N-PX/A 1 a09-25545_2npxa.htm N-PX/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX/A

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number:           811-09645

 

Name of Registrant:             Columbia Funds Series Trust

 

Address of Principal Executive Offices:

One Financial Center

Boston, Massachusetts 02111

 

Name and address of agent of service:

James R. Bordewick, Jr. Esq.

Columbia Management Advisors, LLC

One Financial Center

Boston, MA 02111

 

Registrant’s telephone number including area code:

1-617-426-3750

 

Date of fiscal year end:

2/28

 

Date of reporting period:

07/01/2008 - 06/30/2009

 

 

 


 

This amended Form N-PX relates solely to the Columbia Small Cap Value Fund II and the Columbia Multi-Advisor International Equity Fund, two series of the Registrant.  Information contained in the Registrant’s Form N-PX filed with the SEC on August 25, 2009 relating to any other series of the Registrant is neither amended nor superseded hereby.

 


 

Item 1: Proxy Voting Record

 

Registrant : Columbia Funds Series Trust

 

Fund Name : Columbia Multi-Advisor International Equity Fund (Sleeve Managed by Causeway Capital Management LLC)

 

07/01/2008 - 06/30/2009

 

Aker Solutions ASA (formerly Aker Kvaerner)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS R0180X100

04/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Norway

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting; Designate Inspector(s) of Minutes of Meeting

Mgmt

For

For

For

2

Receive Information about Company Business

Mgmt

N/A

N/A

N/A

3

Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Divide

Mgmt

For

For

For

4

Approve Remuneration Policy And Other Terms of Employment For Executive Management

Mgmt

For

For

For

5

Approve Remuneration of Directors

Mgmt

For

For

For

6

Approve Remuneration of Nominating Committee

Mgmt

For

For

For

7

Approve Remuneration of Auditors

Mgmt

For

For

For

8

Elect Directors

Mgmt

For

Against

Against

9

Elect Members of Nominating Committee

Mgmt

For

For

For

10

Amend Articles Regarding Notification of General meeting

Mgmt

For

For

For

11

Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurch

Mgmt

For

Against

Against

 

Aker Solutions ASA (formerly Aker Kvaerner)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS R0180X100

06/08/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Norway

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting; Designate Inspector(s) of Minutes of Meeting

Mgmt

For

For

For

2

Approve Transactions Between Aker Solutions AS and Companies within the Aker Group

Mgmt

For

Against

Against

3

Approve Issuance of Bonds up to Aggregate Nominal Amount of NOK 2.5 Billion

Mgmt

For

For

For

4

Elect Directors (Bundled)

Mgmt

For

Against

Against

 


 

Akzo Nobel N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N01803100

04/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting

Mgmt

N/A

N/A

N/A

2

Receive Report of Management Board

Mgmt

N/A

N/A

N/A

3.1

Approve Financial Statements

Mgmt

For

For

For

3.2

Approve Allocation of Income

Mgmt

For

For

For

3.3

Receive Explanation on Company’s Reserves and Dividend Policy

Mgmt

N/A

N/A

N/A

3.4

Approve Dividends of EUR 1.80 Per Share

Mgmt

For

For

For

4.1

Approve Discharge of Management Board

Mgmt

For

For

For

4.2

Approve Discharge of Supervisory Board

Mgmt

For

For

For

5.1

Approve Increase in Size of Executive Board

Mgmt

For

For

For

5.2

Elect L.W. Gunning to Executive Board

Mgmt

For

For

For

6

Approve Decrease in Size of Supervisory Board from Nine to Eight Members

Mgmt

For

For

For

7.1

Amend Executive Short Term Incentive Bonus

Mgmt

For

For

For

7.2

Amend Restricted Stock Plan

Mgmt

For

For

For

7.3

Grant Board Authority to Issue Shares

Mgmt

For

For

For

7.4

Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a

Mgmt

For

For

For

9

Authorize Repurchase of Shares

Mgmt

For

For

For

10

Other Business

Mgmt

N/A

N/A

N/A

 


 

ASML Holding N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N07059178

03/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting

Mgmt

N/A

N/A

N/A

2

Receive Announcements

Mgmt

N/A

N/A

N/A

3

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

4

Approve Discharge of Management Board

Mgmt

For

For

For

5

Approve Discharge of Supervisory Board

Mgmt

For

For

For

6

Receive Explanation on Company’s Reserves and Dividend Policy

Mgmt

N/A

N/A

N/A

7

Approve Dividends of EUR 0.20 Per Share

Mgmt

For

For

For

8.1

Approve Performance Stock Grant for Management Board

Mgmt

For

For

For

8.2

Approve Sign-on Stock Grant for Management Board

Mgmt

For

Against

Against

9.1

Approve Performance Stock Grant for Management Board

Mgmt

For

For

For

9.2

Approve Sign-on Stock Grant for Management Board

Mgmt

For

For

For

9.3

Approve Share Grants for Employees

Mgmt

For

For

For

10

Notification of the Intended Reelection of F.J. van Hout to the Management Board

Mgmt

N/A

N/A

N/A

11.1

Reelect H.C.J. Van Den Burg to Supervisory Board

Mgmt

For

For

For

11.2

Reelect O. Bilous to Supervisory Board

Mgmt

For

For

For

11.3

Reelect J.W.B. Westerburgen to Supervisory Board

Mgmt

For

For

For

11.4

Elect P.F.M. Van Der Meer Mohr to Supervisory Board

Mgmt

For

For

For

11.5

Elect W. Ziebart to Supervisory Board

Mgmt

For

For

For

12.1

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

Mgmt

For

For

For

12.2

Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a

Mgmt

For

For

For

12.3

Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Mer

Mgmt

For

For

For

12.4

Authorize Board to Exclude Preemptive Rights from Issuance under Item 12d

Mgmt

For

For

For

13

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

14

Authorize Cancellation of Repurchased Shares

Mgmt

For

For

For

15

Authorize Additionnal Cancellation of Repurchased Shares

Mgmt

For

For

For

16

Other Business (Non-Voting)

Mgmt

N/A

N/A

N/A

17

Close Meeting

Mgmt

N/A

N/A

N/A

 


 

Aviva plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G0683Q109

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Final Dividend of 19.91 Pence Per Ordinary Share

Mgmt

For

For

For

3

Elect Mark Hodges as Director

Mgmt

For

For

For

4

Elect Euleen Goh as Director

Mgmt

For

For

For

5

Re-elect Mary Francis as Director

Mgmt

For

For

For

6

Re-elect Carole Piwnica as Director

Mgmt

For

For

For

7

Re-elect Russell Walls as Director

Mgmt

For

For

For

8

Re-elect Richard Goeltz as Director

Mgmt

For

For

For

9

Reappoint Ernst & Young LLP as Auditors of the Company

Mgmt

For

For

For

10

Authorise Board to Fix Remuneration of Auditors

Mgmt

For

For

For

11

Approve Increase in Authorised Ordinary Share Capital from GBP 1,950,000,000 and EUR 700,00

Mgmt

For

For

For

12

Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 221,4

Mgmt

For

For

For

13

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggr

Mgmt

For

For

For

14

Approve Remuneration Report

Mgmt

For

For

For

15

Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be C

Mgmt

For

For

For

16

Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties

Mgmt

For

For

For

17

Approve Scrip Dividend Program

Mgmt

For

For

For

18

Authorise 265,000,000 Ordinary Shares for Market Purchase

Mgmt

For

For

For

19

Authorise 100,000,000 8 3/4 Percent Cumulative Irredeemable Preference Shares for Market Pu

Mgmt

For

For

For

20

Authorise 100,000,000 8 3/8 Percent Cumulative Irredeemable Preference Shares Preference Sh

Mgmt

For

For

For

 


 

AXA S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F06106102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 0.40 per Share

Mgmt

For

For

For

4

Approve Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

For

For

5

Reelect Jacques de Chateauvieux as Supervisory Board Member

Mgmt

For

For

For

6

Reelect Anthony Hamilton as Supervisory Board Member

Mgmt

For

For

For

7

Reelect Michel Pebereau as Supervisory Board Member

Mgmt

For

Against

Against

8

Reelect Dominique Reiniche as Supervisory Board Member

Mgmt

For

For

For

9

Elect Ramon de Oliveira as Supervisory Board Member

Mgmt

For

For

For

10

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

Against

Against

11

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in

Mgmt

For

For

For

12

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

13

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Ag

Mgmt

For

For

For

14

Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Autho

Mgmt

For

For

For

15

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation

Mgmt

For

For

For

16

Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers

Mgmt

For

For

For

17

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

For

For

18

Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for

Mgmt

For

For

For

19

Approve Issuance of Securities Convertible into Debt

Mgmt

For

For

For

20

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

21

Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries

Mgmt

For

For

For

22

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

23

Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assu

Mgmt

For

Against

Against

24

Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Am

Mgmt

For

For

For

25

Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal

Mgmt

For

Against

Against

26

Adopt New Articles of Association, Pursuant to Items 23 through 25

Mgmt

For

For

For

27

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

BAE Systems plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G06940103

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

For

For

3

Approve Final Dividend of 8.7 Pence Per Ordinary Share

Mgmt

For

For

For

4

Re-elect Philip Carroll as Director

Mgmt

For

For

For

5

Re-elect Ian King as Director

Mgmt

For

For

For

6

Re-elect Roberto Quarta as Director

Mgmt

For

For

For

7

Re-elect George Rose as Director

Mgmt

For

For

For

8

Elect Carl Symon as Director

Mgmt

For

For

For

9

Reappoint KPMG Audt plc as Auditors of the Company

Mgmt

For

For

For

10

Authorise the Audit Committee to Fix Remuneration of Auditors

Mgmt

For

For

For

11

Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Part

Mgmt

For

For

For

12

Approve Increase in Authorised Ordinary Share Capital from GBP 188,750,001 to GBP 218,750,0

Mgmt

For

For

For

13

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a Gener

Mgmt

For

For

For

14

Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securit

Mgmt

For

For

For

15

Authorise 352,791,045 Ordinary Shares for Market Purchase

Mgmt

For

For

For

16

Amend Articles of Association by Deleting All the Provisions of the Company’s Memorandum of

Mgmt

For

For

For

17

Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Le

Mgmt

For

For

For

 


 

Bayer AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D07112119

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Divide

Mgmt

For

For

For

2

Approve Discharge of Management Board for Fiscal 2008

Mgmt

For

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2008

Mgmt

For

For

For

4

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Mgmt

For

For

For

5

Approve Conversion of Bearer Shares into Registered Shares

Mgmt

For

For

For

6

Amend Articles Re: Allow Electronic Distribution of Company Communications

Mgmt

For

For

For

7

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorize New Class of Preferred Stock (Class B) and Amend Bylaws Accordingly, Subject to A

Mgmt

For

For

For

2

Authorize Issuance of Preferred Stock (Class B) in Favor of Societe de Prise de Participati

Mgmt

For

For

For

3

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

4

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in

Mgmt

For

For

For

5

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 1.00 per Share

Mgmt

For

For

For

4

Approve Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Ordinary Share Capital

Mgmt

For

For

For

6

Reelect Claude Bebear as Director

Mgmt

For

For

For

7

Reelect Jean-Louis Beffa as Director

Mgmt

For

Against

Against

8

Reelect Denis Kessler as Director

Mgmt

For

Against

Against

9

Reelect Laurence Parisot as Director

Mgmt

For

For

For

10

Reelect Michel Pebereau as Director

Mgmt

For

For

For

11

Approve Contribution in Kind of 98,529,695 Fortis Banque Shares by Societe Federale de Part

Mgmt

For

For

For

12

Approve Contribution in Kind of 4,540,798 BGL SA Shares by Grand Duchy of Luxembourg

Mgmt

For

For

For

13

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

For

For

14

Amend Bylaws to Reflect Amendment to Terms and Conditions of Class B Shares

Mgmt

For

For

For

15

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

16

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F1058Q238

12/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Contribution in Kind of 98,529,695 Fortis Banque Shares by SFPI

Mgmt

For

For

For

2

Approve Contribution in Kind of 263,586,083 Fortis Banque Luxembourg Shares by Grand Duchy

Mgmt

For

For

For

3

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

Against

Against

4

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

British Airways plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G14980109

07/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

For

For

3

Approve Final Dividend of 5 Pence Per Ordinary Share

Mgmt

For

For

For

4

Re-elect Willie Walsh as Director

Mgmt

For

For

For

5

Re-elect Maarten van den Bergh as Director

Mgmt

For

For

For

6

Re-elect Baroness Kingsmill as Director

Mgmt

For

For

For

7

Re-elect Ken Smart as Director

Mgmt

For

For

For

8

Re-elect Baroness Symons as Director

Mgmt

For

For

For

9

Reappoint Ernst & Young LLP as Auditors of the Company

Mgmt

For

For

For

10

Authorise Board to Fix Remuneration of Auditors

Mgmt

For

For

For

11

Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and

Mgmt

For

For

For

12

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggrega

Mgmt

For

For

For

13

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggr

Mgmt

For

For

For

14

Authorise up to Ten Percent of Aggregate Nominal Amount of the Company’s Issued Ordinary Sh

Mgmt

For

For

For

15

Adopt New Articles of Association

Mgmt

For

For

For

 


 

British American Tobacco plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1510J102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

For

For

3

Approve Final Dividend of 61.6 Pence Per Ordinary Share

Mgmt

For

For

For

4

Reappoint PricewaterhouseCoopers LLP as Auditors of the Company

Mgmt

For

For

For

5

Authorise Board to Fix Remuneration of Auditors

Mgmt

For

For

For

6.1

Re-elect Paul Adams as Director

Mgmt

For

For

For

6.2

Re-elect Jan du Plessis as Director

Mgmt

For

For

For

6.3

Re-elect Robert Lerwill as Director

Mgmt

For

For

For

6.4

Re-elect Sir Nicholas Scheele as Director

Mgmt

For

For

For

7

Elect Gerry Murphy as Director

Mgmt

For

For

For

8

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggrega

Mgmt

For

For

For

9

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggr

Mgmt

For

For

For

10

Authorise 199,600,000 Ordinary Shares for Market Purchase

Mgmt

For

For

For

11

Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Part

Mgmt

For

For

For

12

Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Le

Mgmt

For

For

For

13

Adopt New Articles of Association with Effect from 01 October 2009

Mgmt

For

For

For

 

C&C Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1826G107

07/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Dividends

Mgmt

For

For

For

3

Elect John Holberry as Director

Mgmt

For

For

For

4

Elect John Burgess as Director

Mgmt

For

For

For

5

Elect John Hogan as Director

Mgmt

For

For

For

6

Elect Philip Lynch as Director

Mgmt

For

For

For

7

Authorize Board to Fix Remuneration of Auditors

Mgmt

For

For

For

8

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

Mgmt

For

For

For

9

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Mgmt

For

For

For

10

Authorize Share Repurchase up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

11

Authorize Reissuance of Repurchased Shares

Mgmt

For

For

For

12

Amend Articles Re: Electronic Communications

Mgmt

For

For

For

 


 

C&C Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G1826G107

12/18/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Joint Share Ownership Plan

Mgmt

For

For

For

2

Amend Save-As-You-Earn Share Option Scheme

Mgmt

For

For

For

3

Amend Profit Sharing Scheme

Mgmt

For

For

For

4

Amend Executive Share Option Plan

Mgmt

For

For

For

5

Amend Long Term Incentive Plan

Mgmt

For

For

For

 

Credit Suisse Group (formerly CS Holding)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H3698D419

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Receive Financial Statements and Statutory Reports (Non-Voting)

