-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DDpLk2a0jl6iq2oqJjkoUwZNeDCXVwJPWoWDNxrzqPr9ZbDBMtqc4tXtjWLf/5Z2 7mq1NF+2z1dMN7trUjiIzg== 0001019687-04-000139.txt : 20040126 0001019687-04-000139.hdr.sgml : 20040126 20040126214209 ACCESSION NUMBER: 0001019687-04-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20040126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALABAN HOWARD CENTRAL INDEX KEY: 0001116698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27915 FILM NUMBER: 04544609 BUSINESS ADDRESS: STREET 1: 11250 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 MAIL ADDRESS: STREET 1: 11250 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENIUS PRODUCTS INC CENTRAL INDEX KEY: 0001098016 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 330852923 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11250 EL CAMINO REAL STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 8587938840 MAIL ADDRESS: STREET 1: 11250 EL CAMINO REAL STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2003-10-31 0001098016 GENIUS PRODUCTS INC GNPI.OB 0001116698 BALABAN HOWARD C/O GENIUS PRODUCTS, INC. 740 LOMAS SANTA FE, SUITE 210 SOLANA BEACH CA 92075 0 1 0 0 Exec VP of New Business Devlp. Common Stock 2004-01-22 4 J 0 168052 2.804 D 476949 D Options 1.50 2003-10-31 4 J 0 177500 0 A 2003-10-31 2013-10-31 Common Stock 177500 656072 D Options 1.50 2003-10-31 4 J 0 50000 0 A 2004-12-31 2013-10-31 Common Stock 50000 706072 D Options 1.50 2003-10-31 4 J 0 200000 0 A 2005-12-31 2013-10-31 Common Stock 200000 906072 D Payoff of Issuer loan by tendering shares pursuant to terms of the promissory note. Options issued as a bonus for 2003 performance. Options issued for amendment/extension of employment agreement. Howard Balaban 2004-01-23 -----END PRIVACY-ENHANCED MESSAGE-----