0001628280-23-033471.txt : 20231002
0001628280-23-033471.hdr.sgml : 20231002
20231002155745
ACCESSION NUMBER: 0001628280-23-033471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20231002
DATE AS OF CHANGE: 20231002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weinbaum Michael J
CENTRAL INDEX KEY: 0001324232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 231299490
MAIL ADDRESS:
STREET 1: 9 PARK PLACE
CITY: GREAT NECK
STATE: NY
ZIP: 11021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
4
1
wk-form4_1696276654.xml
FORM 4
X0508
4
2023-03-01
0
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001324232
Weinbaum Michael J
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
0
0
0
0
Common Stock
2023-03-01
4
J
0
342172
0
A
342172
I
See Footnotes
Common Stock
2023-04-07
4
A
0
1587
0
A
21474
D
The reported securities are held by AFP Forty Six Corp. On March 1, 2023, the Reporting Person was elected President of AFP Forty Six Corp. As President of AFP Forty Six Corp., the Reporting Person has voting and investment control over the securities held by AFP Forty Six Corp. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
On April 7, 2023, the Reporting Person was granted under the Issuer's 2020 Stock Plan 1,587 shares of common stock, which will vest annually in equal installments over four years (396 shares, 397 shares, 397 shares and 397 shares respectively as of December 31, 2023, 2024, 2025 and 2026).
/s/ Michael J. Weinbaum
2023-10-02