Mgmt

N/A

N/A

N/A

1.2

Approve Remuneration Report

Mgmt

For

For

For

1.3

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Discharge of Board and Senior Management

Mgmt

For

For

For

3

Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share

Mgmt

For

For

For

4.1

Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR

Mgmt

For

For

For

4.2

Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights

Mgmt

For

For

For

5.1

Amend Articles Re: Auditors

Mgmt

For

For

For

5.2

Amend Articles Re: Presence Quorum for Board Resolutions

Mgmt

For

For

For

5.3

Amend Articles Re: Contributions in Kind

Mgmt

For

For

For

6.1

Reelect Hans-Ulrich Doerig as Director

Mgmt

For

For

For

6.2

Reelect Walter Kielholz as Director

Mgmt

For

For

For

6.3

Reelect Richard Thornburgh as Director

Mgmt

For

For

For

6.4

Elect Andreas Koopmann as Director

Mgmt

For

For

For

6.5

Elect Urs Rohner as Director

Mgmt

For

For

For

6.6

Elect John Tiner as Director

Mgmt

For

For

For

7.1

Ratify KPMG AG as Auditors

Mgmt

For

For

For

7.2

Ratify BDO Visura as Special Auditors

Mgmt

For

For

For

 


 

CRH plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G25508105

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Dividends

Mgmt

For

For

For

3.1

Reelect W.P. Egan as Director

Mgmt

For

For

For

3.2

Reelect J.M. de Jong as Director

Mgmt

For

For

For

3.3

Reelect M. Lee as Director

Mgmt

For

For

For

3.4

Reelect G.A. Culpepper as Director

Mgmt

For

For

For

3.5

Reelect A. Manifold as Director

Mgmt

For

For

For

3.6

Reelect W.I. O’Mahony as Director

Mgmt

For

For

For

3.7

Reelect M.S. Towe as Director

Mgmt

For

For

For

4

Authorize Board to Fix Remuneration of Auditors

Mgmt

For

For

For

5

Increase in Authorized Share Capital

Mgmt

For

For

For

6

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

Mgmt

For

For

For

7

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Mgmt

For

For

For

8

Authorize Share Repurchase

Mgmt

For

For

For

9

Amend Articles of Association Re: Treasury Shares

Mgmt

For

For

For

10

Authorize Reissuance of Treasury Shares

Mgmt

For

For

For

11

Approve Scrip Dividend Program

Mgmt

For

For

For

12

Approve Notice of Period for Extraordinary General Meetings

Mgmt

For

For

For

13

Amend Articles of Association

Mgmt

For

For

For

 


 

Deutsche Post AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D19225107

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)

Mgmt

N/A

N/A

N/A

2

Approve Allocation of Income and Dividends of EUR 0.60 per Share

Mgmt

For

For

For

3

Approve Discharge of Management Board for Fiscal 2008

Mgmt

For

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2008

Mgmt

For

For

For

5

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009

Mgmt

For

For

For

6

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Mgmt

For

For

For

7

Authorize Use of Financial Derivatives when Repurchasing Shares

Mgmt

For

For

For

8

Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights

Mgmt

For

For

For

9.1

Elect Ulrich Schroeder to the Supervisory Board

Mgmt

For

For

For

9.2

Elect Henning Kagermann to the Supervisory Board

Mgmt

For

For

For

9.3

Elect Stefan Schulte to the Supervisory Board

Mgmt

For

For

For

10

Amend Articles Re: Proxy Voting and Location of General Meeting

Mgmt

For

For

For

 


 

E.ON AG (formerly Veba AG)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D24914133

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)

Mgmt

N/A

N/A

N/A

2

Approve Allocation of Income and Dividends of EUR 1.50 per Share

Mgmt

For

For

For

3

Approve Discharge of Management Board for Fiscal 2008

Mgmt

For

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2008

Mgmt

For

For

For

5

Elect Jens Heyerdahl to the Supervisory Board

Mgmt

For

For

For

6.1

Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009

Mgmt

For

For

For

6.2

Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financia

Mgmt

For

For

For

7

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Au

Mgmt

For

For

For

8

Approve Creation of EUR 460 Million Pool of Capital without Preemptive Rights

Mgmt

For

For

For

9.1

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preempt

Mgmt

For

For

For

9.2

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preempt

Mgmt

For

For

For

10

Amend Corporate Purpose

Mgmt

For

For

For

11.1

Amend Articles Re: Audio and Video Transmission at Annual Meeting due to New German Legisla

Mgmt

For

For

For

11.2

Amend Articles Re: Voting Rights Representation at Annual Meeting due to New German Legisla

Mgmt

For

For

For

11.3

Amend Articles Re: Convocation of Annual Meeting due to New German Legislation (Law on Tran

Mgmt

For

For

For

12

Approve Affiliation Agreement with E.ON Einundzwanzigste Verwaltungs GmbH

Mgmt

For

For

For

13

Approve Affiliation Agreement with E.ON Zweiundzwanzigste Verwaltungs GmbH

Mgmt

For

For

For

 


 

Electricite de France

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F2940H113

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 1.28 per Share

Mgmt

For

For

For

4

Approve Dividends of EUR 0.64 per Share

Mgmt

Against

Against

For

5

Approve Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

For

For

6

Approve aditional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008

Mgmt

For

For

For

7

Approve No Additional Remuneration for Directors for Fiscal Year 2008

Mgmt

Against

Against

For

8

Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fisca

Mgmt

For

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

10

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

11

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Ag

Mgmt

For

For

For

12

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation

Mgmt

For

For

For

13

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in

Mgmt

For

For

For

14

Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers

Mgmt

For

For

For

15

Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions

Mgmt

For

For

For

16

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

17

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

18

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

Ericsson (Telefonaktiebolaget L M Ericsson)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS W26049119

04/22/2009

Unvoted

Meeting Type

Country of Trade

 

 

Annual

Sweden

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael Treschow as Chairman of Meeting

Mgmt

For

For

For

2

Prepare and Approve List of Shareholders

Mgmt

For

For

For

3

Approve Agenda of Meeting

Mgmt

For

For

For

4

Acknowledge Proper Convening of Meeting

Mgmt

For

For

For

5

Designate Inspector(s) of Minutes of Meeting

Mgmt

For

For

For

6

Receive Financial Statements and Statutory Reports; Receive Auditors’ Report

Mgmt

N/A

N/A

N/A

7

Receive President’s Report; Allow Questions

Mgmt

N/A

N/A

N/A

8.1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

8.2

Approve Discharge of Board and President

Mgmt

For

For

For

8.3

Approve Allocation of Income and Dividends of SEK 1.85 per Share; Approve April 27, 2009 as

Mgmt

For

For

For

9.1

Determine Number of Members (10) and Deputy Members (0) of Board

Mgmt

For

For

For

9.2

Approve Remuneration of Directors in the Amount of SEK 3.8 Million for Chairman and SEK 750

Mgmt

For

For

For

9.3

Reelect Michael Treschow (Chairman), Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Joh

Mgmt

For

For

For

9.4

Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders b

Mgmt

For

For

For

9.5

Approve Omission of Remuneration to Nominating Committee Members

Mgmt

For

For

For

9.6

Approve Remuneration of Auditors

Mgmt

For

For

For

10

Approve Remuneration Policy And Other Terms of Employment For Executive Management

Mgmt

For

For

For

11.1

Approve 2009 Share Matching Plan for All Employees

Mgmt

For

For

For

11.2

Authorize Reissuance of 13.9 Million Repurchased Class B Shares for 2009 Share Matching Pla

Mgmt

For

For

For

11.3

Approve Swap Agreement with Third Party as Alternative to Item 11.2

Mgmt

For

Against

Against

11.4

Approve 2009 Share Matching Plan for Key Contributors

Mgmt

For

For

For

11.5

Authorize Reissuance of 8.5 Million Repurchased Class B Shares for 2009 Share Matching Plan

Mgmt

For

For

For

11.6

Approve Swap Agreement with Third Party as Alternative to Item 11.5

Mgmt

For

Against

Against

11.7

Approve 2009 Restricted Stock Plan for Executives

Mgmt

For

For

For

11.8

Authorize Reissuance of 4.6 Million Repurchased Class B Shares for 2009 Restricted Stock Pl

Mgmt

For

For

For

11.9

Approve Swap Agreement with Third Party as Alternative to Item 11.8

Mgmt

For

Against

Against

12

Authorize Reissuance of 11 Million Repurchased Class B Shares to Cover Social Costs in Conn

Mgmt

For

For

For

13

Amend Articles Regarding Publication of Meeting Notice

Mgmt

For

For

For

14

Authorize the Board of Directors to Explore How to Provide All Shares with Equal Voting Rights

Mgmt

For

For

For

15

Close Meeting

Mgmt

N/A

N/A

N/A

 


 

Fanuc Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J13440102

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, with a Final Dividend of JPY 54.1

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

3.10

Elect Director

Mgmt

For

For

For

3.11

Elect Director

Mgmt

For

For

For

3.12

Elect Director

Mgmt

For

For

For

3.13

Elect Director

Mgmt

For

For

For

3.14

Elect Director

Mgmt

For

For

For

4

Appoint Statutory Auditor

Mgmt

For

For

For

 


 

France Telecom

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F4113C103

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements and Discharge Directors

Mgmt

For

For

For

2

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 1.40 per Share

Mgmt

For

For

For

4

Approve Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

Against

Against

5

Renew Appointment of Ernst and Young Audit as Auditor

Mgmt

For

For

For

6

Renew Appointment of Auditex as Alternate Auditor

Mgmt

For

For

For

7

Renew Appointment of Deloitte and Associes as Auditor

Mgmt

For

For

For

8

Renew Appointment of BEAS as Alternate Auditor

Mgmt

For

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

10

Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors

Mgmt

For

For

For

11

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

12

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with th

Mgmt

For

For

For

13

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation

Mgmt

For

For

For

14

Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers

Mgmt

For

For

For

15

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

For

For

16

Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock

Mgmt

For

For

For

17

Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reser

Mgmt

For

For

For

18

Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billi

Mgmt

For

For

For

19

Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Bil

Mgmt

For

For

For

20

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in

Mgmt

For

For

For

21

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan

Mgmt

For

Against

Against

22

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

23

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

24

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

Haseko Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J18984104

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Handling of Net Loss

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates - Make Technical Changes - A

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

 

Honda Motor Co. Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J22302111

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, with a Final Dividend of JPY 8

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

3.10

Elect Director

Mgmt

For

For

For

3.11

Elect Director

Mgmt

For

For

For

3.12

Elect Director

Mgmt

For

For

For

3.13

Elect Director

Mgmt

For

For

For

3.14

Elect Director

Mgmt

For

For

For

3.15

Elect Director

Mgmt

For

For

For

3.16

Elect Director

Mgmt

For

For

For

3.17

Elect Director

Mgmt

For

For

For

3.18

Elect Director

Mgmt

For

For

For

3.19

Elect Director

Mgmt

For

For

For

3.20

Elect Director

Mgmt

For

For

For

3.21

Elect Director

Mgmt

For

For

For

4

Appoint Statutory Auditor

Mgmt

For

For

For

5

Approve Annual Bonus Payment to Directors and Statutory Auditors

Mgmt

For

For

For

 


 

HSBC Holdings plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4634U169

03/19/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 a

Mgmt

For

For

For

2

Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securiti

Mgmt

For

For

For

3

Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securiti

Mgmt

For

For

For

 

HSBC Holdings plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G4634U169

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

For

For

3.1

Re-elect Safra Catz as Director

Mgmt

For

For

For

3.2

Re-elect Vincent Cheng as Director

Mgmt

For

For

For

3.3

Elect Marvin Cheung as Director

Mgmt

For

For

For

3.4

Re-elect John Coombe as Director

Mgmt

For

For

For

3.5

Re-elect Jose Duran as Director

Mgmt

For

For

For

3.6

Re-elect Rona Fairhead as Director

Mgmt

For

For

For

3.7

Re-elect Douglas Flint as Director

Mgmt

For

For

For

3.8

Re-elect Alexander Flockhart as Director

Mgmt

For

For

For

3.9

Re-elect Lun Fung as Director

Mgmt

For

For

For

3.10

Re-elect Michael Geoghegan as Director

Mgmt

For

For

For

3.11

Re-elect Stephen Green as Director

Mgmt

For

For

For

3.12

Re-elect Stuart Gulliver as Director

Mgmt

For

For

For

3.13

Re-elect James Hughes-Hallett as Director

Mgmt

For

For

For

3.14

Re-elect William Laidlaw as Director

Mgmt

For

For

For

3.15

Elect Rachel Lomax as Director

Mgmt

For

For

For

3.16

Re-elect Sir Mark Moody-Stuart as Director

Mgmt

For

For

For

3.17

Re-elect Gwyn Morgan as Director

Mgmt

For

For

For

3.18

Re-elect Nagavara Murthy as Director

Mgmt

For

For

For

3.19

Re-elect Simon Robertson as Director

Mgmt

For

For

For

3.20

Elect John Thornton as Director

Mgmt

For

For

For

3.21

Re-elect Sir Brian Williamson as Director

Mgmt

For

For

For

4

Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine T

Mgmt

For

For

For

5

Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nomin

Mgmt

For

For

For

6

Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securiti

Mgmt

For

For

For

7

Authorise 1,720,481,200 Ordinary Shares for Market Purchase

Mgmt

For

For

For

8

Adopt New Articles of Association

Mgmt

For

For

For

9

Approve General Meetings Other Than an Annual General Meetings to be Called on 14 Clear Day

Mgmt

For

For

For

 


 

Hyundai Heavy Industries Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS Y3838M106

03/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

South Korea

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation of Income and Dividend of KRW 5,000 per Share

Mgmt

For

For

For

2

Amend Articles of Incorporation Regarding Business Objectives, Preemptive Rights, Stock Opt

Mgmt

For

For

For

3

Elect One Inside Director and One Outside Director

Mgmt

For

For

For

4

Elect Member of Audit Committee Who Will Also Serve as Outside Director

Mgmt

For

For

For

5

Approve Total Remuneration of Inside Directors and Outside Directors

Mgmt

For

For

For

 

Linde AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D50348107

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)

Mgmt

N/A

N/A

N/A

2

Approve Allocation of Income and Dividends of EUR 1.80 per Share

Mgmt

For

For

For

3

Approve Discharge of Management Board for Fiscal 2008

Mgmt

For

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2008

Mgmt

For

For

For

5

Ratify KPMG AG as Auditors for Fiscal 2009

Mgmt

For

For

For

6

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Mgmt

For

For

For

7

Approve Cancellation of Unused Pool of Conditional Capital

Mgmt

For

For

For

8

Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legisla

Mgmt

For

For

For

 


 

Manulife Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CUSIP 56501R106

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Director John M. Cassaday

Mgmt

For

For

For

1.2

Elect Director Lino J. Celeste

Mgmt

For

For

For

1.3

Elect Director Gail C. A. Cook-Bennett

Mgmt

For

For

For

1.4

Elect Director Thomas P. d’Aquino

Mgmt

For

For

For

1.5

Elect Director Richard B. DeWolfe

Mgmt

For

For

For

1.6

Elect Director Robert E. Dineen Jr.

Mgmt

For

For

For

1.7

Elect Director Pierre Y. Ducros

Mgmt

For

For

For

1.8

Elect Director Donald A. Guloien

Mgmt

For

For

For

1.9

Elect Director Scott M. Hand

Mgmt

For

For

For

1.10

Elect Director Robert J. Harding

Mgmt

For

For

For

1.11

Elect Director Luther S. Helms

Mgmt

For

For

For

1.12

Elect Director Thomas E. Kierans

Mgmt

For

For

For

1.13

Elect Director Lorna R. Marsden

Mgmt

For

For

For

1.14

Elect Director Hugh W. Sloan Jr.

