0001675689-20-000020.txt : 20200212 0001675689-20-000020.hdr.sgml : 20200212 20200212104935 ACCESSION NUMBER: 0001675689-20-000020 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALSH EUGENE J CENTRAL INDEX KEY: 0001281316 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38229 FILM NUMBER: 20601246 MAIL ADDRESS: STREET 1: 6 CARTEL LANE CITY: SPRINGBROOK TOWNSHIP STATE: PA ZIP: 18444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY D & D BANCORP INC CENTRAL INDEX KEY: 0001098151 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 233017653 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 BUSINESS PHONE: 5703428281 MAIL ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2019-12-31 0 0 0 0001098151 FIDELITY D & D BANCORP INC FDBC 0001281316 WALSH EUGENE J 6 CARTEL LANE SPRINGBROOK TOWNSHIP PA 18444 0 1 0 0 VP & COO Common Stock 5986.2212 D Stock Appreciation Rights Common Stock 11504 11504 D 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70. The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant. The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant. John Pash 2020-02-12