-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CnDCuAHP8DVKsb0CABsbaXoVinlmLTIlHIpZLAQGmLWrREdP//xtc+0ARO3J2YvU Y+2G/Qs5tvx9ztBJHhkSGg== 0000913115-01-000005.txt : 20010123 0000913115-01-000005.hdr.sgml : 20010123 ACCESSION NUMBER: 0000913115-01-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20010116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VOICESTREAM WIRELESS CORP /DE CENTRAL INDEX KEY: 0001097609 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 911983600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-58637 FILM NUMBER: 1508641 BUSINESS ADDRESS: STREET 1: 3650 131ST AVENUE SE STREET 2: SUITE 400 CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 4256534600 MAIL ADDRESS: STREET 1: 3650 131ST AVENUE SE STREET 2: SUITE 400 CITY: BELLEVUE STATE: WA ZIP: 98006 FORMER COMPANY: FORMER CONFORMED NAME: VOICESTREAM WIRELESS HOLDING CORP DATE OF NAME CHANGE: 19991025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC VOTING TRUST 1989 CENTRAL INDEX KEY: 0000913115 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 366125594 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O TELEPHONE & DATA SYSTEMS INC STREET 2: 30 NORTH LA SALLE STREET, SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 6088288324 MAIL ADDRESS: STREET 1: C/O TELEPHONE & DATA SYSTEMS INC STREET 2: PO BOX 628010 CITY: MIDDLETON STATE: WI ZIP: 53562-8010 SC 13D/A 1 0001.txt AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)1 VoiceStream Wireless Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock ($.001 par value) - -------------------------------------------------------------------------------- (Title of Class of Securities) 928615103 -------------------------------------- (CUSIP Number) LeRoy T. Carlson, Jr. (312) 630-1900 President and Chief Executive Officer Telephone and Data Systems, Inc. 30 N. LaSalle Street, Suite 4000, Chicago, Illinois 60602 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 27, 2000 ------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 9 Pages) - ------------------------------ 1 The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. Information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 928615103 13D Page 2 of 9 Pages --------- --- --- - ------------------- --------------------------- - ------------- ------------------------------------------------------------------ NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) TDSI Corporation - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X| (b) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS* 00 - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------- ------------------------------------------------------------------ - ------------------------------- ---------- ------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -0- BENEFICIALLY ---------- ------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 35,570,493 shares REPORTING ---------- ------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- ---------- ------------------------------------- 10 SHARED DISPOSITIVE POWER 35,570,493 shares - ------------------------------- ---------- ------------------------------------- - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,570,493 shares - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15% - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* CO - ------------- ------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 928615103 13D Page 3 of 9 Pages --------- --- --- - ------------------- --------------------------- - ------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Telephone and Data Systems, Inc. - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X| (b) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS* 00 - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------- ------------------------------------------------------------------ - ------------------------------- ---------- ------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -0- BENEFICIALLY ---------- ------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 35,570,493 shares REPORTING ---------- ------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- ---------- ------------------------------------- 10 SHARED DISPOSITIVE POWER 35,570,493 shares - ------------------------------- ---------- ------------------------------------- - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,570,493 shares - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15% - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* HC, CO - ------------- ------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 928615103 13D Page 4 of 9 Pages --------- --- --- - ------------------- --------------------------- - ------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Trustees of the