0001628280-24-021316.txt : 20240507 0001628280-24-021316.hdr.sgml : 20240507 20240507211923 ACCESSION NUMBER: 0001628280-24-021316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240506 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinbaum Michael J CENTRAL INDEX KEY: 0001324232 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 24923987 MAIL ADDRESS: STREET 1: 9 PARK PLACE CITY: GREAT NECK STATE: NY ZIP: 11021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 wk-form4_1715131149.xml FORM 4 X0508 4 2024-05-06 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001324232 Weinbaum Michael J C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 0 0 0 0 Common Stock 2024-05-06 4 A 0 3846 0 A 25320 D Common Stock 342172 I See Footnotes On May 6, 2024, the Reporting Person was granted under the Issuer's 2020 Stock Plan 3,846 shares of common stock, which will vest annually in equal installments over four years (961 shares, 961 shares, 962 shares and 962 shares respectively as of December 31, 2024, 2025, 2026 and 2027). The reported securities are held by AFP Forty Six Corp. On March 1, 2023, the Reporting Person was elected President of AFP Forty Six Corp. As President of AFP Forty Six Corp., the Reporting Person has voting and investment control over the securities held by AFP Forty Six Corp. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. /s/ Michael J. Weinbaum 2024-05-07