0001437749-18-010835.txt : 20180529 0001437749-18-010835.hdr.sgml : 20180529 20180529152305 ACCESSION NUMBER: 0001437749-18-010835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180318 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PNBK Sponsor LLC CENTRAL INDEX KEY: 0001501923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 18864178 BUSINESS ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-324-7500 MAIL ADDRESS: STREET 1: C/O PATRIOT NATIONAL BANCORP, INC. STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 rdgdoc.xml FORM 4 X0306 4 2018-03-18 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001501923 PNBK Sponsor LLC C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET STAMFORD CT 06901 1 Common Stock 2018-03-18 4 J 0 325000 0 A 2520000 I By PNBK Holdings LLC Common Stock 815 D On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio. The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings. /s/ Michael A. Carrazza as Managing Member of PNBK Sponsor LLC 2018-05-29