Voting Trust under Agreement dated June 30, 1989 - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP* (a) |X| (b) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 3 SEC USE ONLY - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS* 00 - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------- ------------------------------------------------------------------ - ------------------------------- ---------- ------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -0- BENEFICIALLY ---------- ------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 35,570,493 shares REPORTING ---------- ------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- ---------- ------------------------------------- 10 SHARED DISPOSITIVE POWER 35,570,493 shares - ------------------------------- ---------- ------------------------------------- - ------------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,570,493 shares - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15% - ------------- ------------------------------------------------------------------ - ------------- ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* 00 - ------------- ------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13D Issuer: VoiceStream Wireless Corporation Page 5 of 9 Pages This Amendment No. 4 to Schedule 13D is being filed pursuant to Section 13(d)(2) of the Securities Exchange Act of 1934, as amended (the "Act"), by TDSI Corporation, a Delaware corporation ("TDSI"), Telephone and Data Systems, Inc., a Delaware corporation ("TDS"), which owns all of the capital stock of TDSI, and by the trustees of the Voting Trust under Agreement dated June 30, 1989, as amended (the "TDS Voting Trust"). This Amendment No. 4 supplements and amends the Schedule 13D filed originally by TDS and the TDS Voting Trust, as previously amended by Amendments Nos. 1, 2 and 3. Reference is made to such prior filings for additional information and exhibits. Item 1. Security and Issuer. ------------------- This statement relates to the common stock, $.001 par value ("Issuer Common Stock"), of VoiceStream Wireless Corporation ("Issuer"). The principal executive office of the Issuer is located at 3650 131st Avenue, S. E., Bellevue, WA 98006. Item 2. Identity and Background. ----------------------- TDSI, TDS and the Trustees of the TDS Voting Trust, are filing this Schedule 13D with respect to Issuer Common Stock. The following sets forth information with respect to Items 2(a) through 2(f) for TDSI, TDS and the Trustees of the TDS Voting Trust. TDSI. TDSI is a Delaware corporation. The principal business and office address of TDSI, is 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602. TDSI's principal business is that of holding non-controlling investments on behalf of TDS, including TDS's investment in Issuer. The information with respect to the directors and executive officers of TDSI is set forth on Appendices A and B attached hereto, and incorporated herein by reference. TDS. TDS is a Delaware corporation. The principal business and office address of TDS, is 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602. TDS's principal business is that of providing diversified telecommunications services. TDS, directly and through its subsidiaries, has established cellular and local telephone operations. The information with respect to the directors and executive officers of TDS is set forth on Appendices A and B attached hereto, and incorporated herein by reference. The Trustees of the Voting Trust. The principal business address of the Voting Trust is c/o TDS, 30 North LaSalle Street, Suite 4000, Chicago, Illinois 60602. The Voting Trust holds TDS Series A Common Shares and was created to facilitate long-standing relationships among the trust's certificate holders. Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A Common Shares held in the trust. The information with respect to the trustees of the Voting Trust is set forth in Appendix C hereto, and incorporated herein by reference. To the knowledge of LeRoy T. Carlson, Jr., during the last five (5) years, none of TDSI, TDS, the Voting Trust, nor any of the persons named in Appendices A, B and C hereto has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). To the knowledge of LeRoy T. Carlson, Jr., during the last five (5) years, none of TDSI, TDS, the Voting Trust, nor any of the persons named in Appendices A, B and C hereto was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 6 of 9 Pages Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- See Item 4 below. Item 4. Purpose of Transaction. ---------------------- On December 27, 2000, TDS transferred all of its interest in 35,570,493 shares of Issuer Common Stock to TDSI. In connection therewith, TDS assigned to TDSI