Mgmt

For

For

For

1.15

Elect Director Gordon G. Thiessen

Mgmt

For

For

For

2

Ratify Ernst & Young LLP as Auditors

Mgmt

For

For

For

3

Authorize New Class of Preferred Stock

Mgmt

For

For

For

4.1

SP 1: Advisory Vote to Ratify Named Executive Officers’ Compensation

ShrHldr

Against

For

Against

4.2

SP 2: Adopt Policy to Increase Number of Women Directors

ShrHldr

Against

Against

For

4.3

SP 3: Adopt Policy Limiting the Number of Board Seats per Director

ShrHldr

Against

Against

For

 

Michael Page International plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G68694119

05/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Final Dividend of 5.12 Pence Per Ordinary Share

Mgmt

For

For

For

3

Re-elect Stephen Puckett as Director

Mgmt

For

For

For

4

Re-elect Hubert Reid as Director

Mgmt

For

For

For

5

Approve Remuneration Report

Mgmt

For

For

For

6

Reappoint Deloitte LLP as Auditors and Authorise Audit Committee to Fix Their Remuneration

Mgmt

For

For

For

7

Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or I

Mgmt

For

For

For

8

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a Gener

Mgmt

For

For

For

9

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggr

Mgmt

For

For

For

10

Authorise 48,269,495 Ordinary Shares for Market Purchase

Mgmt

For

For

For

11

Adopt New Articles of Association

Mgmt

For

For

For

12

Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Le

Mgmt

For

For

For

 


 

Mitsubishi Gas Chemical Co. Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J43959113

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcem

Mgmt

For

For

For

2.1

Elect Director

Mgmt

For

For

For

2.2

Elect Director

Mgmt

For

For

For

2.3

Elect Director

Mgmt

For

For

For

2.4

Elect Director

Mgmt

For

For

For

2.5

Elect Director

Mgmt

For

For

For

2.6

Elect Director

Mgmt

For

For

For

2.7

Elect Director

Mgmt

For

For

For

2.8

Elect Director

Mgmt

For

For

For

2.9

Elect Director

Mgmt

For

For

For

2.10

Elect Director

Mgmt

For

For

For

3

Appoint Statutory Auditor

Mgmt

For

For

For

4

Approve Retirement Bonus Payment for Directors

Mgmt

For

For

For

 

Mitsubishi UFJ Financial Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J44497105

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares

Mgmt

For

For

For

2

Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Di

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

3.10

Elect Director

Mgmt

For

For

For

3.11

Elect Director

Mgmt

For

For

For

3.12

Elect Director

Mgmt

For

For

For

3.13

Elect Director

Mgmt

For

For

For

3.14

Elect Director

Mgmt

For

For

For

3.15

Elect Director

Mgmt

For

Against

Against

3.16

Elect Director

Mgmt

For

For

For

3.17

Elect Director

Mgmt

For

Against

Against

4.1

Appoint Statutory Auditor

Mgmt

For

For

For

4.2

Appoint Statutory Auditor

Mgmt

For

Against

Against

4.3

Appoint Statutory Auditor

Mgmt

For

Against

Against

4.4

Appoint Statutory Auditor

Mgmt

For

For

For

 


 

Novartis AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H5820Q150

02/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Discharge of Board and Senior Management

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of CHF 2 per Share

Mgmt

For

For

For

4

Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

5.1

Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of

Mgmt

Against

For

Against

5.2

Amend Corporate Purpose Re: Sustainability

Mgmt

For

For

For

5.3

Amend Articles Re: Auditors

Mgmt

For

For

For

6.1

Retirement of Peter Burckhardt and William George as Directors (Non-Voting)

Mgmt

N/A

N/A

N/A

6.2

Reelect Srikant Datar as Director

Mgmt

For

For

For

6.3

Reelect Andreas von Planta as Director

Mgmt

For

For

For

6.4

Reelect Wendelin Wiedeking as Director

Mgmt

For

For

For

6.5

Reelect Rolf Zinkernagel as Director

Mgmt

For

For

For

6.6

Elect William Brody as Director

Mgmt

For

For

For

7

Ratify PricewaterhouseCoopers AG as Auditors

Mgmt

For

For

For

 

OPAP (Greek Organisation of Football Prognostics SA)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS X3232T104

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Greece

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Statutory Reports

Mgmt

For

For

For

2

Accept Financial Statements

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends

Mgmt

For

For

For

4

Approve Discharge of Board and Auditors

Mgmt

For

For

For

5

Approve Director Remuneration for 2008

Mgmt

For

For

For

6

Preapprove Director Remuneration for 2009

Mgmt

For

For

For

7

Approve Auditors and Fix Their Remuneration

Mgmt

For

Against

Against

8

Ratify Director Appointments and Audit Committee Members

Mgmt

For

Against

Against

9

Acknowledge Director Resignations

Mgmt

For

Against

Against

10

Authorize Board to Participate in Companies with Similiar Business Interests

Mgmt

For

For

For

11

Authorize Filing of Required Documents and Other Formalities

Mgmt

For

For

For

12

Other Business

Mgmt

For

Against

Against

 

Precision Drilling Trust

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CUSIP 740215108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Robert J.S. Gibson, Patrick M. Murray, and Allen R. Hagerman as Trustees

Mgmt

For

For

For

2

Elect F.M. Brown, W.T. Donovan, W.C. (Mickey) Dunn, B.A. Felesky, Robert J.S. Gibson, A.R.

Mgmt

For

For

For

3

Ratify KPMG LLP as Auditors

Mgmt

For

For

For

4

Approve Employee Trust Unit Option Plan

Mgmt

For

For

For

5

Amend Deferred Trust Unit Plan

Mgmt

For

For

For

 


 

Reed Elsevier NV

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N73430113

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting

Mgmt

N/A

N/A

N/A

2

Receive Report of Management Board (Non-Voting)

Mgmt

N/A

N/A

N/A

3

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

4.1

Approve Discharge of Executive Board

Mgmt

For

For

For

4.2

Approve Discharge of Supervisory Board

Mgmt

For

For

For

5

Approve Dividends of EUR 0.404 Per Share

Mgmt

For

For

For

6

Ratify Deloitte Accountants as Auditors

Mgmt

For

For

For

7.1

Reelect Lord Sharman to Supervisory Board

Mgmt

For

For

For

7.2

Reelect David Reid to Supervisory Board

Mgmt

For

For

For

7.3

Reelect Mark Elliott to Supervisory Board

Mgmt

For

For

For

7.4

Reelect Dien de Boer-Kruyt to Supervisory Board

Mgmt

For

For

For

8

Elect Ian Smith to Executive Board

Mgmt

For

For

For

9

Authorize Repurchase of Shares

Mgmt

For

For

For

10.1

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10

Mgmt

For

For

For

10.2

Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a

Mgmt

For

For

For

11

Other Business (Non-Voting)

Mgmt

N/A

N/A

N/A

12

Close Meeting

Mgmt

N/A

N/A

N/A

 

Reed Elsevier NV

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N73430113

05/26/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting

Mgmt

N/A

N/A

N/A

2

Elect Anthony Habgood to Supervisory Board

Mgmt

For

For

For

3

Close Meeting

Mgmt

N/A

N/A

N/A

 


 

Rio Tinto plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G75754104

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

For

For

3

Elect Jan du Plessis as Director

Mgmt

For

For

For

4

Re-elect Sir David Clementi as Director

Mgmt

For

For

For

5

Re-elect Sir Rod Eddington as Director

Mgmt

For

Against

Against

6

Re-elect Andrew Gould as Director

Mgmt

For

For

For

7

Re-elect David Mayhew as Director

Mgmt

For

For

For

8

Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Deter

Mgmt

For

For

For

9

Amend Articles of Association and Amend the Constitution of Rio Tinto Limited Re: Non-Execu

Mgmt

For

For

For

10

Approve Increase in Authorised Ordinary Share Capital from GBP 142,123,283.30 to GBP 170,00

Mgmt

For

For

For

11

Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securit

Mgmt

For

For

For

12

Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Le

Mgmt

For

For

For

13

Approve Scrip Dividend Program

Mgmt

For

For

For

14

Adopt New Articles of Association; Amend Articles of Association; Amend the Constitution of

Mgmt

For

For

For

 

Royal Dutch Shell plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G7690A118

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Remuneration Report

Mgmt

For

Against

Against

3

Elect Simon Henry as Director

Mgmt

For

For

For

4

Re-elect Lord Kerr of Kinlochard as Director

Mgmt

For

For

For

5

Re-elect Wim Kok as Director

Mgmt

For

For

For

6

Re-elect Nick Land as Director

Mgmt

For

For

For

7

Re-elect Jorma Ollila as Director

Mgmt

For

For

For

8

Re-elect Jeroen van der Veer as Director

Mgmt

For

For

For

9

Re-elect Hans Wijers as Director

Mgmt

For

For

For

10

Reappoint PricewaterhouseCoopers LLP as Auditors of the Company

Mgmt

For

For

For

11

Authorise Board to Fix Remuneration of Auditors

Mgmt

For

For

For

12

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggrega

Mgmt

For

For

For

13

Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked

Mgmt

For

For

For

14

Authorise 624 Million Ordinary Shares for Market Purchase

Mgmt

For

For

For

15

Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Orga

Mgmt

For

For

For

 


 

Royal Philips Electronics N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N6817P109

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

President’s Speech

Mgmt

N/A

N/A

N/A

2.1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

2.2

Receive Explanation on Company’s Reserves and Dividend Policy

Mgmt

N/A

N/A

N/A

2.3

Approve Dividends of EUR 0.70 Per Share

Mgmt

For

For

For

2.4

Approve Discharge of Management Board

Mgmt

For

For

For

2.5

Approve Discharge of Supervisory Board

Mgmt

For

For

For

3

Reelect P-J. Sivignon to Management Board

Mgmt

For

For

For

4.1

Elect J.J. Schiro to Supervisory Board

Mgmt

For

For

For

4.2

Elect J. van der Veer to Supervisory Board

Mgmt

For

For

For

4.3

Elect C.A. Poon to Supervisory Board

Mgmt

For

For

For

5

Amend Long-Term Incentive Plan

Mgmt

For

For

For

6.1

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10

Mgmt

For

For

For

6.2

Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a

Mgmt

For

For

For

7

Authorize Repurchase of Shares

Mgmt

For

Against

Against

8

Other Business (Non-Voting)

Mgmt

N/A

N/A

N/A

 

Sankyo Co. Ltd. (OTC)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J67844100

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, with a Final Dividend of JPY 75

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates

Mgmt

For

For

For

 


 

Sanofi Aventis

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F5548N101

04/17/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 2.20 per Share

Mgmt

For

For

For

4

Ratify Appointment of Chris Viehbacher as Director

Mgmt

For

For

For

5

Approve Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

Against

Against

6

Approve Transaction with Chris Viehbacher Re: Severance Payments

Mgmt

For

Against

Against

7

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

8

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

9

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Ag

Mgmt

For

For

For

10

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

For

For

11

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation

Mgmt

For

For

For

12

Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase i

Mgmt

For

For

For

13

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

14

Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan

Mgmt

For

Against

Against

15

Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan

Mgmt

For

Against

Against

16

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

17

Amend Article 15 of the Bylaws Re: Audit Committee

Mgmt

For

For

For

18

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 

Shin-Etsu Chemical Co. Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J72810120

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, With a Final Dividend of JPY 50

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates - Increase Maximum Board Siz

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

Against

Against

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

3.10

Elect Director

Mgmt

For

For

For

3.11

Elect Director

Mgmt

For

For

For

3.12

Elect Director

Mgmt

For

For

For

3.13

Elect Director

Mgmt

For

For

For

3.14

Elect Director

Mgmt

For

For

For

4

Appoint Statutory Auditor

Mgmt

For

Against

Against

5

Approve Stock Option Plan

Mgmt

For

For

For

6

Approve Takeover Defense Plan (Poison Pill)

Mgmt

For

Against

Against

 


 

Siemens AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS D69671218

01/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Com

Mgmt

N/A

N/A

N/A

2

Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting)

Mgmt

N/A

N/A

N/A

3

Approve Allocation of Income and Dividends of EUR 1.60 per Share

Mgmt

For

For

For

4.1

Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008

Mgmt

For

For

For

4.2

Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008

Mgmt

For

For

For

4.3

Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008

Mgmt

For

For

For

4.4

Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008

Mgmt

For

For

For

4.5

Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008

Mgmt

For

For

For

4.6

Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008

Mgmt

For

For

For

4.7

Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008

Mgmt

For

For

For

4.8

Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008

Mgmt

For

For

For

4.9

Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008

Mgmt

For

For

For

4.10

Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008

Mgmt

For

For

For

4.11

Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008

Mgmt

For

For

For

4.12

Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008

Mgmt

For

For

For

4.13

Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008

Mgmt

For

For

For

4.14

Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008

Mgmt

For

For

For

5.1

Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008

Mgmt

For

For

For

5.2

Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008

Mgmt

For

For

For

5.3

Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2007/2008

Mgmt

For

For

For

 


 

5.4

Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008

Mgmt

For

For

For

5.5

Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008

Mgmt

For

For

For

5.6

Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008

Mgmt

For

For

For

5.7

Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008

Mgmt

For

For

For

5.8

Approve Discharge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008

Mgmt

For

For

For

5.9

Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/200

Mgmt

For

For

For

5.10

Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008

Mgmt

For

For

For

5.11

Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008

Mgmt

For

For

For

5.12

Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008

Mgmt

For

For

For

5.13

Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008

Mgmt

For

For

For

5.14

Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008

Mgmt

For

For

For

5.15

Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008

Mgmt

For

For

For

5.16

Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008

Mgmt

For

For

For

5.17

Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008

Mgmt

For

For

For

5.18

Approve Discharge of Former Supervisory Board Member Walter Kroell for Fiscal 2007/2008

Mgmt

For

For

For

5.19

Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2007/2

Mgmt

For

For

For

5.20

Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008

Mgmt

For

For

For

5.21

Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008

Mgmt

For

For

For

5.22

Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008

Mgmt

For

For

For

5.23

Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008

Mgmt

For

For

For

5.24

Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008

Mgmt

For

For

For

5.25

Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008

Mgmt

For

For

For

5.26

Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008

Mgmt

For

For

For

5.27

Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008

Mgmt

For

For

For

5.28

Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008

Mgmt

For

For

For

5.29

Approve Discharge of Former Supervisory Board Member Peter von Siemens for Fiscal 2007/2008

Mgmt

For

For

For

5.30

Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008

Mgmt

For

For

For

5.31

Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008

Mgmt

For

For

For

5.32

Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008

Mgmt

For

For

For

6

Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009

Mgmt

For

For

For

7

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Mgmt

For

For

For

8

Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repu

Mgmt

For

For

For

9

Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights

Mgmt

For

For

For

10

Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preempt

Mgmt

For

For

For

11

Approve Remuneration of Supervisory Board

Mgmt

For

For

For

12

Amend Articles Re: Decision Making of General Meeting

Mgmt

For

For

For

 


 

Sony Financial Holdings Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J76337104

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, with a Final Dividend of JPY 3000

Mgmt

For

For

For

2

Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rule

Mgmt

For

Against

Against

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

 

Stolt-Nielsen Sa

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS L88742108

03/26/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Luxembourg

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Date of Annual Meeting

Mgmt

For

TNA

N/A

2

Receive Auditors’ Reports and Financial Statements

Mgmt

N/A

TNA

N/A

3

Accept Consolidated Financial Statements

Mgmt

For

TNA

N/A

4

Accept Financial Statements

Mgmt

For

TNA

N/A

5

Approve Allocation of Income and Dividends of USD 0.50 per Share

Mgmt

For

TNA

N/A

6

Approve Discharge of Directors

Mgmt

For

TNA

N/A

7

Continuation of Authorized Capital/ Suppression of Shareholders Preemptive Rights

