-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMg3iPh/cv1fCNrpdzEX8vynfx01rBPrMwtjvQfwk6tDDtfm+uDhi7OAbt2++vad foxoAxlIw1ZaBxunFfiAJw== 0001104659-04-028591.txt : 20040928 0001104659-04-028591.hdr.sgml : 20040928 20040927182924 ACCESSION NUMBER: 0001104659-04-028591 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040928 DATE AS OF CHANGE: 20040927 GROUP MEMBERS: GREEN LEAF INVESTORS I, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEPTUNE SOCIETY INC/FL CENTRAL INDEX KEY: 0001098532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 592492929 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61997 FILM NUMBER: 041047987 BUSINESS ADDRESS: STREET 1: 100 N FIRST ST STREET 2: STE 205 CITY: SBURBANK STATE: CA ZIP: 91502 BUSINESS PHONE: 8189539995 MAIL ADDRESS: STREET 1: 100 NORTH FIRST STREET STREET 2: SUITE 205 CITY: BURBANK STATE: CA ZIP: 91502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE COS INC CENTRAL INDEX KEY: 0001174446 IRS NUMBER: 95434844 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4444 LAKESIDE DR STREET 2: STE 340 CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 8188401500 MAIL ADDRESS: STREET 1: 4444 LAKESIDE DR STREET 2: STE 340 CITY: BURBANK STATE: CA ZIP: 91505 SC 13G/A 1 a04-10931_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

 

THE NEPTUNE SOCIETY, INC.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

640776  20  9

(CUSIP Number)

 

August 27, 2004

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  640776  20  9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Green Leaf Investors I, LLC;  FEIN: 95-4874092

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization

California

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power

7,500 (shares issuable upon exercise of a warrant)

 

6.

Shared Voting Power 

0

 

7.

Sole Dispositive Power 

7,500 (shares issuable upon exercise of a warrant)

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

7,500 (shares issuable upon exercise of a warrant)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)

<0.1%

 

 

12.

Type of Reporting Person (See Instructions)

OO

 

2



 

Item 1.

 

(a)

Name of Issuer
The Neptune Society, Inc., a Florida corporation (the “Issuer”)

 

(b)

Address of Issuer’s Principal Executive Offices
4312 Woodman Ave., 3rd Floor, Sherman Oaks, California 91423

 

Item 2.

 

(a)

Name of Person Filing
Green Leaf Investors I, LLC (“Green Leaf”)

 

(b)

Address of Principal Business Office or, if none, Residence
The address of the principal business office for Green Leaf is 4444 Lakeside Drive, Suite 340, Burbank, California 91505.

 

(c)

Citizenship
Green Leaf is a limited liability company organized under the laws of the State of California.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
640776  20  9

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

3



 

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

7,500 shares of Common Stock (shares issuable upon exercise of warrant).

 

(b)

Percent of class:   

Less that one-tenth of one percent.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

7,500 shares of Common Stock (shares issuable upon exercise of warrant).

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

7,500 shares of Common Stock (shares issuable upon exercise of warrant).

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ý.

 

4



 

This statement reports the fact that, as of the date hereof, Green Leaf has ceased to be the beneficial owner of more than five percent of the Issuer's Common Stock.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

5



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

September 24, 2004

 

 

(Date)

 

 

 

 

 

GREEN LEAF INVESTORS I, LLC

 

By:

The Apogee Management

 

 

Company, Inc.

 

 

(Manager)

 

 

 

 

 

 

 

 

By:

/s/ Tom R. Camp

 

 

 

 

Tom R. Camp,

 

 

 

Chief Executive Officer

 

6


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