and TDSI agreed to assume the following agreements: 1. Voting Agreement dated as of February 25, 2000 among Issuer and certain stockholders of Issuer ("Issuer Stockholders"), as accepted by TDS as of May 4, 2000 2. First Amended and Restated Voting Agreement dated as of July 23, 2000 among the Issuer, Issuer Stockholders, TDS and Deutsche Telekom, AG ("DT") 3. Investor Agreement dated as of May 4, 2000 between Issuer and TDS 4. Registration Rights Agreement dated as of May 4, 2000 between Issuer and TDS 5. Stockholder Agreement dated as of July 23, 2000 between DT and TDS 6. Side Letter Agreement dated as of July 23, 2000 between DT and TDS 7. Stockholder Agreement dated as of August 26, 2000 between Powertel, Inc. and TDS 8. Side Agreement dated as of August 26, 2000 between Powertel, Inc. and TDS Item 5. Interest in Securities of the Issuer. ------------------------------------ (I) TDSI and TDS. (a) As of December 27, 2000, TDSI and TDS beneficially own 35,570,493 shares of Issuer Common Stock. (b) (i) Sole Power to Vote or Direct the Vote: ------------------------------------- None. (ii) Shared Power to Vote or Direct the Vote: --------------------------------------- 35,570,493 shares. (iii) Sole Power to Dispose or Direct the Disposition: --------------------------------------- None. (iv) Shared Power to Dispose or Direct the Disposition: --------------------------------------- 35,570,493 shares. (c) Except as described herein, to the knowledge of LeRoy T. Carlson, Jr., no transactions were effected during the past sixty (60) days in shares of Issuer Common Stock by TDSI or TDS. (d) To the knowledge of LeRoy T. Carlson, Jr., no other person is known to have the right of dividends from, or the proceeds from the sale of the shares of, Issuer Common Stock beneficially owned by TDSI or TDS. (e) Not Applicable. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 7 of 9 Pages (II) Directors and Executive Officers of TDSI and TDS. ------------------------------------------------ (a)-(b) See Appendix D attached hereto and incorporated herein by reference. (c) Except as described below, to the knowledge of LeRoy T. Carlson, Jr., no transactions were effected during the past sixty (60) days in shares of Issuer Common Stock by any Director or Executive Officer of TDSI or TDS. (d) To the knowledge of LeRoy T. Carlson, Jr., no person other than the persons listed in Appendix D are known to have the right to receive or the power to direct the receipt of dividends from, or other proceeds from the sale of Issuer Common Stock beneficially owned by the persons listed in Appendix D. (e) Not applicable. (III) The Voting Trust. ---------------- (a) As of December 27, 2000, the TDS Voting Trust may be deemed to beneficially own 35,570,493 shares of Issuer Common Stock. (b) (i) Sole Power to Vote or Direct the Vote: ------------------------------------- None. (ii) Shared Power to Vote or Direct the Vote: --------------------------------------- 35,570,493 shares. (iii) Sole Power to Dispose or Direct the Disposition: --------------------------------------- None. (iv) Shared Power to Dispose or Direct the Disposition: --------------------------------------- 35,570,493 shares. (c) To the knowledge of LeRoy T. Carlson, Jr., no transactions were effected during the past sixty (60) days in shares of Issuer Common Stock by The Voting Trust. (d) Not Applicable. (e) Not Applicable. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 8 of 9 Pages Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. --------------------------------------------------------------------- See Item 4. The Voting Trust holds TDS Series A Common Shares and was created to facilitate long-standing relationships among the trust's certificate holders. Under the terms of the Voting Trust, the trustees hold and vote the TDS Series A Common Shares held in the trust. The Voting Trust trustees hold and vote 6,367,111 TDS Series A Common Shares held in the Voting Trust, representing approximately 90% of the outstanding TDS Series A Common Shares, and approximately 52% of the combined voting power of the TDS Series A Common Shares and TDS Common Shares. Therefore, the Voting Trust trustees may be deemed to direct a majority of the combined voting power of TDS. The Issuer Common Stock is held by the filing persons for investment purposes only. Except as disclosed in this Schedule 13D, as previously amended and as amended hereby, none of the filing persons has any present plans or proposals which relate to or would result in any transaction, event or action enumerated in paragraphs (a) through (j) of Item 4 of the form of Schedule 13D. Each of the filing persons, however, expects to evaluate on an ongoing basis the Issuer's financial condition, business, operations