Mgmt

For

TNA

N/A

8

Approve Share Repurchase Program

Mgmt

For

TNA

N/A

9.1

Elect Jacob Stolt-Nielsen as Director

Mgmt

For

TNA

N/A

9.2

Elect Niels G. Stolt-Nielsen as Director

Mgmt

For

TNA

N/A

9.3

Elect Samuel Cooperman as Director

Mgmt

For

TNA

N/A

9.4

Elect Hakan Larsson as Director

Mgmt

For

TNA

N/A

9.5

Elect Christer Olsson as Director

Mgmt

For

TNA

N/A

9.6

Elect Jacob B. Stolt-Nielsen as Director

Mgmt

For

TNA

N/A

9.7

Elect Christopher J. Wright as Director

Mgmt

For

TNA

N/A

10

Elect Jacob Stolt-Nielsen as Chairman of the Board

Mgmt

For

TNA

N/A

11

Ratify PricewaterhouseCoopers S.a.r.l. as Auditors

Mgmt

For

TNA

N/A

 


 

Technip

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F90676101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Allocation of Income and Dividends of EUR 1.20 per Share

Mgmt

For

For

For

3

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

4

Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transacti

Mgmt

For

For

For

5

Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transacti

Mgmt

For

For

For

6

Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Ongoing T

Mgmt

For

For

For

7

Reelect Jean-Pierre Lamoure as Director

Mgmt

For

For

For

8

Reelect Daniel Lebegue as Director

Mgmt

For

For

For

9

Reelect Bruno Weymuller as Director

Mgmt

For

For

For

10

Elect Gerard Hauser as Director

Mgmt

For

For

For

11

Elect Marwan Lahoud as Director

Mgmt

For

For

For

12

Elect Joseph Rinaldi as Director

Mgmt

For

For

For

13

Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000

Mgmt

For

For

For

14

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

15

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

16

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Ag

Mgmt

For

For

For

17

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

18

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan

Mgmt

For

For

For

19

Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved fo

Mgmt

For

For

For

20

Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan

Mgmt

For

For

For

21

Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Cha

Mgmt

For

For

For

22

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

Telefonica S.A.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS 879382109

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Individual and Consolidated Financial Statements, Allocation of Income, and Dischar

Mgmt

For

For

For

2

Approve Dividend Charged to Unrestricted Reserves

Mgmt

For

For

For

3

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

4

Authorize Share Repurchase Program

Mgmt

For

For

For

5

Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accord

Mgmt

For

For

For

6

Ratify Auditors for Fiscal Year 2009

Mgmt

For

For

For

7

Authorize Board to Ratify and Execute Approved Resolutions

Mgmt

For

For

For

 

The Royal Bank of Scotland Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G76891111

11/20/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Increase in Authorised Ordinary Share Capital by the Creation of an Additional 22,9

Mgmt

For

For

For

2

Subject to the Placing and Open Offer of 22,909,776,276 New Shares in the Company Becoming

Mgmt

For

For

For

 


 

TNT N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N86672107

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Open Meeting and Announcements

Mgmt

N/A

N/A

N/A

2

Presentation by M.P. Bakker, CEO

Mgmt

N/A

N/A

N/A

3

Receive Report of Management Board (Non-Voting)

Mgmt

N/A

N/A

N/A

4

Discussion on Company’s Corporate Governance Structure

Mgmt

N/A

N/A

N/A

5

Discuss Remuneration of the Management Board

Mgmt

N/A

N/A

N/A

6

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

7.1

Receive Explanation on Company’s Reserves and Dividend Policy

Mgmt

N/A

N/A

N/A

7.2

Approve Dividends of EUR 0.37 Per Share

Mgmt

For

For

For

7.3

Approve Allocation of Income

Mgmt

For

For

For

8

Approve Discharge of Management Board

Mgmt

For

For

For

9

Approve Discharge of Supervisory Board

Mgmt

For

For

For

10.1

Announce Vacancies on Supervisory Board

Mgmt

N/A

N/A

N/A

10.2

Opportunity to Nominate Supervisory Board Members

Mgmt

N/A

N/A

N/A

10.3

Announcement by the Supervisory Board of the Persons Nominated for Appointment

Mgmt

N/A

N/A

N/A

10.4

Amendments to Supervisory Board Profile

Mgmt

N/A

N/A

N/A

11

Reelect S. Levy to Supervisory Board

Mgmt

For

For

For

12

Elect P.M. Altenburg to Supervisory Board

Mgmt

For

For

For

13

Announce Vacancies on Supervisory Board Arising in 2010

Mgmt

N/A

N/A

N/A

14

Announce Intention of the Supervisory Board to Reelect H.M. Koorstra to the Management Boar

Mgmt

N/A

N/A

N/A

15

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10

Mgmt

For

For

For

16

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15

Mgmt

For

For

For

17

Authorize Repurchase of Up to Ten Percent of Issued Share Capital

Mgmt

For

For

For

18

Approve Reduction of Issued Capital by Cancelling Treasury Shares

Mgmt

For

For

For

19

Allow Questions

Mgmt

N/A

N/A

N/A

20

Close Meeting

Mgmt

N/A

N/A

N/A

 

Tokyo Electron Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J86957115

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amend Articles To Reflect Digitalization of Share Certificates

Mgmt

For

For

For

2.1

Elect Director

Mgmt

For

For

For

2.2

Elect Director

Mgmt

For

For

For

2.3

Elect Director

Mgmt

For

For

For

2.4

Elect Director

Mgmt

For

For

For

2.5

Elect Director

Mgmt

For

For

For

2.6

Elect Director

Mgmt

For

For

For

2.7

Elect Director

Mgmt

For

For

For

2.8

Elect Director

Mgmt

For

For

For

2.9

Elect Director

Mgmt

For

For

For

2.10

Elect Director

Mgmt

For

For

For

2.11

Elect Director

Mgmt

For

For

For

2.12

Elect Director

Mgmt

For

For

For

2.13

Elect Director

Mgmt

For

For

For

3.1

Appoint Statutory Auditor

Mgmt

For

For

For

3.2

Appoint Statutory Auditor

Mgmt

For

Against

Against

4

Approve Annual Bonus Payment to Directors

Mgmt

For

For

For

 


 

UBS AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H89231338

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

1.2

Approve 2009 Compensation Model

Mgmt

For

For

For

2

Approve Carrying Forward of Net Loss

Mgmt

For

For

For

3.1

Reelect Peter Voser as Director

Mgmt

For

For

For

3.2

Reelect David Sidwell as Director

Mgmt

For

For

For

3.3

Reelect Sally Bott as Director

Mgmt

For

For

For

3.4

Reelect Rainer-Marc Frey as Director

Mgmt

For

For

For

3.5

Reelect Bruno Gehrig as Director

Mgmt

For

For

For

3.6

Reelect William Parrett as Director

Mgmt

For

For

For

3.7

Elect Kaspar Villiger as Director

Mgmt

For

For

For

3.8

Elect Michel Demare as Director

Mgmt

For

For

For

3.9

Elect Ann Goodbehere as Director

Mgmt

For

For

For

3.10

Elect Axel Lehmann as Director

Mgmt

For

For

For

4.1

Ratify Ernst & Young Ltd. as Auditors

Mgmt

For

For

For

4.2

Ratify BDO Visura as Special Auditors

Mgmt

For

For

For

5

Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million

Mgmt

For

For

For

6

Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights

Mgmt

For

For

For

 

UBS AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H89231338

10/02/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Sally Bott as Director

Mgmt

For

For

For

1.2

Elect Rainer-Marc Frey as Director

Mgmt

For

For

For

1.3

Elect Bruno Gehrig as Director

Mgmt

For

For

For

1.4

Elect William G. Parrett as Director

Mgmt

For

For

For

2

Amend Articles Re: New Governance Structure

Mgmt

For

For

For

 

UBS AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H89231338

11/27/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Issuance of Mandatory Convertible Notes without Preemptive Rights; Approve Creation

Mgmt

For

For

For

 

UniCredit SpA (formerly Unicredito Italiano SpA)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS T95132105

11/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Italy

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorize Capital Increase Through the Issuance of up to 973.08 Million Ordinary Shares Res

Mgmt

For

For

For

 


 

UniCredit SpA (formerly Unicredito Italiano SpA)

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS T95132105

11/14/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Italy

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Mgmt

For

For

For

 

Unilever N.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS N8981F271

10/29/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appointment of Paul Polman as Executive Director

Mgmt

For

For

For

 

Unilever plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G92087165

10/28/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Paul Polman as Director

Mgmt

For

For

For

 


 

Vinci

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS F5879X108

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual/Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Consolidated Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Financial Statements and Statutory Reports

Mgmt

For

For

For

3

Approve Allocation of Income and Dividends of EUR 1.62 per Share

Mgmt

For

For

For

4

Authorize Payment of Dividends by Shares

Mgmt

For

For

For

5

Ratify Appointment of Jean-Pierre Lamoure as Director

Mgmt

For

Against

Against

6

Reelect Francois David as Director

Mgmt

For

For

For

7

Reelect Patrick Faure as Director

Mgmt

For

Against

Against

8

Elect Michael Pragnell as Director

Mgmt

For

For

For

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

10

Approve Transaction between Vinci et Vinci Concessions Re: Financing of Prado Sud Railway C

Mgmt

For

For

For

11

Approve Transaction between Vinci et Vinci Concessions Re: Financing of Stade du Mans Conce

Mgmt

For

For

For

12

Approve Transaction between Vinci et Vinci Concessions Re: Financing Obtained by Arcour, Co

Mgmt

For

For

For

13

Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concessio

Mgmt

For

For

For

14

Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concessio

Mgmt

For

For

For

15

Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concessio

Mgmt

For

For

For

16

Approve Transaction between Vinci et Vinci Concessions Re: Sale by Vinci to Vinci Concessio

Mgmt

For

For

For

17

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

Mgmt

For

For

For

18

Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value

Mgmt

For

For

For

19

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggre

Mgmt

For

For

For

20

Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE

Mgmt

For

For

For

21

Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE

Mgmt

For

For

For

22

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation

Mgmt

For

For

For

23

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

Mgmt

For

Against

Against

24

Approve Employee Stock Purchase Plan

Mgmt

For

For

For

25

Approve Stock Purchase Plan Reserved for International Employees

Mgmt

For

For

For

26

Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan

Mgmt

For

For

For

27

Authorize Filing of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

Vodafone Group plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G93882135

07/29/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Re-elect Sir John Bond as Director

Mgmt

For

For

For

3

Re-elect John Buchanan as Director

Mgmt

For

For

For

4

Re-elect Vittorio Colao as Director

Mgmt

For

For

For

5

Re-elect Andy Halford as Director

Mgmt

For

For

For

6

Re-elect Alan Jebson as Director

Mgmt

For

For

For

7

Re-elect Nick Land as Director

Mgmt

For

For

For

8

Re-elect Anne Lauvergeon as Director

Mgmt

For

For

For

9

Re-elect Simon Murray as Director

Mgmt

For

For

For

10

Re-elect Luc Vandevelde as Director

Mgmt

For

For

For

11

Re-elect Anthony Watson as Director

Mgmt

For

For

For

12

Re-elect Philip Yea as Director

Mgmt

For

For

For

13

Approve Final Dividend of 5.02 Pence Per Ordinary Share

Mgmt

For

For

For

14

Approve Remuneration Report

Mgmt

For

For

For

15

Reappoint Deloitte & Touche LLP as Auditors of the Company

Mgmt

For

For

For

16

Authorise the Audit Committee to Fix Remuneration of Auditors

Mgmt

For

For

For

17

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggrega

Mgmt

For

For

For

18

Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securit

Mgmt

For

For

For

19

Authorise 5,300,000,000 Ordinary Shares for Market Purchase

Mgmt

For

For

For

20

Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Part

Mgmt

For

For

For

21

Amend Articles of Association

Mgmt

For

For

For

22

Approve Vodafone Group 2008 Sharesave Plan

Mgmt

For

For

For

 

Yamaha Motor Co. Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS J95776126

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Allocation of Income, With a Final Dividend of JY 5

Mgmt

For

For

For

2

Amend Articles to Reflect Digitalization of Share Certificates - Increase Authorized Capita

Mgmt

For

For

For

3.1

Elect Director

Mgmt

For

For

For

3.2

Elect Director

Mgmt

For

For

For

3.3

Elect Director

Mgmt

For

For

For

3.4

Elect Director

Mgmt

For

For

For

3.5

Elect Director

Mgmt

For

For

For

3.6

Elect Director

Mgmt

For

For

For

3.7

Elect Director

Mgmt

For

For

For

3.8

Elect Director

Mgmt

For

For

For

3.9

Elect Director

Mgmt

For

For

For

3.10

Elect Director

Mgmt

For

For

For

3.11

Elect Director

Mgmt

For

For

For

4.1

Appoint Internal Statutory Auditor

Mgmt

For

For

For

4.2

Appoint Internal Statutory Auditor

Mgmt

For

For

For

5

Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors

Mgmt

For

For

For

 


 

Yue Yuen Industrial (Holdings) Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G98803144

02/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports

Mgmt

For

For

For

2

Approve Final Dividend of HK$0.55 Per Share

Mgmt

For

For

For

3.1

Reelect Lu Chin Chu as Director

Mgmt

For

Against

Against

3.2

Reelect Kung Sung Yen as Director

Mgmt

For

Against

Against

3.3

Reelect Li I Nan, Steve as Director

Mgmt

For

For

For

3.4

Reelect So Kwan Lok as Director

Mgmt

For

Against

Against

3.5

Reelect Leung Yee Sik as Director

Mgmt

For

For

For

3.6

Authorize Board to Fix the Remuneration of Directors

Mgmt

For

For

For

4

Appoint Auditors and Authorize Board to Fix Their Remuneration

Mgmt

For

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Mgmt

For

Against

Against

5.2

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Mgmt

For

For

For

5.3

Authorize Reissuance of Repurchased Shares

Mgmt

For

Against

Against

5.4

Approve and Adopt Share Option Scheme

Mgmt

For

Against

Against

6

Amend Bylaws

Mgmt

For

For

For

 

Yue Yuen Industrial (Holdings) Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS G98803144

12/23/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Second Supplemental Production Agreement and Related Annual Caps

Mgmt

For

For

For

2

Approve Second Supplemental PCC Management Service Agreement and Related Annual Caps

Mgmt

For

For

For

3

Approve Second Supplemental PCC Services Agreement and Related Annual Caps

Mgmt

For

For

For

4

Approve Supplemental PCC Connected Sales Agreement and Related Annual Caps

Mgmt

For

For

For

5

Approve Supplemental PCC Connected Purchases Agreement and Related Annual Caps

Mgmt

For

For

For

6

Approve Supplemental Pou Chien Lease Agreement and Related Annual Caps

Mgmt

For

For

For

7

Approve Supplemental Pou Yuen Lease Agreement and Related Annual Caps

Mgmt

For

For

For

8

Approve Supplemental Yue Dean Lease Agreement and Related Annual Caps

Mgmt

For

For

For

9

Approve Pou Chien Technology Lease Agreement and Related Annual Caps

Mgmt

For

For

For

10

Approve Barits Leather Splitting Agreement and Related Annual Caps

Mgmt

For

For

For

11

Approve Second Supplemental GBD Management Service Agreement and Related Annual Caps

Mgmt

For

For

For

12

Approve Second Supplemental GBD Tenancy Agreement and Related Annual Caps

Mgmt

For

For

For

13

Approve Second Supplemental Godalming Tenancy Agreement and Related Annual Caps

Mgmt

For

For

For

 


