0001097833-17-000006.txt : 20170208 0001097833-17-000006.hdr.sgml : 20170208 20170208160412 ACCESSION NUMBER: 0001097833-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPUS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001097833 IRS NUMBER: 042854021 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05067 FILM NUMBER: 17582543 BUSINESS ADDRESS: STREET 1: 440 LINCOLN STREET STREET 2: N-262 CITY: WORCESTER STATE: MA ZIP: 01653 BUSINESS PHONE: 01653 MAIL ADDRESS: STREET 1: 440 LINCOLN STREET STREET 2: N 262 CITY: WORCESTER STATE: MA ZIP: 01653 FORMER COMPANY: FORMER CONFORMED NAME: ALLMERICA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19991029 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001097833 XXXXXXXX 12-31-2016 12-31-2016 OPUS INVESTMENT MANAGEMENT INC

440 LINCOLN STREET N 262 WORCESTER MA 01653

13F HOLDINGS REPORT 028-05067 N Ann K. Tripp 508-855-3856 /s/ Ann K. Tripp Worcester MA 02-08-2017 0 93 568081 false INFORMATION TABLE 2 OPUS13FQ41216.xml AT&T Inc. COM 00206R102 6337 149000 SH SOLE 0 0 0 AbbVie Inc. COM 00287Y109 6368 101700 SH SOLE 0 0 0 Air Products & Chemicals Inc. COM 009158106 5868 40800 SH SOLE 0 0 0 Alliant Energy Corp. COM 018802108 5486 144778 SH SOLE 0 0 0 Altria Group Inc. COM 02209S103 1014 15000 SH SOLE 0 0 0 Ameren Corp. COM 023608102 4678 89165 SH SOLE 0 0 0 American Electric Power Co. COM 025537101 5830 92600 SH SOLE 0 0 0 Amgen Inc. COM 031162100 4913 33600 SH SOLE 0 0 0 Avista Corp. COM 05379B107 5567 139200 SH SOLE 0 0 0 Branch Bank & Trust COM 054937107 4801 102100 SH SOLE 0 0 0 B&G Foods Inc. COM 05508R106 5111 116700 SH SOLE 0 0 0 Bristol-Myers Squibb Co. COM 110122108 1929 33000 SH SOLE 0 0 0 CMS Energy Corp. COM 125896100 1041 25000 SH SOLE 0 0 0 CSX Corp. COM 126408103 1258 35000 SH SOLE 0 0 0 CenterPoint Energy Inc. COM 15189T107 3366 136600 SH SOLE 0 0 0 Cisco Systems Inc. COM 17275R102 4412 146000 SH SOLE 0 0 0 Clorox Co. COM 189054109 600 5000 SH SOLE 0 0 0 Coca Cola Co. COM 191216100 5307 128000 SH SOLE 0 0 0 Consolidated Edison Inc. COM 209115104 3050 41401 SH SOLE 0 0 0 Cummins Inc. COM 231021106 1667 12200 SH SOLE 0 0 0 DTE Energy Co. COM 233331107 4801 48740 SH SOLE 0 0 0 Dominion Resources Inc. COM 25746U109 5966 77900 SH SOLE 0 0 0 Dow Chemical COM 260543103 6809 119000 SH SOLE 0 0 0 Dr Pepper Snapple Group COM 26138E109 1088 12000 SH SOLE 0 0 0 Duke Energy Corp. COM 26441C204 6303 81200 SH SOLE 0 0 0 Eaton Corp. PLC COM G29183103 1208 18000 SH SOLE 0 0 0 Emerson Electric Co. COM 291011104 892 16000 SH SOLE 0 0 0 Entergy Corp. COM 29364G103 2792 38000 SH SOLE 0 0 0 Eversource Energy COM 30040W108 6506 117800 SH SOLE 0 0 0 Firstenergy Corp. COM 337932107 1115 36000 SH SOLE 0 0 0 Ford Motor Co. COM 345370860 2305 190000 SH SOLE 0 0 0 General Electric Co. COM 369604103 7009 221800 SH SOLE 0 0 0 General Mills Inc. COM 370334104 5479 88700 SH SOLE 0 0 0 General Motors Co. COM 37045V100 2613 75000 SH SOLE 0 0 0 Genuine Parts Co. COM 372460105 984 10300 SH SOLE 0 0 0 Great Plains Energy Inc. COM 391164100 2680 98000 SH SOLE 0 0 0 Halcon Resources Corp. Warrants 40537Q118 47 20411 SH SOLE 0 0 0 Halcon Resources Corp. COM 40537Q605 543 58122 SH SOLE 0 0 0 Hasbro COM 