and prospects, the market price of the Issuer Common Stock, conditions in the securities markets generally, general economic and industry conditions and other factors. Accordingly, subject to any of the agreements referenced herein, each filing person reserves the right to change its plans and intentions at any time, as it deems appropriate and, in connection therewith, any one or more of the filing persons (and their respective affiliates) may purchase additional shares of Issuer Common Stock or other securities of the Issuer or may sell or transfer shares of Issuer Common Stock beneficially owned by them from time to time in public or private transactions and/or may enter into privately negotiated derivative transactions with institutional counterparties or otherwise to hedge the market risk of some or all of their positions in the shares of Issuer Common Stock or other securities. Any such transactions may be effected at any time or from time to time subject to any applicable limitations imposed on the sale of any of the Issuer securities by the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. Item 7. Material to be Filed as Exhibits. -------------------------------- 99.1 Agreement dated as of December 27, 2000 by TDSI to be bound by Voting Agreement dated as of February 25, 2000 among Issuer and certain stockholders of Issuer ("Issuer Stockholders"), as accepted by TDS as of May 4, 2000, and the First Amended and Restated Voting Agreement dated as of July 23, 2000 among the Issuer, Issuer Stockholders, TDS and Deutsche Telekom, AG ("DT") 99.2 Agreement dated as of December 27, 2000 by TDSI to be bound by Investor Agreement dated as of May 4, 2000 between Issuer and TDS 99.3 Agreement dated as of December 27, 2000 by TDSI to be bound by the Registration Rights Agreement dated as of May 4, 2000 between Issuer and TDS 99.4 Agreement dated as of December 27, 2000 by TDSI to be bound by the Stockholder Agreement dated as of July 23, 2000 between DT and TDS and the Side Letter Agreement dated as of July 23, 2000 between DT and TDS 99.5 Agreement dated as of December 27, 2000 by TDSI to be bound by the Stockholder Agreement dated as of August 26, 2000 between Powertel, Inc. and TDS and the Side Agreement dated as of August 26, 2000 between Powertel, Inc., and TDS In addition, the Voting Trust Agreement dated June 30, 1989, as amended, is hereby incorporated by reference to Exhibit 9.1 to the Annual Report on Form 10-K of Telephone and Data Systems, Inc. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 9 of 9 Pages JOINT FILING AGREEMENT The undersigned hereby agree and consent, pursuant to Rule 13d-1(f)(1), to the joint filing of all Schedules 13D and/or Schedules 13G (including any amendments thereto) on behalf of such parties with respect to the Issuer. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of December 27, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr. ------------------------------------- LeRoy T. Carlson, Jr. President and Chief Executive Officer TELEPHONE AND DATA SYSTEMS, INC. By: /s/ LeRoy T. Carlson, Jr. ----------------------------------- LeRoy T. Carlson, Jr. President and Chief Executive Officer THE VOTING TRUST By: /s/ LeRoy T. Carlson, Jr. ------------------------------------- LeRoy T. Carlson, Jr. As Trustee and Attorney-in-Fact for other Trustees* *Pursuant to Joint Filing Agreement and Power of Attorney previously filed with the Securities and Exchange Commission and incorporated by reference herein. Signature Page to Amendment to Schedule 13D relating to VoiceStream Wireless Corporation. by TDSI Corporation, Telephone and Data Systems, Inc., and The Voting Trust, respectively. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 1 of 4 of Appendix A APPENDIX A DIRECTORS OF TDSI AND TDS ------------------------- (I) (a) Name: ---- LeRoy T. Carlson (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Chairman of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (II) (a) Name: ---- LeRoy T. Carlson, Jr. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ President and Chief Executive Officer of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 2 of 4 of Appendix A (III) (a) Name: ---- Sandra L. Helton (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Executive Vice President and CFO of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States OTHER DIRECTORS OF TDS ---------------------- (IV) (a) Name: ---- James Barr III (b) Business Address: ---------------- TDS Telecommunications Corporation 301 South Westfield Road Madison, Wisconsin 53705-0158 (c) Present Principal Occupation or Employment: ------------------------------------------ President of TDS Telecommunications Corporation, a wholly-owned subsidiary