 

Zurich Financial Services AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

CINS H9870Y105

04/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Accept Financial Statements and Statutory Reports; Approve Remuneration Report

Mgmt

For

For

For

2

Approve Allocation of Income and Dividends of CHF 11 per Share

Mgmt

For

For

For

3

Approve Discharge of Board and Senior Management

Mgmt

For

For

For

4

Increase Existing Pool of Authorized Capital without Preemtive Rights by CHF 400,000 to CHF

Mgmt

For

For

For

5

Increase Existing Pool of Conditional Capital without Preemptive Rights by CHF 451,817 to C

Mgmt

For

For

For

6

Amend Articles Re: Indicate Legal Form in Company Name

Mgmt

For

For

For

7.1

Reelect Thomas Escher as Director

Mgmt

For

For

For

7.2

Reelect Don Nicolaisen as Director

Mgmt

For

For

For

7.3

Reelect Philippe Pidoux as Director

Mgmt

For

For

For

7.4

Reelect Vernon Sankey as Director

Mgmt

For

For

For

8

Ratify PricewaterhouseCoopers AG as Auditors

Mgmt

For

For

For

 


 

Item 1: Proxy Voting Record

 

Registrant : Columbia Funds Series Trust

 

Fund Name : Columbia Multi-Advisor International Equity Fund (Sleeve Managed by Marsico Capital Management, LLC)

 

07/01/2008 - 06/30/2009

 

Abb Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0012221716

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Annual Report And Consolidated Financial Statements, Annual Financial Statements And The Auditors’ Reports

N/A

N/A

N/A

N/A

2.1

Approve The Annual Report, The Consolidated Financial Statements, And The Annual Financial Statements For 2008

Mgmt

For

For

For

2.2

Receive The Remuneration Report [As Per Pages 49 55 Of The Annual Report]

Mgmt

For

For

For

3

Grant Discharge To The Board Of Directors And The Management

Mgmt

For

For

For

4

Approve To Release Chf 650,000,000 Of The Legal Reserves And Allocate Those Released Reserves To Other Reserves And To Carry Forward The Available Earnings In The Amount Of Chf 2,555,479,132

Mgmt

For

For

For

5

Approve To Renew Abb Ltd S Authorized Share Capital In An Amount Not To Exceed Chf 404,000,000, Enabling The Issuance Of Up To 200,000,000 Abb Ltd Shares With A Nominal Value Of Chf 2.02, Each By Not Later Than 05 May 2011, By Amending The Articles Of Inc

Mgmt

For

For

For

6

Approve: To Reduce The Share Capital Of Chf 4,692,041,526.70 By Chf 1,114,940,560.80 To Chf 3,577,100,965.90 By Way Of Reducing The Nominal Value Of The Registered Shares From Chf 2.02 By Chf 0.48 To Chf 1.54 And To Use The Nominal Value Reduction Amount

Mgmt

For

For

For

7

Approve To Modify The By-Laws According To The Reduction Of The Share Capital

Mgmt

For

For

For

8.1

Elect Mr. Hubertus Von Gruenberg As A Member Of The Board Of Directors

Mgmt

For

For

For

8.2

Elect Mr. Roger Agnelli As A Member Of The Board Of Directors

Mgmt

For

For

For

8.3

Elect Mr. Louis R. Hughes As A Member Of The Board Of Directors

Mgmt

For

For

For

8.4

Elect Mr. Hans Ulrich Maerki As A Member Of The Board Of Directors

Mgmt

For

For

For

8.5

Elect Mr. Michel De Rosen As A Member Of The Board Of Directors

Mgmt

For

For

For

8.6

Elect Mr. Michael Treschow As A Member Of The Board Of Directors

Mgmt

For

For

For

8.7

Elect Mr. Bernd W. Voss As A Member Of The Board Of Directors

Mgmt

For

For

For

8.8

Elect Mr. Jacob Wallenberg As A Member Of The Board Of Directors

Mgmt

For

For

For

9

Elect Ernst & Young Ag As The Auditors For Fy 2009

Mgmt

For

For

For

 


 

Accor Sa, Courcouronnes

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN FR0000120404

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

MIX

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Financial Statements And The Statutory Reports

Mgmt

For

For

For

2

Approve The Consolidated Financial Statements And The Statutory Reports

Mgmt

For

For

For

3

Approve The Allocation Of Income And Dividends Of Eur 1.65 Per Share

Mgmt

For

For

For

4

Approve The Stock Dividend Program [Cash Or Shares]

Mgmt

For

For

For

5

Re-Elect Mr. Thomas J. Barack As A Director

Mgmt

For

For

For

6

Re-Elect Mr. Sebastien Bazin As A Director

Mgmt

For

For

For

7

Re-Elect Mr. Philippe Citerne As A Director

Mgmt

For

For

For

8

Re-Elect Mr. Gabriele Galateri As A Director

Mgmt

For

For

For

9

Re-Elect Mr. Gilles Pelisson As A Director

Mgmt

For

For

For

10

Ratify The Appointment And Re-Election Of Mr. Alain Quinet As A Director

Mgmt

For

For

For

11

Re-Elect Mr. Franck Riboud As A Director

Mgmt

For

For

For

12

Ratify The Appointment And Re-Election Of Mr. Patrick Sayer As A Director

Mgmt

For

For

For

13

Elect Mr. Jean-Paul Bailly As A Director

Mgmt

For

For

For

14

Elect Mr. Denis Hennequin As A Director

Mgmt

For

For

For

15

Elect Mr. Bertrand Meheut As A Director

Mgmt

For

For

For

16

Elect Ms.Virginie Morgon As A Director

Mgmt

For

For

For

17

Approve The Remuneration Of The Directors In The Aggregate Amount Of Eur 420,000

Mgmt

For

For

For

18

Approve The Transaction With Caisse Des Depots Et Consignations

Mgmt

For

For

For

19

Approve The Transaction With Colony Capital Sas

Mgmt

For

For

For

20

Approve The Transaction With Gilles Pelisson

Mgmt

For

For

For

21

Approve The Transaction With Gilles Pelisson

Mgmt

For

For

For

22

Approve The Transaction With Gilles Pelisson

Mgmt

For

For

For

23

Approve The Transaction With Paul Dubrule And Gerard Pelisson

Mgmt

For

For

For

24

Grant Authority To Repurchase Of Up To 10% Of Issued Share Capital Special Business

Mgmt

For

For

For

25

Approve The Reduction In Share Capital Via Cancellation Of Repurchased Shares

Mgmt

For

For

For

26

Grant Authority To Issue Of Equity Or Equity-Linked Securities With Preemptive Rights Up To Aggregate Nominal Amount Of Eur 200 Million

Mgmt

For

For

For

27

Approve The Issuance Of Equity Or Equity-Linked Securities Without Preemptive Rights Up To Aggregate Nominal Amount Of Eur 150 Million, With The Possibility Not To Offer Them To The Public

Mgmt

For

For

For

28

Grant Authority To Increase The Capital Of Up To 10% Of Issued Capital For Future Acquisitions

Mgmt

For

For

For

29

Authorize The Board, Subject To Approval Of Items 26 And/Or 27, To Increase Capital In The Event Of Additional Demand Related To Delegation Submitted To Shareholder Vote Above

Mgmt

For

For

For

30

Approve The Capitalization Of Reserves Of Up To Eur 200 Million For Bonus Issue Or Increase In Par Value

Mgmt

For

For

For

31

Approve To Set Global Limit For Capital Increase To Result From All Issuance Requests Under Items 26 To 30 At Eur 300 Million

Mgmt

For

For

For

32

Approve The Employee Stock Purchase Plan

Mgmt

For

For

For

33

Grant Authority To Fill The Required Documents/Other Formalities

Mgmt

For

For

For

 


 

Actelion Ltd., Allschwil

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0010532478

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Business Report With Annual Report, Annual Accounts And Accounts Of The Group As Per 31 Dec 2008

Mgmt

For

For

For

2

Approve The Appropriation Of The Balance Result As Per 31 Dec 2008

Mgmt

For

For

For

3

Grant Discharge To The Board Of Directors And The Management

Mgmt

For

For

For

4.1

Re-Elect Mr. Robert Cawthorn As A Director

Mgmt

For

For

For

4.2

Elect Mr. Joseph Scodari As A Director

Mgmt

For

For

For

4.3

Elect Mr. Michael Jacobi As A Director

Mgmt

For

For

For

4.4

Elect Mr. Elias Zerhouni As A Director

Mgmt

For

For

For

5

Elect Ernst Young Ag As The Auditors For The Fy 2009

Mgmt

For

For

For

6.1

Approve To Increase The Issue Of A Convertible Bonds And/Or Options Without Preemptive Rights Approve Creation Of Chf 4.3 Million Pool Of Capital To Guarantee Conversion Rights

Mgmt

For

For

For

6.2

Approve The Creation Of Chf 31 Million Pool Of Capital Without Preemptive Rights

Mgmt

For

For

For

 

Alstom, Paris

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN FR0010220475

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

MIX

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Unconsolidated Accounts And The Transactions For The Fye On 31 Mar 2008

Mgmt

For

For

For

2

Approve The Consolidated Accounts And The Transactions For The Fye On 31 Mar 2008

Mgmt

For

For

For

3

Approve The Distribution Of Profits

Mgmt

For

For

For

4

Approve The Special Report Of The Statutory Auditors On The Pursuit Of A Regulated Agreement Concluded During A Previous Fy

Mgmt

For

For

For

5

Approve The Special Report Of The Statutory Auditors On A Regulated Agreement Concerning The Commitments Referred To In Article L.225-42-1 Of The Commercial Code, For The Benefit Of Mr. Patrick Kron

Mgmt

For

For

For

6

Appoint Pricewaterhousecoopers Audit Company As The Permanent Statutory Auditor

Mgmt

For

For

For

7

Appoint Mazars Company As The Permanent Statutory Auditor

Mgmt

For

For

For

8

Appoint Mr. Yves Nicolas As A Deputy Auditor Of Pricewaterhousecoopers Audit, For A Term Of 6 Fiscal Years Expiring At The End Of The Ogm Called To Vote On The Accounts For The 2014/15 Fy

Mgmt

For

For

For

9

Appoint Mr. Patrick De Cambourg As A Deputy Auditor Of Mazars Sa, For A Term Of 6 Fiscal Years Expiring At The End Of The Ogm Called To Vote On The Accounts For 2014/15 Fy

Mgmt

For

For

For

10

Authorize The Board Of Directors To Operate On The Company’S Shares

Mgmt

For

For

For

11

Authorize The Board Of Directors To Reduce The Share Capital By Cancellation Of Shares

Mgmt

For

For

For

12

Grant Powers For The Enforcement Of The General Assembly’S Decisions And Formalities

Mgmt

For

For

For

 


 

Anheuser-Busch Inbev Sa, Bruxelles

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BE0003793107

04/28/2009

Take No Action

Meeting Type

Country of Trade

 

 

MIX

Belgium

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Management Report By The Board Of Directors On The Accounting Year Ending On 31 Dec 2008

N/A

N/A

TNA

N/A

2

Report By The Statutory Auditor On The Accounting Year Ending On 31 Dec 2008

N/A

N/A

TNA

N/A

3

Communication Of The Consolidated Annual Accounts Relating To The Accounting Year Ending On 31 Dec 2008

N/A

N/A

TNA

N/A

4

Approve The Statutory Annual Accounts Relating To The Accounting Year Ended On 31 Dec 2008, Including The Allocation Of The Result The Dividend Will Be Payable As From 05 May 2009

Mgmt

For

TNA

N/A

5

Grant Discharge To The Directors For The Performance Of Their Duties During The Accounting Year Ending On 31 Dec 2008

Mgmt

For

TNA

N/A

6

Grant Discharge To The Statutory Auditor For The Performance Of His Duties During The Accounting Year Ending On 31 Dec 2008

Mgmt

For

TNA

N/A

7.1

Amend The Executive Remuneration Policy, Applicable As From 2009, This Document Can Be Reviewed As Indicated At The End Of This Notice

Mgmt

For

TNA

N/A

7.2

Approve The Specific One-Time Granting Of Stock Options And Shares

Mgmt

For

TNA

N/A

8.1

Approve To Change The Control Provisions Relating To The Emtnprogram

Mgmt

For

TNA

N/A

8.2

Approve To Change Of Control Provisions Relating To The Us Dollar Notes

Mgmt

For

TNA

N/A

 


 

9.1

Special Report By The Board Of Directors On The Issuance Of Subscription Rights And The Exclusion Of The Preference Right Of The Existing Shareholders In Favour Of Specific Persons, Drawn Up In Accordance With Articles 583,596 And 598 Of The Companies Cod

N/A

N/A

TNA

N/A

9.2

Special Report By The Statutory Auditor On The Exclusion Of The Preference Right Of The Existing Shareholders In Favour Of Specific Persons, Drawn Up In Accordance With Articles 596 And 598 Of The Companies Code

N/A

N/A

TNA

N/A

9.3

Approve The Excluding The Preference Right Of The Existing Shareholders In Relation To The Issuance Of Subscription Rights In Favour Of All Current Directors Of The Company, As Well As Former Directors Of The Company, As Identified In The Report Referred

Mgmt

For

TNA

N/A

9.4

Approve The Issuance Of A Maximum Number Of 1,250,000 Subscription Rights And Determining Their Terms And Conditions [As Such Terms And Conditions Are Appended To Report Referred Under Item (A) Above]

Mgmt

For

TNA

N/A

9.5

Approve To Increase The Capital Of The Company, Under The Condition Precedent And To The Extent Of The Exercise Of The Subscription Rights, For A Maximum Amount Equal To The Number Of Subscription Rights Multiplied By Their Exercise Price And Allocation O

Mgmt

For

TNA

N/A

9.6

Authorize The Nomination Committee To Determine The Effective Total Number Of Subscription Rights To Be Offered And The Individual Number Of Subscription Rights To Be Offered To Each Of The Directors And Former Directors

Mgmt

For

TNA

N/A

9.7

Authorize The Two Directors Acting Jointly To Have Recorded By Notarial Deed The Exercise Of The Subscription Rights, The Corresponding Increase Of The Capital, The Number Of New Shares Issued, The Resulting Modification To The Articles Of Association And

Mgmt

For

TNA

N/A

10.1

Special Report By The Board Of Directors On The Authorized Capital, Drawn Up In Accordance With Article 604 Of The Companies Code

N/A

N/A

TNA

N/A

10.2

Approve To Cancel The Unused Portion Of The Existing Authorized Capital, Granting A New Authorization To The Board Of Directors To Increase The Capital In Accordance With Article 6 Of The Articles Of Association, In One Or More Transactions, By The Issuan

Mgmt

For

TNA

N/A

11

Authorize The Board Of Directors To Purchase The Company’S Own Shares, As Such Authorization And Its Terms And Conditions Are Provided For By Article 10, Indent 1, Of The Articles Of Association, And Amending Article 10, Indent 2 Of The Articles Of Associ

Mgmt

For

TNA

N/A

12

Authorize Mr. Benoit Loore, Vp Legal Corporate, With Power To Substitute And Without Prejudice To Other Delegtions Of Powers To The Extent Applicable, For (I) The Restatements Of The Articles Of Association As A Result Of All Changes Referred To Above, Th

Mgmt

For

TNA

N/A

 


 

ASML Holding NV

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN NL0006034001

03/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Opening

N/A

N/A

N/A

N/A

2

Overview Of The Company’S Business And Financial Situation

N/A

N/A

N/A

N/A

3

Approve To Discuss The Annual Report 2008 And Adopt The Financial Statements For The Fy 2008, As Prepared In Accordance With Dutch Law

