0001437749-18-010835.txt : 20180529
0001437749-18-010835.hdr.sgml : 20180529
20180529152305
ACCESSION NUMBER: 0001437749-18-010835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180318
FILED AS OF DATE: 20180529
DATE AS OF CHANGE: 20180529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PNBK Sponsor LLC
CENTRAL INDEX KEY: 0001501923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29599
FILM NUMBER: 18864178
BUSINESS ADDRESS:
STREET 1: C/O PATRIOT NATIONAL BANCORP, INC.
STREET 2: 900 BEDFORD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-324-7500
MAIL ADDRESS:
STREET 1: C/O PATRIOT NATIONAL BANCORP, INC.
STREET 2: 900 BEDFORD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC
CENTRAL INDEX KEY: 0001098146
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061559137
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 BEDFORD ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2033247500
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-03-18
0001098146
PATRIOT NATIONAL BANCORP INC
PNBK
0001501923
PNBK Sponsor LLC
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET
STAMFORD
CT
06901
1
Common Stock
2018-03-18
4
J
0
325000
0
A
2520000
I
By PNBK Holdings LLC
Common Stock
815
D
On March 18, 2018, PNBK Holdings LLC ("Holdings"), Michael A. Carrazza ("Carrazza"), the Reporting Person (together with Holding and Carrazza, the "PNBK Parties") and Fabrizio Arengi Bentivoglio ("Bentivoglio") entered into an agreement, pursuant to which the voting and dispositive power of 325,000 shares was returned to the PNBK Parties by Bentivoglio.
The Reporting Person is the managing member of Holdings; therefore, the Reporting Person may be deemed to indirectly beneficially own the shares owned by Holdings.
/s/ Michael A. Carrazza as Managing Member of PNBK Sponsor LLC
2018-05-29