of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (V) (a) Name: ---- Walter C.D. Carlson (b) Business Address: ---------------- Sidley & Austin Bank One Plaza 10 South Dearborn Street Chicago, Illinois 60603 (c) Present Principal Occupation or Employment: ------------------------------------------ Partner of the law firm of Sidley & Austin (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 3 of 4 of Appendix A (VI) (a) Name: ---- Letitia G.C. Carlson (b) Mailing Address: --------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Medical Doctor (d) Citizenship: ----------- United States (VII) (a) Name: ---- Donald C. Nebergall (b) Residence Address: ----------------- 2919 Applewood Place, N.E. Cedar Rapids, Iowa 52402 (c) Present Principal Occupation or Employment: ------------------------------------------ Consultant to Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (VIII) (a) Name: ---- Herbert S. Wander (b) Business Address: ---------------- Katten Muchin Zavis 525 West Monroe Street Suite 1600 Chicago, Illinois 60606-3693 (c) Present Principal Occupation or Employment: ------------------------------------------ Partner of the law firm of Katten Muchin Zavis (d) Citizenship ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 4 of 4 of Appendix A (IX) (a) Name: ---- George W. Off (b) Business Address: ---------------- Catalina Marketing Group 11300 Ninth St. North St. Petersburg, FL 33716 (c) Present Principal Occupation or Employment: ------------------------------------------ Retired Chairman of Catalina Marketing Corporation (d) Citizenship: ----------- United States (X) (a) Name: ---- Martin L. Solomon (b) Business Address: ---------------- 2665 South Bayshore Drive, Suite 906 Coconut Grove, Florida 33133 (c) Present Principal Occupation or Employment: ------------------------------------------ Chairman and CEO of American Country Holdings, Inc. (d) Citizenship: ----------- United States (XI) (a) Name: ---- Kevin A. Mundt (b) Business Address: ---------------- Mercer Management Consulting, Inc. 33 Hayden Avenue Lexington, MA 02173 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Retail Group Head of Mercer Management Consulting, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 1 of 8 of Appendix B APPENDIX B EXECUTIVE OFFICERS OF TDSI AND TDS (I) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- LeRoy T. Carlson, Chairman of Telephone and Data Systems, Inc. and TDSI Corporation (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Director and Chairman of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (II) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- LeRoy T. Carlson, Jr., President and Chief Executive Officer of Telephone and Data Systems, Inc. and President of TDSI Corporation (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Director, President and Chief Executive Officer of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (III) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- Sandra L. Helton, Executive Vice President and CFO of Telephone and Data Systems, Inc. and Vice President of TDSI Corporation (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 Schedule 13D Issuer: VoiceStream Wireless Corporation Page 2 of 8 of Appendix B (c) Present Principal Occupation or Employment: ------------------------------------------ Director, Executive Vice President and CFO of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (IV) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- Rudolph E. Hornacek, Vice President - Engineering of Telephone and Data Systems, Inc. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Engineering of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (V) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- John E. Rooney (b) Business Address: ---------------- United States Cellular Corporation 8410 West Bryn Mawr Suite 700 Chicago, Illinois 60631 (c) Present Principal Occupation or Employment: ------------------------------------------ Director, President and Chief Executive Officer of United States Cellular Corporation, an over 80%-owned subsidiary of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 3 of 8 of Appendix B (VI) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- James Barr III (b) Business Address: ---------------- TDS Telecommunications Corporation 301 South Westfield Road Madison, Wisconsin 53705-0158 (c) Present Principal Occupation or Employment: ------------------------------------------ President of TDS Telecommunications Corporation, a wholly-owned subsidiary of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (VII) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- Scott H. Williamson, Senior Vice President - Acquisitions of Telephone and Data Systems, Inc. and Vice President of TDSI