Mgmt

For

For

For

4

Grant Discharge The Members Of The Board Of Management From Liability For Their Responsibilities In The Fy 2008

Mgmt

For

For

For

5

Grant Discharge The Members Of The Supervisory Board From Liability For Their Responsibilities In The Fy 2008

Mgmt

For

For

For

6

Clarification Of The Reserves And Dividend Policy

N/A

N/A

N/A

N/A

7

Adopt A Dividend Of Eur 0.20 Per Ordinary Share Of Eur 0.09

Mgmt

For

For

For

8.1

Approve, Subject To The Approval Of The Supervisory Board, The Number Of Performance Stock For The Board Of Management And Authorize The Board Of Management To Issue The Performance Stock

Mgmt

For

For

For

8.2

Approve, Subject To The Approval Of The Supervisory Board, The Maximum Number Of 50,000 Sign-On Stock And Authorize The Board Of Management To Issue The Sign-On Stock

Mgmt

For

For

For

9.1

Approve, Subject To The Approval Of The Supervisory Board, The Number Of Performance Stock Options Available For The Board Of Management And Authorize The Board Of Management To Issue The Performance Stock Options

Mgmt

For

For

For

9.2

Approve, Subject To The Approval Of The Supervisory Board, The Maximum Number Of 50,000 Sign-On Stock Options, And Authorize The Board Of Management To Issue The Sign-On Stock Options

Mgmt

For

For

For

 


 

9.3

Approve, Subject To The Approval Of The Supervisory Board, The Number Of Stock Options, Respectively Shares, Available For Asml Employees, Other Than Members Of The Board Of Management, And Authorize The Board Of Management To Issue The Stock Options Or S

Mgmt

For

For

For

10

Composition Of The Board Of Management

N/A

N/A

N/A

N/A

11.1

Re-Appoint Ms. H.C.J. Van Den Burg As A Member Of The Supervisory Board, Effective 26 Mar 2009

Mgmt

For

For

For

11.2

Re-Appoint Mr. O. Bilous As A Member Of The Supervisory Board, Effective 26 Mar 2009

Mgmt

For

For

For

11.3

Re-Appoint Mr. J.W.B. Westerburgen As A Member Of The Supervisory Board, Effective 26 Mar 2009

Mgmt

For

For

For

11.4

Appoint Ms. P.F.M. Van Der Meer Mohr As A Member Of The Supervisory Board, Effective 26 Mar 2009

Mgmt

For

For

For

11.5

Appoint Mr. W. Ziebart As A Member Of The Supervisory Board, Effective 26 Mar 2009

Mgmt

For

For

For

12.1

Authorize The Board Of Management, For A Period Of 18 Months From 26 Mar 2009, To Issue Shares Or Rights To Subscribe For Shares In The Capital Of The Company, Subject To The Approval Of The Supervisory Board, Limited To 5% Of The Issued Share Capital At

Mgmt

For

For

For

12.2

Authorize The Board Of Management, For A Period Of 18 Months From 26 Mar 2009, To Restrict Or Exclude The Pre-Emption Rights Accruing To Shareholders In Connection With The Issue Of Shares Or Rights To Subscribe For Shares As Described Under 12.A., Subjec

Mgmt

For

For

For

12.3

Authorize The Board Of Management, For A Period Of 18 Months From 26 Mar 2009, To Issue Shares Or Rights To Subscribe For Shares In The Capital Of The Company, Subject To The Approval Of The Supervisory Board, For An Additional 5% Of The Issued Share Capi

Mgmt

For

For

For

12.4

Authorize The Board Of Management, For A Period Of 18 Months From 26 Mar 2009, To Restrict Or Exclude The Pre-Emption Rights Accruing To Shareholders In Connection With The Issue Of Shares Or Rights To Subscribe For Shares As Described Under 12.C., Subjec

Mgmt

For

For

For

13

Authorize The Board Of Management, For A Period Of 18 Months From 26 Mar 2009, To Acquire - Subject To The Approval Of The Supervisory Board - Such A Number Of Ordinary Shares In The Company’S Share Capital As Permitted Within The Limits Of The Law And Th

Mgmt

For

For

For

14

Approve To Cancel Ordinary Shares In The Share Capital Of The Company Repurchased Or To Be Repurchased By The Company; The Number Of Ordinary Shares That Will Be Cancelled Shall Be Determined By The Board Of Management, But Shall Not Exceed 10% Of The Iss

Mgmt

For

For

For

15

Approve To Cancel Additional Ordinary Shares In The Share Capital Of The Company To Be Repurchased By The Company Following The Cancellation Of The Ordinary Shares Under Resolution 14; The Number Of Ordinary Shares That Will Be Cancelled Shall Be Determin

Mgmt

For

For

For

16

Any Other Business

N/A

N/A

N/A

N/A

17

Closing

N/A

N/A

N/A

N/A

 


 

Bayerische Motorenwerke Ag Bmw, Muenchen

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN DE0005190003

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Presentation Of The Financial Statements And Annual Report For The 2008 Fy With The Report Of The Supervisory Board, The Group Financial Statements, The Group Annual Report, And The Reports Pursuant To Sections 289(4) And 315(4) Of The German Commercial C

N/A

N/A

N/A

N/A

2

Resolution On The Appropriation Of The Distribution Profit Of Eur 197,129,532.24 As Follows: Payment Of A Dividend Of Eur 0.30 Per Entitled Ordinary Share Payment Of A Dividend Of Eur 0.32 Per Entitled Preferred Share Eur 116,201.60 Shall Be Carried For W

Mgmt

For

For

For

3

Ratification Of The Acts Of The Board Of Managing Director’S

Mgmt

For

For

For

4

Ratification Of The Acts Of The Supervisory Board

Mgmt

For

For

For

5

Appointment Of The Auditors For The 2009 Fy: Kpmg Ag, Berlin

Mgmt

For

For

For

6.1

Elections To The Supervisory Board: Mr. Franz M. Haniel

Mgmt

For

For

For

6.2

Elections To The Supervisory Board: Ms. Susanne Klatten

Mgmt

For

For

For

6.3

Elections To The Supervisory Board: Mr. Robert W. Lane

Mgmt

For

For

For

6.4

Elections To The Supervisory Board: Mr. Wolfgang Mayrhuber

Mgmt

For

For

For

6.5

Elections To The Supervisory Board: Prof. Dr.-Ing. Dr. H. C. Dr.-Ing. E. H. Joachim Milberg

Mgmt

For

For

For

6.6

Elections To The Supervisory Board: Mr. Stefan Quandt

Mgmt

For

For

For

6.7

Elections To The Supervisory Board: Prof. Dr. Juergen Strube

Mgmt

For

For

For

7

Authorization To Acquire Own Shares, The Company Shall Be Authorized To Acquire Own Ordinary Or Non-Voting Preferred Shares Of Up To 10% Of Its Share Capital At Prices Not Deviating More Than 10% From The Market Price Of The Shares, On Or Before 12 Nov 20

Mgmt

For

For

For

8

Amendment To Section 16(1)4 Of The Article Of Association In Accordance With The Implementation Of The Shareholders, Rights Act [Arug] In Respect Of The Board Of Managing Director’S Being Authorized To Allow The Audiovisual Transmission Of The Shareholder

Mgmt

For

For

For

9

Amendments To Section 13 Of The Article Of Association In Respect Of The Provisions Concerning The Supervisory Board Being Adjusted, The Adjustments Shall Also Include The Authorization Of The Company To Take Out D+0 Insurance Policies For Members Of The

Mgmt

For

For

For

10

Resolution On The Creation Of Authorized Capital And The Correspondent Amendment To The Article Of Association, The Board Of Managing Director’S Shall Be Authorized, With The Consent Of The Supervisory Board, To Increase The Share Capital By Up To Eur 5,0

Mgmt

For

For

For

 


 

BG Group Plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB0008762899

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Annual Report And The Accounts

Mgmt

For

For

For

2

Approve The Remuneration Report

Mgmt

For

For

For

3

Declare The Dividend

Mgmt

For

For

For

4

Elect Sir David Manning

Mgmt

For

For

For

5

Elect Mr. Martin Houston

Mgmt

For

For

For

6

Re-Elect Sir. Robert Wilson

Mgmt

For

For

For

7

Re-Elect Mr. Frank Chapman

Mgmt

For

For

For

8

Re-Elect Mr. Ashley Almanza

Mgmt

For

For

For

9

Re-Elect Mr. Jurgen Dormann

Mgmt

For

For

For

10

Re-Appoint The Auditors

Mgmt

For

For

For

11

Approve The Remuneration Of The Auditors

Mgmt

For

For

For

12

Approve The Political Donations

Mgmt

For

For

For

13

Approve To Increase The Authorized Share Capital

Mgmt

For

For

For

14

Grant Authority To Allot Shares

Mgmt

For

For

For

15

Approve The Disapplication Of The Pre-Emption Rights

Mgmt

For

For

For

16

Grant Authority To Make Market Purchases Of Own Ordinary Shares

Mgmt

For

For

For

17

Amend The Existing Articles Of Association

Mgmt

For

For

For

18

Adopt The New Articles Of Association

Mgmt

For

For

For

19

Approve The Notice Periods For The General Meeting

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN FR0000131104

03/27/2009

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Grant Authority For The New Class Of Preferred Stock [Class B] And Amend Bylaws Accordingly, Subject To Approval Of Item 2

Mgmt

For

For

For

2

Grant Authority For The Issuance Of Preferred Stock [Class B] In Favor Of Societe De Prise De Participation De 1’Etat [Sppe] For Up To Aggregate Nominal Amount Of Eur 608,064,070, Subject To Approval Of Item 1

Mgmt

For

For

For

3

Approve The Employee Stock Purchase Plan

Mgmt

For

For

For

4

Grant Authority For The Capitalization Of Reserves Of Up To Eur 1 Billion For Bonus Issue Or Increase In Par Value, Subject To Approval Of Items 1 And 2

Mgmt

For

For

For

5

Grant Authority For The Filing Of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN FR0000131104

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

MIX

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve To Accept Consolidated Financial Statements And Statutory Reports

Mgmt

For

For

For

2

Approve The Financial Statements And Statutory Reports

Mgmt

For

For

For

3

Approve The Allocation Of Income And Dividends Of Eur 1.00 Per Share

Mgmt

For

For

For

4

Approve The Auditors’ Special Report Regarding Related-Party Transactions

Mgmt

For

For

For

5

Grant Authority Repurchase Of Up To 10% Issued Share Capital

Mgmt

For

For

For

6

Re-Elect Mr. Claude Bebear As A Director

Mgmt

For

For

For

7

Re-Elect Mr. Jean-Louis Beffa As A Director

Mgmt

For

For

For

8

Re-Elect Mr. Denis Kessler As A Director

Mgmt

For

For

For

9

Re-Elect Mr. Laurence Parisot As A Director

Mgmt

For

For

For

10

Re-Elect Mr. Michel Pebereau As A Director

Mgmt

For

For

For

11

Approve The Contribution In Kind Of 98,529,695 Fortis Banque Shares By Societe Federale De Participations Et D’Investissement [Sfpi]

Mgmt

For

For

For

12

Approve The Contribution In Kind Of 263,586,083 Fortis Banque Luxembourg Shares By Grand Duchy Of Luxembourg

Mgmt

For

For

For

13

Grant Authority The Capital Increase Of Up To 10% Of Issued Capital For Future Acquisitions

Mgmt

For

For

For

14

Approve The Changes In The Procedures For B Shares-Corresponding Amendments To The Articles Of Association

Mgmt

For

For

For

15

Approve To Reduce The Share Capital Via Cancellation Of Repurchased Shares

Mgmt

For

For

For

16

Grant Authority The Filing Of Required Documents/Other Formalities

Mgmt

For

For

For

 

BNP Paribas

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN FR0000131104

12/19/2008

Voted

Meeting Type

Country of Trade

 

 

Special

France

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Contribution In Kind Of 98,529,695 Fortis Banque Shares By Sfpi

Mgmt

For

For

For

2

Approve The Contribution In Kind Of 263,586,083 Fortis Banque Luxembourg Shares By Grand Duchy Of Luxembourg

Mgmt

For

For

For

3

Grant Authority To Increase The Capital Of Up To 10% Of Issued Capital For Future Acquisitions

Mgmt

For

For

For

4

Grant Authority For Filing Of Required Documents/Other Formalities

Mgmt

For

For

For

 


 

BP P L C

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB0007980591

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Report Of The Directors And The Accounts For The Ye 31 Dec 2008

Mgmt

For

For

For

2

Approve The Directors Remuneration Report For The Ye 31 Dec 2008

Mgmt

For

For

For

3

Re-Elect Mr. A. Burgmans As A Director

Mgmt

For

For

For

4

Re-Elect Mrs. C. B. Carroll As A Director

Mgmt

For

For

For

5

Re-Elect Sir William Castell As A Director

Mgmt

For

For

For

6

Re-Elect Mr. I. C. Conn As A Director

Mgmt

For

For

For

7

Re-Elect Mr. G. David As A Director

Mgmt

For

For

For

8

Re-Elect Mr. E. B. Davis As A Director

Mgmt

For

For

For

9

Re-Elect Mr. R. Dudley As A Director

Mgmt

For

For

For

10

Re-Elect Mr. D. J. Flint As A Director

Mgmt

For

For

For

11

Re-Elect Dr. B. E. Grote As A Director

Mgmt

For

For

For

12

Re-Elect Dr. A. B. Hayward As A Director

Mgmt

For

For

For

13

Re-Elect Mr. A. G. Inglis As A Director

Mgmt

For

For

For

14

Re-Elect Dr. D. S. Julius As A Director

Mgmt

For

For

For

15

Re-Elect Sir Tom Mckillop As A Director

Mgmt

For

For

For

16

Re-Elect Sir Ian Prosser As A Director

Mgmt

For

For

For

17

Re-Elect Mr. P. D. Sutherland As A Director

Mgmt

For

For

For

18

Re-Appoint Ernst & Young Llp As The Auditors From The Conclusion Of This Meeting Until The Conclusion Of The Next General Meeting Before Which Accounts Are Laid And To Authorize The Directors To Fix The Auditors Remuneration

Mgmt

For

For

For

19

Authorize The Company, In Accordance With Section 163[3] Of The Companies Act 1985, To Make Market Purchases [Section 163[3]] With Nominal Value Of Usd 0.25 Each In The Capital Of The Company, At A Minimum Price Of Usd 0.25 And Not More Than 5% Above The

Mgmt

For

For

For

20

Authorize The Directors By The Company’S Articles Of Association To Allot Relevant Securities Up To An Aggregate Nominal Amount Equal To The Section 80 Amount Of Usd 1,561 Million, ; [Authority Expires The Earlier Of The Conclusion Of The Next Agm In 2010

Mgmt

For

For

For

 


 

BP P L C

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB0007980591

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

20

Authorize The Directors, Pursuant To Section 89 Of The Companies Act 1985, To Allot Equity Securities [Section 89] To The Allotment Of Equity Securities: A) In Connection With A Rights Issue; B) Up To An Aggregate Nominal Amount Of Usd 234 Million; [Autho

Mgmt

For

For

For

21

Grant Authority For The Calling Of General Meeting Of The Company By Notice Of At Least 14 Clear Days

Mgmt

For

For

For

 


 

Capitaland Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN SG1J27887962

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Singapore

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive And Adopt The Directors Report And Audited Financial Statements For The Ye 31 Dec 2008 And The Auditors Report Thereon

Mgmt

For

For

For

2

Declare A First And Final 1-Tier Dividend Of Sgd 0.055 Per Share And A Special 1-Tier Dividend Of Sgd 0.015 Per Share For The Year Ended 31 Dec 2008

Mgmt

For

For

For

3

Approve The Directors Fees Of Sgd 1,137,555 For The Ye 31 Dec 2008, [2007: Sgd 1,323,900]

Mgmt

For

For

For

4.1

Re-Appoint Dr. Hu Tsu Tau As A Director, Who Retires Under Section 153[6] Of The Companies Act, Chapter 50 Of Singapore,To Hold Office From The Date Of This Agm Until The Next Agm

Mgmt

For

For

For

4.2

Re-Appoint Mr. Lim Chin Beng As A Director, Who Retires Under Section 153[6] Of The Companies Act, Chapter 50 Of Singapore, To Hold Office From The Date Of This Agm Until The Next Agm

Mgmt

For

For

For

4.3

Re-Appoint Mr. Richard Edward Hale As A Director, Who Retires Under Section 153[6] Of The Companies Act, Chapter 50 Of Singapore, To Hold Office From The Date Of This Agm Until The Next Agm

Mgmt

For

For

For

5.1

Re-Elect Mr. James Koh Cher Siang As A Director, Who Retires By Rotation Pursuant To Article 95 Of The Articles Of Association Of The Company

Mgmt

For

For

For

5.2

Re-Elect Mrs. Arfat Pannir Selvam As A Director, Who Retires By Rotation Pursuant To Article 95 Of The Articles Of Association Of The Company

Mgmt

For

For

For

5.3

Re-Elect Prof. Kenneth Stuart Courtis As A Director, Who Retires By Rotation Pursuant To Article 95 Of The Articles Of Association Of The Company

Mgmt

For

For

For

6

Re-Appoint Messrs Kpmg Llp As Auditors Of The Company And Authorise The Directors To Fix Their Remuneration.

