0001675689-18-000003.txt : 20180208 0001675689-18-000003.hdr.sgml : 20180208 20180208123821 ACCESSION NUMBER: 0001675689-18-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180206 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Timothy P CENTRAL INDEX KEY: 0001424800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38229 FILM NUMBER: 18584448 MAIL ADDRESS: STREET 1: 1013 SUMMERFIELD DRIVE CITY: DALTON STATE: PA ZIP: 18414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY D & D BANCORP INC CENTRAL INDEX KEY: 0001098151 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 233017653 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 BUSINESS PHONE: 5703428281 MAIL ADDRESS: STREET 1: BLAKELY & DRINKER STREETS CITY: DUNMORE STATE: PA ZIP: 18512 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-06 0 0001098151 FIDELITY D & D BANCORP INC FDBC 0001424800 O'Brien Timothy P 1013 SUMMERFIELD DRIVE DALTON PA 18414 0 0 0 1 SR EVP & CLO Common Stock, Restricted 2018-02-06 4 A 0 1545 49.5 A 9643.1866 D Stock Appreciation Rights 49.5 2018-02-06 4 A 0 5571 0 A 2019-02-06 2028-02-05 Common Stock 5571 13602 D The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year. Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting. Timothy P O'Brien 2018-02-08