Corporation (b) Business Address: ---------------- 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Senior Vice President - Acquisitions of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (VIII) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- Michael K. Chesney, Vice President - Corporate Development of Telephone and Data Systems, Inc. (b) Business Address: ---------------- 1014 South Briarcliffe Circle Maryville, Tennessee 37803 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Corporate Development of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 4 of 8 of Appendix B (IX) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- George L. Dienes, Vice President - Corporate Development of Telephone and Data Systems, Inc. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President-Corporate Development of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (X) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- C. Theodore Herbert, Vice President - Human Resources of Telephone and Data Systems, Inc. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President-Human Resources of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XI) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- Peter L. Sereda, Vice President and Treasurer of Telephone and Data Systems, Inc. and Treasurer of TDSI Corporation (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President and Treasurer of Telephone and Data Systems, Inc. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 5 of 8 of Appendix B (d) Citizenship: ----------- United States (XII) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- Mark A. Steinkrauss, Vice President-Corporate Relations of Telephone and Data Systems, Inc. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President-Corporate Relations of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XIII) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- James W. Twesme, Vice President - Corporate Finance of Telephone and Data Systems, Inc. (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Corporate Finance of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XIV) (a) Name: ---- Byron A. Wertz, Vice President - Corporate Development of Telephone and Data Systems, Inc. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 8000 West 78th Street, Suite 400 Minneapolis, Minnesota 55439 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Corporate Development of Telephone and Data Systems, Inc. Schedule 13D Issuer: VoiceStream Wireless Corporation Page 6 of 8 of Appendix B (d) Citizenship: ----------- United States (XV) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- D. Michael Jack, Vice President and Corporate Controller of Telephone and Data Systems, Inc. (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President and Corporate Controller of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XVI) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- Gregory J. Wilkinson, Vice President and Secretary of Telephone and Data Systems, Inc. and TDSI Corporation (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President and Corporate Secretary of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: Voicestream Wireless Corporation Page 7 of 8 of Appendix B (XVII) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- Thomas A. Burke, Vice President and Chief Information Officer of Telephone and Data Systems, Inc. (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President and Chief Information Officer of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XVIII) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- Jerry A. Gleisner, Vice President - Corporate Systems of Telephone and Data Systems, Inc. (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Corporate Systems of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (XIX) (a) Name and Title with TDS and TDSI, if any: ---------------------------------------- J. Timothy Kleespies, Vice President - Tax of Telephone and Data Systems, Inc. (b) Business Address: ---------------- TDS Corporate Madison 8401 Greenway Boulevard P.O. Box 628010 Middleton, Wisconsin 53562-8010 (c) Present Principal Occupation or Employment: ------------------------------------------ Vice President - Tax of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 8 of 8 of Appendix B (XX) (a) Name and Title with TDS and TDSI, if any: ----------------------------------------- Michael G. Hron, General Counsel and Assistant Secretary of Telephone and Data Systems, Inc. and Assistant Secretary of TDSI Corporation (b) Business Address: ---------------- Sidley & Austin Bank One Plaza 10 South Dearborn Street Chicago, Illinois 60603 (c) Present Principal Occupation or Employment: ------------------------------------------ Partner of the law firm of Sidley & Austin and General Counsel and Assistant Secretary of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 1 of 2 of Appendix C APPENDIX C TRUSTEES OF THE VOTING TRUST (I) (a) Name: ---- LeRoy T. Carlson, Jr. (b) Business Address: ---------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Director, President and Chief Executive Officer of Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States (II) (a) Name: ---- Walter C.D. Carlson (b) Business Address: ---------------- Sidley & Austin Bank One Plaza 10 South Dearborn Street Chicago, Illinois 60603 (c) Present Principal Occupation or Employment: ------------------------------------------ Partner of the law firm of Sidley & Austin (d) Citizenship: ----------- United States (III) (a) Name: ---- Letitia G.C. Carlson (b) Mailing Address: --------------- Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Present Principal Occupation or Employment: ------------------------------------------ Medical Doctor (d) Citizenship: ----------- United States Schedule 13D Issuer: VoiceStream Wireless Corporation Page 2 of 2 of Appendix C (IV) (a) Name: ---- Donald C. Nebergall (b) Residence Address: ----------------- 2919 Applewood Place, N.E. Cedar Rapids, Iowa 52402 (c) Present Principal Occupation or Employment: ------------------------------------------ Director of and Consultant to Telephone and Data Systems, Inc. (d) Citizenship: ----------- United States
APPENDIX D Ownership of Common Stock of VoiceStream Wireless Corporation (Issuer) (Based on latest available information.) Number of shares of Issuer's Common Stock Percentage of Beneficially Class of Owned as of Latest the Issuer's Name Practicable Date Common Stock ---- ---------------- ------------ James Barr, III -- -- Thomas A. Burke 843 * LeRoy T. Carlson 455 * LeRoy T. Carlson, Jr. -- -- Letitia G. C. Carlson -- -- Walter C. D. Carlson -- -- Michael K. Chesney -- -- George L. Dienes -- -- Jerry A. Gleisner -- -- Sandra L. Helton -- -- C. Theodore Herbert -- -- Rudolph E. Hornacek -- -- Michael G. Hron -- -- D. Michael Jack -- -- J. Timothy Kleespies -- -- Kevin A. Mundt -- -- Donald C. Nebergall -- -- George W. Off 455 * John E. Rooney -- -- Peter L. Sereda 100 * Martin L. Solomon -- -- Mark A. Steinkrauss 228 * James W. Twesme 1,763 * Herbert S. Wander -- -- Byron A. Wertz 102 * Gregory J. Wilkinson 822 * Scott H. Williamson 455 -- --------- Total 5,223 * ========= * Less than 1%
EX-99.1 2 0002.txt EXHIBIT 99.1 Exhibit 99.1 AGREEMENT TO BE BOUND BY VOICESTREAM VOTING AGREEMENT The undersigned, TDSI Corporation, being the transferee from Telephone and Data Systems, Inc. ("TDS") of 35,570,493 shares of the common stock, par value $.001 per share, of VoiceStream Wireless Corporation, a Delaware corporation (the "Company"), as a condition to the receipt of such shares, acknowledges that matters pertaining to the voting of such shares is governed by the Voting Agreement among the Company and certain stockholders of the Company ("Company Stockholders"), as accepted by TDS on May 4, 2000, and as amended by the First Amended and Restated Voting Agreement dated as of July 23, 2000 among the Company, Company Stockholders, TDS and Deutsche Telekom, AG (collectively, the "Agreement"), and hereby (1) acknowledges receipt of a copy of the Agreement, and (2) agrees to be bound, to the same extent as TDS has heretofore been bound, by the terms of the Agreement, as the same has been or may be amended from time to time. Agreed to this 27th day of December, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr -------------------------------- Name: LeRoy T. Carlson, Jr. Title: President Address for notice: TDSI Corporation c/o Telephone and Data Systems, Inc. 30 North LaSalle, Suite 4000 Chicago, Illinois 60602 Attn: Chairman Telecopy No.: 312-630-9299 with a copy to: Sidley & Austin One First National Plaza Chicago, Illinois 60603 Attn: Michael G. Hron, Esq. Telecopy No.: 312-853-7036 EX-99.2 3 0003.txt EXHIBIT 99.2 Exhibit 99.2 AGREEMENT TO BE BOUND BY VOICESTREAM INVESTOR AGREEMENT The undersigned, TDSI Corporation, being the transferee from Telephone and Data Systems, Inc. ("TDS") of 35,570,493 shares of the common stock, par value $.001 per share, of VoiceStream Wireless Corporation, a Delaware corporation (the "Company"), as a condition to the receipt of such shares, acknowledges that matters pertaining to the ownership of such shares is governed by the Investor Agreement dated as of May 4, 2000, between the Company and TDS (the "Agreement"), and hereby (1) acknowledges receipt of a copy of the Agreement, and (2) agrees to be bound, to the same extent as TDS has heretofore been bound, by the terms of the Agreement, as the same has been or may be amended from time to