Mgmt

For

For

For

7

Transact Other Business

N/A

N/A

N/A

N/A

8.1

Authorize The Directors Of The Company Pursuant To Section 161 Of The Companies Act, Chapter 50 Of Singapore, To: Issue Shares In The Capital Of The Company [Shares] Whether By Way Of Rights, Bonus Or Otherwise; And/Or Make Or Grant Offers, Agreements Or

Mgmt

For

For

For

8.2

Authorize The Directors To Grant Awards In Accordance With The Provisions Of The Capitaland Performance Share Plan [Performance Share Plan] And/Or The Capitaland Restricted Stock Plan [Restricted Stock Plan]; And To Allot And Issue From Time To Time Such

Mgmt

For

For

For

 

Capitaland Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN SG1J27887962

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Singapore

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Authorize The Directors Of The Company And Approve The [The Share Purchase Mandate], For The Purposes Of Sections 76C And 76E Of The Companies Act, Chapter 50 [The Companies Act], To Purchase Or Otherwise Acquire Ordinary Shares In The Capital Of The Comp

Mgmt

For

For

For

 


 

Cemex, S.A.B. De C.V.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CX

CUSIP 151290889

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Mexico

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Presentation Of The Report By The Chief Executive Officer, Including The Company’S Financial Statements, Report Of Variations Of Capital Stock, And Presentation Of The Report By The Board Of Directors, For The Fiscal Year Ended December 31, 2008, All As M

Mgmt

For

For

For

2

Resolution On Allocation Of Profits.

Mgmt

For

For

For

3

Proposal To Increase The Capital Stock Of The Company In Its Variable Portion Through Capitalization Of Retained Earnings.

Mgmt

For

For

For

4

Debt Renegotiation With Financial Institutions.

Mgmt

For

For

For

5

Appointment Of Directors, And Members And President Of The Audit And Corporate Practices Committee.

Mgmt

For

For

For

6

Compensation Of Directors And Members Of The Audit And Corporate Practices Committee.

Mgmt

For

For

For

7

Appointment Of Delegates To Formalize The Resolutions Adopted At The Meeting.

Mgmt

For

For

For

 

Cheung Kong Hldgs Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN HK0001000014

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Audited Financial Statements, The Report Of The Directors And The Independent Auditor’S Report For The Ye 31 Dec 2008

Mgmt

For

For

For

2

Declare A Final Dividend

Mgmt

For

For

For

3.1

Elect Mr. Kam Hing Lam As A Director

Mgmt

For

For

For

3.2

Elect Ms. Woo Chia Ching, Grace As A Director

Mgmt

For

For

For

3.3

Elect Mr. Fok Kin-Ning, Canning As A Director

Mgmt

For

For

For

3.4

Elect Mr. Frank John Sixt As A Director

Mgmt

For

For

For

3.5

Elect Mr. George Colin Magnus As A Director

Mgmt

For

For

For

3.6

Elect Mr. Kwok Tun-Li, Stanley As A Director

Mgmt

For

For

For

3.7

Elect Ms. Hung Siu-Lin, Katherine As A Director

Mgmt

For

For

For

4

Appoint Messrs. Deloitte Touche Tohmatsu As The Auditor And Authorize The Directors To Fix Their Remuneration

Mgmt

For

For

For

5.1

Authorize The Directors To Issue And Dispose Of Additional Shares Not Exceeding 20% Of The Existing Issued Share Capital Of The Company At The Date Of This Resolution Until The Next Agm [Relevant Period], Such Mandate To Include The Granting Of Offers Or

Mgmt

For

For

For

5.2

Authorize The Directors During The Relevant Period To Repurchase Shares Of Hkd 0.50 Each In The Capital Of The Company In Accordance With All Applicable Laws And The Requirements Of The Rules Governing The Listing Of Securities On The Stock Exchange Of Ho

Mgmt

For

For

For

5.3

Approve To Extend The General Mandate Granted To The Directors To Issue And Dispose Of Additional Shares Pursuant To Resolution 5.1 By The Addition Thereto Of An Amount Representing The Aggregate Nominal Amount Of The Share Capital Of The Company Repurcha

Mgmt

For

For

For

 


 

Cnooc Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN HK0883013259

05/27/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Hong Kong

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive And Approve The Audited Statement Of Accounts Together With The Report Of The Directors And Independent Auditors Report Thereon For The Ye 31 Dec 2008

Mgmt

For

For

For

2

Declare A Final Dividend For The Ye 31 Dec 2008

Mgmt

For

For

For

3.1

Re-Elect Mr. Wu Guangqi As An Executive Director

Mgmt

For

For

For

3.2

Re-Elect Mr. Cao Xinghe As A Non-Executive Director

Mgmt

For

For

For

3.3

Re-Elect Mr. Wu Zhenfang As A Non-Executive Director

Mgmt

For

For

For

3.4

Re-Elect Dr. Edgar W.K. Cheng As An Independent Non-Executive Director

Mgmt

For

For

For

4

Authorize The Board Of Directors To Fix The Remuneration Of Each Of The Directors

Mgmt

For

For

For

5

Re-Appoint The Company’S Independent Auditors And Authorize The Board Of Directors To Fix Their Remuneration

Mgmt

For

For

For

6

Authorize The Directors, Subject To This Resolution, During The Relevant Period [As Hereinafter Specified], To Repurchase Shares In The Capital Of The Company On The Stock Exchange Of Hong Kong Limited [The Stock Exchange] Or On Any Other Exchange On Whic

Mgmt

For

For

For

7

Authorize The Directors, Subject To The Following Provisions Of This Resolution, During The Relevant Period [As Hereinafter Specified], To Allot, Issue And Deal With Additional Shares In The Capital Of The Company And To Make Or Grant Offers, Agreements A

Mgmt

For

For

For

8

Authorize The Directors, Subject To The Passing Of The Resolutions Numbered B.1 And B.2, To Allot, Issue And Deal With Additional Shares Of The Company Pursuant To Resolution Numbered B.2 Be And Hereby Extended By The Addition To It Of An Amount Represent

Mgmt

For

For

For

9

Amend Article 85 Of The Articles Of Association Of The Company As Specified

Mgmt

For

For

For

 


 

Companhia Vale Do Rio Doce

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIO

CUSIP 204412209

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Appreciation Of The Managements’ Report And Analysis, Discussion And Vote On The Financial Statements For The Fiscal Year Ending December 31, 2008

Mgmt

For

For

For

2

Proposal For The Destination Of Profits Of The Said Fiscal Year And Approval Of The Investment Budget For Vale

Mgmt

For

For

For

3

Appointment Of The Members Of The Board Of Directors

Mgmt

For

For

For

4

Appointment Of The Members Of The Fiscal Council

Mgmt

For

For

For

5

Establishment Of The Remuneration Of The Senior Management And Fiscal Council Members

Mgmt

For

For

For

6

To Change The Legal Name Of The Company To Vale S.A.”, With The Consequent Amendment Of Article 1 Of Vale’S By-Laws In Accordance With The New Global Brand Unification “

Mgmt

For

For

For

7

To Adjust Article 5 Of Vale’S By-Laws To Reflect The Capital Increase Resolved In The Board Of Directors Meetings Held On July 22, 2008 And August 05, 2008

Mgmt

For

For

For

 

Credit Suisse Group

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0012138530

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Presentation Of The Annual Report, Parent Company’S 2008 Financial Statements, Group’S 2008 Consolidated Financial Statements And The Remuneration Report.

N/A

N/A

N/A

N/A

1.2

Consultative Vote On The Remuneration Report.

Mgmt

For

For

For

1.3

Approval Of The Annual Report, Parent Company’S 2008 Financial Statements And Group’S 2008 Consolidated Financial Statements.

Mgmt

For

For

For

2

Discharge Of The Acts Of The Members Of The Board Of Directors And The Executive Board.

Mgmt

For

For

For

3

Appropriation Of Retained Earnings.

Mgmt

For

For

For

4.1

Increasing Conditional Capital For Convertible And Warrant Bonds.

Mgmt

For

For

For

4.2

Renewing And Increasing Authorized Capital.

Mgmt

For

For

For

5.1

Group’S Independent Auditor.

Mgmt

For

For

For

5.2

Presence Quorum For Board Of Directors’ Resolutions.

Mgmt

For

For

For

5.3

Deletion Of Provisions Concerning Contributions In Kind.

Mgmt

For

For

For

6.1

Re-Elect Hans-Ulrich Doerig As Director.

Mgmt

For

For

For

6.2

Re-Elect Walter B. Kielholz As Director.

Mgmt

For

For

For

6.3

Re-Elect Richard E. Thornburgh As Director.

Mgmt

For

For

For

6.4

Elect Andreas Koopmann As Director.

Mgmt

For

For

For

6.5

Elect Urs Rohner As Director.

Mgmt

For

For

For

6.6

Elect John Tiner As Director.

Mgmt

For

For

For

7.1

Election Of The Independent Auditors.

Mgmt

For

For

For

7.2

Election Of Special Auditors.

Mgmt

For

For

For

 


 

CRH Plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN IE0001827041

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Ireland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Financial Statement And Report Of Directors And The Auditors

Mgmt

For

For

For

2

Declare A Dividend

Mgmt

For

For

For

3.1

Re-Elect Mr. W.P. Egan As A Director

Mgmt

For

For

For

3.2

Re-Elect Mr. J.M. De Jong As A Director

Mgmt

For

For

For

3.3

Re-Elect Mr. M. Lee As A Director

Mgmt

For

For

For

3.4

Re-Elect Mr. G.A. Culpepper As A Director

Mgmt

For

For

For

3.5

Re-Elect Mr. A. Manifold As A Director

Mgmt

For

For

For

3.6

Re-Elect Mr. W.I. O’Mahony As A Director

Mgmt

For

For

For

3.7

Re-Elect Mr. M.S. Towe As A Director

Mgmt

For

For

For

4

Approve The Remuneration Of The Auditors

Mgmt

For

For

For

5

Approve To Increase The Authorized Share Capital

Mgmt

For

For

For

6

Grant Authority To Allot Shares

Mgmt

For

For

For

7

Approve The Disapplication Of Pre-Emption Rights

Mgmt

For

For

For

8

Grant Authority To Purchase Own Ordinary Shares

Mgmt

For

For

For

9

Amend The Articles Of Association Re Treasury Shares

Mgmt

For

For

For

10

Grant Authority To Re-Issue Treasury Shares

Mgmt

For

For

For

11

Grant Authority To Allot Shares In Lieu Of Cash Dividends

Mgmt

For

For

For

12

Approve The Notice Period For Egm

Mgmt

For

For

For

13

Amend The Articles Of Association

Mgmt

For

For

For

 

CSL Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN AU000000CSL8

10/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Australia

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Financial Statements And The Reports Of The Directors And The Auditors For The Ye 30 Jun 2008 And To Note The Final Dividend In Respect Of The Ye 30 Jun 2008 Declared By The Board And Paid By The Company

N/A

N/A

N/A

N/A

2.1

Elect Mr. David Anstice As A Director Of The Company, In Accordance With Rule 87 Of The Constitution

Mgmt

For

For

For

2.2

Re-Elect Ms. Elizabeth Alexander As A Director Of The Company, Who Retires By Rotation In Accordance With Rule 99[A] Of The Constitution

Mgmt

For

For

For

2.3

Re-Elect Mr. David J Simpson As A Director Of The Company, Who Retires By Rotation In Accordance With Rule 99[A] Of The Constitution

Mgmt

For

For

For

3

Adopt The Remuneration Report [Which Forms Part Of The Directors’ Report] For The Ye 30 Jun 2008

Mgmt

For

For

For

 


 

Daikin Industries,Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3481800005

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation Of Retained Earnings

Mgmt

For

For

For

2

Amend Articles To :Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

3

Approve Purchase Of Own Shares

Mgmt

For

For

For

4.1

Appoint A Corporate Auditor

Mgmt

For

For

For

4.2

Appoint A Corporate Auditor

Mgmt

For

For

For

5

Appoint A Substitute Corporate Auditor

Mgmt

For

For

For

6

Approve Payment Of Bonuses To Corporate Officers

Mgmt

For

For

For

 

Daiwa Securities Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3502200003

06/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amend Articles To: Expand Business Lines, Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

2.1

Appoint A Director

Mgmt

For

For

For

2.2

Appoint A Director

Mgmt

For

For

For

2.3

Appoint A Director

Mgmt

For

For

For

2.4

Appoint A Director

Mgmt

For

For

For

2.5

Appoint A Director

Mgmt

For

For

For

2.6

Appoint A Director

Mgmt

For

For

For

2.7

Appoint A Director

Mgmt

For

For

For

2.8

Appoint A Director

Mgmt

For

For

For

2.9

Appoint A Director

Mgmt

For

For

For

2.10

Appoint A Director

Mgmt

For

For

For

2.11

Appoint A Director

Mgmt

For

For

For

2.12

Appoint A Director

Mgmt

For

For

For

2.13

Appoint A Director

Mgmt

For

For

For

2.14

Appoint A Director

Mgmt

For

For

For

3

Approve Issuance Of Share Acquisition Rights As Stock Options

Mgmt

For

For

For

 


 

Esprit Hldgs Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BMG3122U1457

12/11/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive And Approve The Audited Consolidated Financial Statements And The Reports Of The Directors And The Auditors Of The Group For The Ye 30 Jun 2008

Mgmt

For

For

For

2

Approve A Final Dividend Of 1.15 Hong Kong Dollar Per Share For The Ye 30 Jun 2008

Mgmt

For

For

For

3

Approve A Special Dividend Of 2.10 Hong Kong Dollar Per Share For The Ye 30 Jun 2008

