0001437749-21-022825.txt : 20210929 0001437749-21-022825.hdr.sgml : 20210929 20210929132917 ACCESSION NUMBER: 0001437749-21-022825 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210922 FILED AS OF DATE: 20210929 DATE AS OF CHANGE: 20210929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowery David Christopher CENTRAL INDEX KEY: 0001861404 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 211290743 MAIL ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 3 1 rdgdoc.xml FORM 3 X0206 3 2021-09-22 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001861404 Lowery David Christopher C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 EVP & Chief Lending Officer Common Stock 15000 D The Reporting Person was granted 15,000 shares of restricted stock under the Issuer's 2020 Stock Plan. Such shares will vest in five installments: 3,000 shares on each of December 31, 2021, December 31, 2022, December 31, 2023, December 31, 2024, and December 31, 2025, or upon a change of control event. On September 22, 2021, the Reporting Person was appointed Executive Vice President and Chief Lending Officer of Patriot Bank, N.A., a wholly-owned subsidiary of the Issuer. /s/ David Lowery 2021-09-29