time. Agreed to this 27th day of December, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr. -------------------------------- Name: LeRoy T. Carlson, Jr. Title: President Address for notice: TDSI Corporation c/o Telephone and Data Systems, Inc. 30 North LaSalle, Suite 4000 Chicago, Illinois 60602 Attn: Chairman Telecopy No.: 312-630-9299 with a copy to: Sidley & Austin One First National Plaza Chicago, Illinois 60603 Attn: Michael G. Hron, Esq. Telecopy No.: 312-853-7036 EX-99.3 4 0004.txt EXHIBIT 99.3 Exhibit 99.3 AGREEMENT TO BE BOUND BY VOICESTREAM REGISTRATION RIGHTS AGREEMENT The undersigned, TDSI Corporation, being the transferee from Telephone and Data Systems, Inc. ("TDS") of 35,570,493 shares of the common stock, par value $.001 per share (the "Registrable Securities"), of VoiceStream Wireless Corporation, a Delaware corporation (the "Company"), as a condition to the receipt of such Registrable Securities, acknowledges that matters pertaining to the registration of such Registrable Securities is governed by the Registration Rights Agreement dated as of May 4, 2000 initially among the Company and TDS as the original Holder referred to therein (the "Agreement"), and hereby (1) acknowledges receipt of a copy of the Agreement, and (2) agrees to be bound as a Holder by the terms of the Agreement, as the same has been or may be amended from time to time. Agreed to this 27th day of December, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr. -------------------------------- Name: LeRoy T. Carlson, Jr. Title: President Address for notice: TDSI Corporation c/o Telephone and Data Systems, Inc. 30 North LaSalle, Suite 4000 Chicago, Illinois 60602 Attn: Chairman Telecopy No.: 312-630-9299 with a copy to: Sidley & Austin One First National Plaza Chicago, Illinois 60603 Attn: Michael G. Hron, Esq. Telecopy No.: 312-853-7036 EX-99.4 5 0005.txt EXHIBIT 99.4 Exhibit 99.4 AGREEMENT TO BE BOUND BY DEUTSCHE TELEKOM STOCKHOLDER AGREEMENT AND SIDE LETTER AGREEMENT The undersigned, TDSI Corporation, being the transferee from Telephone and Data Systems, Inc. ("TDS") of 35,570,493 shares of the common stock, par value $.001 per share, of VoiceStream Wireless Corporation, a Delaware corporation (the "Company"), as a condition to the receipt of such shares, acknowledges that matters pertaining to the voting, transfer and ownership of such shares is governed by the Stockholder Agreement dated as of July 23, 2000, between TDS and Deutsche Telekom AG ("DT") and the Side Letter Agreement dated as of July 23, 2000, between TDS and DT (collectively, the "Agreements"), and hereby (1) acknowledges receipt of a copy of the Agreements, and (2) agrees to be bound, to the same extent as TDS has heretofore been bound, by the terms of the Agreements, as the same have been or may be amended from time to time. Agreed to this 27th day of December, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr. -------------------------------- Name: LeRoy T. Carlson, Jr. Title: President Address for notice: TDSI Corporation c/o Telephone and Data Systems, Inc. 30 North LaSalle, Suite 4000 Chicago, Illinois 60602 Attn: Chairman Telecopy No.: 312-630-9299 with a copy to: Sidley & Austin One First National Plaza Chicago, Illinois 60603 Attn: Michael G. Hron, Esq. Telecopy No.: 312-853-7036 EX-99.5 6 0006.txt EXHIBIT 99.5 Exhibit 99.5 AGREEMENT TO BE BOUND BY POWERTEL STOCKHOLDER AGREEMENT AND SIDE AGREEMENT The undersigned, TDSI Corporation, being the transferee from Telephone and Data Systems, Inc. ("TDS") of 35,570,493 shares of the common stock, par value $.001 per share, of VoiceStream Wireless Corporation, a Delaware corporation (the "Company"), as a condition to the receipt of such shares, acknowledges that matters pertaining to the voting, transfer and ownership of such shares is governed by the Stockholder Agreement dated as of August 26, 2000, between TDS and Powertel, Inc. and the Side Agreement dated as of August 26, 2000, between TDS and Powertel, Inc. (collectively, the "Agreements"), and hereby (1) acknowledges receipt of a copy of the Agreements, and (2) agrees to be bound, to the same extent as TDS has heretofore been bound, by the terms of the Agreements, as the same have been or may be amended from time to time. Agreed to this 27th day of December, 2000. TDSI CORPORATION By: /s/ LeRoy T. Carlson, Jr. -------------------------------- Name: LeRoy T. Carlson, Jr. Title: President Address for notice: TDSI Corporation c/o Telephone and Data Systems, Inc. 30 North LaSalle, Suite 4000 Chicago, Illinois 60602 Attn: Chairman Telecopy No.: 312-630-9299 with a copy to: Sidley & Austin One First National Plaza Chicago, Illinois 60603 Attn: Michael G. Hron, Esq. Telecopy No.: 312-853-7036 -----END PRIVACY-ENHANCED MESSAGE-----