: 650 MADISON AVENUE, 21ST FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 ownership.xml X0407 4 2023-05-23 0 0001855447 Roth CH Acquisition IV Co. TYGO 0001098567 STERN STANLEY 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL CA 95008 1 0 0 0 0 Common Stock 2023-05-23 4 A 0 169118 A 169118 D Stock Option (Right to Buy) 0.60 2023-05-23 4 A 0 93334 A 2025-08-26 Common Stock 93334 93334 D Stock Option (Right to Buy) 0.69 2023-05-23 4 A 0 23333 A 2031-02-24 Common Stock 23333 23333 D Stock Option (Right to Buy) 2.57 2023-05-23 4 A 0 9333 A 2032-06-22 Common Stock 9333 9333 D Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer. Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer. The stock options are immediately exercisable. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 02/25/2022, and the remainder vest monthly through January 2025. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through May 2026. /s/ Stanley Stern 2023-05-25