0001628280-23-033471.txt : 20231002 0001628280-23-033471.hdr.sgml : 20231002 20231002155745 ACCESSION NUMBER: 0001628280-23-033471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinbaum Michael J CENTRAL INDEX KEY: 0001324232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 231299490 MAIL ADDRESS: STREET 1: 9 PARK PLACE CITY: GREAT NECK STATE: NY ZIP: 11021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 wk-form4_1696276654.xml FORM 4 X0508 4 2023-03-01 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001324232 Weinbaum Michael J C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 0 0 0 0 Common Stock 2023-03-01 4 J 0 342172 0 A 342172 I See Footnotes Common Stock 2023-04-07 4 A 0 1587 0 A 21474 D The reported securities are held by AFP Forty Six Corp. On March 1, 2023, the Reporting Person was elected President of AFP Forty Six Corp. As President of AFP Forty Six Corp., the Reporting Person has voting and investment control over the securities held by AFP Forty Six Corp. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. On April 7, 2023, the Reporting Person was granted under the Issuer's 2020 Stock Plan 1,587 shares of common stock, which will vest annually in equal installments over four years (396 shares, 397 shares, 397 shares and 397 shares respectively as of December 31, 2023, 2024, 2025 and 2026). /s/ Michael J. Weinbaum 2023-10-02