418056107 1906 24500 SH SOLE 0 0 0 Intel Corp. COM 458140100 4410 121600 SH SOLE 0 0 0 International Paper Co. COM 460146103 1380 26000 SH SOLE 0 0 0 IShares Select Dividend ETF 464287168 16328 184350 SH SOLE 0 0 0 IShares Core High Dividend ETF 46429B663 15973 194200 SH SOLE 0 0 0 Johnson & Johnson COM 478160104 6314 54800 SH SOLE 0 0 0 Kellogg Co. COM 487836108 4496 61000 SH SOLE 0 0 0 Kimberly-Clark Corp. COM 494368103 5135 45000 SH SOLE 0 0 0 The Kraft Heinz Co. COM 500754106 5501 63000 SH SOLE 0 0 0 Leggett & Platt Inc. COM 524660107 2649 54200 SH SOLE 0 0 0 Lockheed Martin Corp. COM 539830109 500 2000 SH SOLE 0 0 0 Lyondellbasell Ind Nv COM 646025106 647 8000 SH SOLE 0 0 0 McDonald's Corp. COM 580135101 2154 17700 SH SOLE 0 0 0 Merck & Co. Inc. COM 58933Y105 5793 98400 SH SOLE 0 0 0 Metlife Inc. COM 59156R108 1 10 SH SOLE 0 0 0 Microsoft Corp. COM 594918104 311 5000 SH SOLE 0 0 0 Microchip Technology Inc. COM 595017104 4965 77400 SH SOLE 0 0 0 National Westminster Bank PLC PFD 638539882 6023 235000 SH SOLE 0 0 0 New Jersey Resources Corp. COM 646025106 710 20000 SH SOLE 0 0 0 Newtek Cap Inc. NPV COM 652526203 43 2730 SH SOLE 0 0 0 Nextera Energy Inc. COM 65339F101 4181 35000 SH SOLE 0 0 0 PG&E Corp. COM 69331C108 3215 52900 SH SOLE 0 0 0 PPL Corp. COM 69351T106 5419 159142 SH SOLE 0 0 0 Paychex Inc. COM 704326107 6070 99700 SH SOLE 0 0 0 Pepsico Inc. COM 713448108 6069 58000 SH SOLE 0 0 0 Pfizer Inc. COM 717081103 6106 188000 SH SOLE 0 0 0 Philip Morris Int'l, Inc. COM 718172109 4209 46000 SH SOLE 0 0 0 Pinnacle West Capital COM 723484101 4674 59900 SH SOLE 0 0 0 Portland General Electric Co. COM 736508847 6153 142000 SH SOLE 0 0 0 Proctor & Gamble Co. COM 742718109 6045 71900 SH SOLE 0 0 0 Prudential Financial COM 744320102 5026 48300 SH SOLE 0 0 0 Public Svc Enterprise Group COM 744573106 5810 132400 SH SOLE 0 0 0 Reynolds American Inc. COM 761713106 1121 20000 SH SOLE 0 0 0 SCANA Corp. COM 80589M102 3620 49400 SH SOLE 0 0 0 Schwab US Dividend ETF 808524797 17101 392500 SH SOLE 0 0 0 South Jersey Industries COM 838518108 2358 70000 SH SOLE 0 0 0 Southern Co. COM 842587107 4476 91000 SH SOLE 0 0 0 Spectra Energy Corp. COM 847560109 740 18000 SH SOLE 0 0 0 Spire Inc. COM 84857L101 4519 70000 SH SOLE 0 0 0 Sysco Corp. COM 871829107 3045 55000 SH SOLE 0 0 0 Target Corp. COM 87612E106 6320 87500 SH SOLE 0 0 0 3M Company COM 88579Y101 6964 39000 SH SOLE 0 0 0 Union Pacific Corp. COM 907818108 518 5000 SH SOLE 0 0 0 Vanguard FTSE Dev. Market ETF 921943858 60985 1669000 SH SOLE 0 0 0 Vanguard High DVD Yield ETF 921946406 11722 154700 SH SOLE 0 0 0 Vectren Corp. COM 92240G101 5038 96600 SH SOLE 0 0 0 Vanguard Total Stock Market Index ETF 922908769 123873 1074170 SH SOLE 0 0 0 Verizon Comm. Inc. COM 92343V104 5605 105000 SH SOLE 0 0 0 WGL Holdings Inc. COM 92924F106 2250 29500 SH SOLE 0 0 0 WEC Energy Group Inc. COM 92939U106 3173 54100 SH SOLE 0 0 0 Walmart Stores Inc. COM 931142103 4285 62000 SH SOLE 0 0 0 Waste Management Inc. COM 94106L109 3902 55033 SH SOLE 0 0 0 Wells Fargo & Company COM 949746101 4684 85000 SH SOLE 0 0 0 Westar Energy Inc. COM 95709T100 564 10000 SH SOLE 0 0 0 Xcel Energy Inc. COM 98389B100 5259 129209 SH SOLE 0 0 0