0001823022-21-000011.txt : 20210930 0001823022-21-000011.hdr.sgml : 20210930 20210930122431 ACCESSION NUMBER: 0001823022-21-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20210930 DATE AS OF CHANGE: 20210930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Timothy P CENTRAL INDEX KEY: 0001424800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38229 FILM NUMBER: 211294395 MAIL ADDRESS: STREET 1: 1013 SUMMERFIELD DRIVE CITY: DALTON STATE: PA ZIP: 18414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY D & D BANCORP INC CENTRAL INDEX KEY: 0001098151 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 233017653 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 BUSINESS PHONE: 5703428281 MAIL ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-09-30 0 0001098151 FIDELITY D & D BANCORP INC FDBC 0001424800 O'Brien Timothy P 1013 SUMMERFIELD DRIVE DALTON PA 18414 0 1 0 0 SEVP and CLO of Bank common stock 2021-09-30 4 P 0 350 52.1693 A 8975.4647 D common stock 3106.4785 I Spouse Stock Appreciation Rights Common Stock 15181 15181 D 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70. The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant. The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant. Felicity Chee 2021-09-30