Mgmt

For

For

For

4.1

Re-Elect Mr. Thomas Johannes Grote As A Director

Mgmt

For

For

For

4.2

Re-Elect Mr. Raymond Or Ching Fai As A Director

Mgmt

For

For

For

4.3

Re-Elect Dr. Hans-Joachim Korber As A Director

Mgmt

For

For

For

4.4

Authorize The Board To Fix The Directors’ Remuneration

Mgmt

For

For

For

5

Re-Appoint Messrs. Pricewaterhousecoopers As The Auditors And Authorize The Directors To Fix Their Remuneration

Mgmt

For

For

For

6

Authorize The Directors To Purchase Shares Not Exceeding 10% Of The Issued Share Capital Of The Company

Mgmt

For

For

For

7

Authorize The Directors, Subject To Restriction On Discount And Restriction On Refreshment As Specified, To Issue, Allot And Deal With Additional Shares Up To A Maximum Of 5% Of The Issued Share Capital Of The Company, Save In The Case Of An Allotment For

Mgmt

For

For

For

8

Authorize The Directors To Issue Shares In Resolution No. 7 By The Number Of Shares Repurchased Under Resolution No. 6

Mgmt

For

For

For

 

Gafisa Sa, Sao Paulo

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BRGFSAACNOR3

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Accounts Of The Administrators And Vote On The Financial Statements Regarding The Fye 31 Dec 2008

Mgmt

For

For

For

2

Approve The Net Profits From The Fy Of 2008 And The Distribution Of Dividends In The Amount Of Brl 26,106,142,88

Mgmt

For

For

For

3

Elect The Members Of The Board Of Directors

Mgmt

For

For

For

4

Ratify The Amounts Paid On Account Of Aggregate Remuneration Attributed To The Administrators Of The Company For The 2008 Fy And Setting Of The Amount Of The Aggregate Remuneration To Be Paid To The Administrators Of The Company In The 2009 Fy

Mgmt

For

For

For

5

Approve To Decide On The Newspapers In Which Company Notices Will Be Published

Mgmt

For

For

For

 


 

Gafisa Sa, Sao Paulo

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BRGFSAACNOR3

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amend The Corporate Bylaws Of The Company, More Specifically Articles (I.I) 3, So As To Clarify The Corporate Purpose Of The Company, (I.Ii) 5, So As To Reflect The Increases In Capital Approved By The Board Of Directors Within The Authorized Share Capita

Mgmt

For

For

For

 

Gafisa Sa, Sao Paulo

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BRGFSAACNOR3

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Amend Article 3, So As To Clarify The Corporate Purpose Of The Company

Mgmt

For

For

For

1.2

Amend Article 5, So As To Reflect The Increases In Capital Approved By The Board Of Directors, Within The Authorized Share Capital Limits Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.3

Amend Article 6, To Adapt The Text Of Its Sole Paragraph To The Legal Provision Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.4

Amend Article 8, To Include Three New Paragraphs Concerning The Instatement Of The General Meetings Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.5

Amend Article 21, So As To Adjust The Authority Of The Board Of Directors Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.6

Amend Article 27, So As To Adjust The Authority Of The Chief Executive Officer Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.7

Amend Article 30, To Adjust The Manner In Which The Company Is Represented In Specific Situations And The Duration For The Granting Of Powers Of Attorney Of The Corporate Bylaws Of The Company

Mgmt

For

For

For

1.8

Amend To Exclude Article 47, Temporary Provision Contained In The General Provisions Of The Corporate Bylaws Of The Company, All In Accordance With The Proposal Made Available On This Date To Shareholders At The Websites Of The Securities Commission And O

Mgmt

For

For

For

 


 

Gamesa Corporacion Technologica S A

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN ES0143416115

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Individual And Consolidated Annual Accounts Of The Exercise 2008

Mgmt

For

For

For

2

Approve The Application Of The Result And The Distribution Of The Dividend

Mgmt

For

For

For

3

Approve The Management Report Of The Company And Consolidated Group

Mgmt

For

For

For

4

Approve The Management Of The Board Of Directors

Mgmt

For

For

For

5

Ratify The Board Member Of Iberdrola With The Calification Of Dominical External Member

Mgmt

For

For

For

6

Ratify The Appointment Of Mr. Carles Fernandez-Lerga With Calification Of Other External Board Members

Mgmt

For

For

For

7

Re-Elect The Auditors

Mgmt

For

For

For

8

Authorize The Board Of Directors For The Derivated Acquisition Of Own Shares Until Max Of 5% Leaving Without Effect The Previous Agreements Approved In The Ogm Of 2008

Mgmt

For

For

For

9

Approve The Incentive Plan To Long-Term Through The Deliver Of Shares Of The Company Included In The Strategic Plan 2009-2011, Delegation Of The Faculties For The Execution Of This Retribution System

Mgmt

For

For

For

10

Approve The Delegation Of The Faculties For The Execution Of The Agreements In The Ogm

Mgmt

For

For

For

 

Heineken N V

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN NL0000009165

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Netherlands

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Adopt The Financial Statements For The Fy 2008

Mgmt

For

For

For

1.2

Approve The Decision On The Appropriation Of The Balance Of The Income Statement In Accordance With Article 12 Paragraph 7 Of The Company’S Articles Of Association And The Distribution Of Retained Earnings

Mgmt

For

For

For

1.3

Grant Discharge To The Members Of The Executive Board

Mgmt

For

For

For

1.4

Grant Discharge To The Members Of The Supervisory Board

Mgmt

For

For

For

2

Amend The Articles Of Association

Mgmt

For

For

For

3.1

Approve The Extension And Amendment Of The Authorization Of The Executive Board To Acquire Own Shares Under Which The Maximum Number Of Shares That May Be Acquired Will Remain Limited To 10% Of The Issued Share Capital Of The Company

Mgmt

For

For

For

3.2

Authorize The Executive Board To Issue [Rights To] Shares

Mgmt

For

For

For

3.3

Authorize The Executive Board To Restrict Or Exclude Shareholders’ Pre-Emptive Rights

Mgmt

For

For

For

4.1

Re-Appoint Mr. M. Das As A Member Of The Supervisory Board

Mgmt

For

For

For

4.2

Re-Appoint Mr. J. M. Hessels As A Member Of The Supervisory Board

Mgmt

For

For

For

4.3

Appoint Mr. Ch. Navarre As A Member Of The Supervisory Board

Mgmt

For

For

For

 


 

Hennes & Mauritz Ab

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN SE0000106270

05/04/2009

Unvoted

Meeting Type

Country of Trade

 

 

Annual

Sweden

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Opening Of The Meeting

Mgmt

For

N/A

N/A

2

Elect Mr. Sven Unger As The Chairman Of The Meeting

Mgmt

For

N/A

N/A

3

Receive The President’S Report And Allow For Questions

Mgmt

For

N/A

N/A

4

Approve The List Of Shareholders

Mgmt

For

N/A

N/A

5

Approve The Agenda Of Meeting

Mgmt

For

N/A

N/A

6

Approve To Designate Inspector(S) Of Minutes Of Meeting

Mgmt

For

N/A

N/A

7

Acknowledge The Proper Convening Of The Meeting

Mgmt

For

N/A

N/A

8.1

Receive The Financial Statements And Statutory Reports And The Information About Remuneration Guidelines

Mgmt

For

N/A

N/A

8.2

Receive The Auditor’S And Auditing Committee’S Reports

Mgmt

For

N/A

N/A

8.3

Receive The Chairman’S Report About The Board Work

Mgmt

For

N/A

N/A

8.4

Receive The Report Of The Chairman Of The Nominating Committee

Mgmt

For

N/A

N/A

9.1

Approve The Financial Statements And Statutory Reports

Mgmt

For

N/A

N/A

9.2

Approve To Allocate The Income And Dividends Of Sek 15.50 Per Share

Mgmt

For

N/A

N/A

9.3

Approve The Discharge Of The Board And The President

Mgmt

For

N/A

N/A

10

Approve To Determine The Number Of Board Members At 9 Without Deputies

Mgmt

For

N/A

N/A

11

Approve The Remuneration Of The Directors In The Amount Of Sek 1.4 Million To The Chairman And Sek 375,000 To Other Directors; The Remuneration To The Committee Members And The Remuneration Of The Auditors

Mgmt

For

N/A

N/A

12

Re-Elect Messrs. Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Stefan Persson [Chair] And Melker Schoerling As The Directors

Mgmt

For

N/A

N/A

13

Ratify Ernst Young As The Auditor For A 4 Year Period

Mgmt

For

N/A

N/A

14

Elect Messrs. Stefan Persson, Lottie Tham, Staffan Grefbaeck, Jan Andersson And Peter Lindell As The Members Of Nominating Committee

Mgmt

For

N/A

N/A

15

Approve The Remuneration Policy And Other Terms Of Employment For The Executive Management

Mgmt

For

N/A

N/A

16

Closing Of The Meeting

Mgmt

For

N/A

N/A

 


 

Hon Hai Precision Industry Co Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN TW0002317005

04/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Taiwan, Province of China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Report Business Operation Result Of Fy 2008

N/A

N/A

N/A

N/A

2

To The 2008 Audited Reports

N/A

N/A

N/A

N/A

3

To The Indirect Investment In Mainland China

N/A

N/A

N/A

N/A

4

To The Status Of The Local Unsecured Corporate Bonds

N/A

N/A

N/A

N/A

5

Other Reports

N/A

N/A

N/A

N/A

6

Approve The 2008 Business Reports And Financial Statements

Mgmt

For

For

For

7

Approve The 2008 Profit Distribution Proposed Cash Dividend Twd 0.8 Per Share

Mgmt

For

For

For

8

Amend The Company Articles Of Incorporation

Mgmt

For

For

For

9

Approve The Issuance Of New Shares From Retained Earnings Proposed Stock Dividend: 150 For 1,000 Shs Held

Mgmt

For

For

For

10

Approve The Capital Injection To Issue Global Depository Receipt

Mgmt

For

For

For

11

Amend The Procedures Of Monetary Loans

Mgmt

For

For

For

12

Amend The Procedures Of Endorsements/Guarantees

Mgmt

For

For

For

13

Amend The Rules Of Shareholders’ Meeting

Mgmt

For

For

For

14

Other Issues And Extraordinary Motions

Mgmt

Abstain

Abstain

For

 

Honda Motor Co.,Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3854600008

06/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation Of Retained Earnings

Mgmt

For

For

For

2

Amend Articles To :Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

3.1

Appoint A Director

Mgmt

For

For

For

3.2

Appoint A Director

Mgmt

For

For

For

3.3

Appoint A Director

Mgmt

For

For

For

3.4

Appoint A Director

Mgmt

For

For

For

3.5

Appoint A Director

Mgmt

For

For

For

3.6

Appoint A Director

Mgmt

For

For

For

3.7

Appoint A Director

Mgmt

For

For

For

3.8

.Appoint A Director

Mgmt

For

For

For

3.9

Appoint A Director

Mgmt

For

For

For

3.10

Appoint A Director

Mgmt

For

For

For

3.11

Appoint A Director

Mgmt

For

For

For

3.12

Appoint A Director

Mgmt

For

For

For

3.13

Appoint A Director

Mgmt

For

For

For

3.14

Appoint A Director

Mgmt

For

For

For

3.15

Appoint A Director

Mgmt

For

For

For

3.16

Appoint A Director

Mgmt

For

For

For

3.17

Appoint A Director

Mgmt

For

For

For

3.18

Appoint A Director

Mgmt

For

For

For

3.19

Appoint A Director

Mgmt

For

For

For

3.20

Appoint A Director

Mgmt

For

For

For

3.21

Appoint A Director

Mgmt

For

For

For

4

Appoint A Corporate Auditor

Mgmt

For

For

For

5

Approve Payment Of Bonuses To Corporate Officers

Mgmt

For

For

For

 


 

Industrial And Commercial Bank Of China Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CNE1000003G1

05/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The 2008 Work Report Of The Board Of Directors Of The Bank

Mgmt

For

For

For

2

Approve The 2008 Work Report Of The Board Of Supervisors Of The Bank

Mgmt

For

For

For

3

Approve The Bank’S 2008 Audited Accounts

Mgmt

For

For

For

4

Approve The Bank’S 2008 Profit Distribution Plan

Mgmt

For

For

For

5

Approve The Bank’S 2009 Fixed Assets Investment Budget

Mgmt

For

For

For

6

Re-Appoint Ernst & Young As The International Auditors Of The Bank For 2009 For The Term From The Passing This Until The Conclusion Of The Next Agm And Approve To Fix The Aggregate Audit Fees For 2009 At Rmb 153 Million

Mgmt

For

For

For

7

Approve The Remuneration Calculations For The Directors And The Supervisors Of The Bank For 2008

Mgmt

For

For

For

8

Amend The Articles Of Association Of Industrial And Commercial Bank Of China Limited As Specified And Authorize The Board Of Directors Of The Bank To Make Amendments To The Articles Of Association Of The Bank Which May Be Necessary As China Banking Regula

Mgmt

For

For

For

9

Amend The Rules Of Procedures For Shareholders’ General Meeting Of Industrial And Commercial Bank Of China Limited As Specified And Authorize The Board Of Directors Of The Bank To Make Corresponding Amendments To The Rules Of Procedures For The Shareholde

Mgmt

For

For

For

10

Amend The Rules Of Procedures For The Board Of Directors Of Industrial And Commercial Bank Of China Limited As Specified And Authorize The Board Of Directors Of The Bank To Make Corresponding Amendments To The Rules Of Procedures For The Board Of Director

Mgmt

For

For

For

11

Amend The Rules Of Procedures For The Board Of Supervisors Of Industrial And Commercial Bank Of China Limited As Specified And Authorize The Board Of Supervisors Of The Bank To Make Corresponding Amendments To The Rules Of Procedures For The Board Of Supe

Mgmt

For

For

For

12

Please Note That This Resolution Is A Shareholder Proposal: Appoint Ms. Dong Juan As An External Supervisor Of The Bank

Shareholder

*

For

N/A

13

Please Note That This Resolution Is A Shareholder Proposal: Appoint Mr. Meng Yan As An External Supervisor Of The Bank

Shareholder

*

For

N/A

 


 

Johnson Matthey PLC, London

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB0004764071

07/22/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Company’S Annual Accounts For The Fye 31 Mar 2008 Together With The Directors’ Report And The Auditors’ Report On Those Accounts

Mgmt

For

For

For

2

Approve And Receive The Directors’ Remuneration Report For The Fye 31 Mar 2008 And The Auditors’ Report On The Auditable Part Of The Directors Remuneration Report

Mgmt

For

For

For

3

Declare A Final Dividend Of 26.0 Pence Per Ordinary Share In Respect Of To Ye 31 Mar 2008 And Payable To Members On The Register At The Close Of Business On 13 Jun 2008

Mgmt

For

For

For

4

Elect Mrs. Dc. Thompson As A Director Of The Company, Who Was Appointed To The Board Since The Last Agm And Who Retires In Accordance With The Company’S Articles Of Association

Mgmt

For

For

For

5

Re-Elect Mr. Dw. Morgan As A Director Of The Company, Who Retires By Rotation

Mgmt

For

For

For

6

Re-Elect Mr. Am. Thomson As A Director Of The Company, Who Retires By Rotation

Mgmt

For

For

For

7

Re-Elect Mr. Rjw. Walvis, As A Director Of The Company, Who Retires By Rotation

Mgmt

For

For

For

8

Re-Appoint Kpmg Audit Plc As The Auditors Of The Company To Hold Office From The Conclusion Of This Meeting Until The Conclusion Of The Next General Meeting At Which Accounts Are Laid Before The Company

Mgmt

For

For

For

9

Approve The Remuneration Of The Auditors Be Determined By The Directors

Mgmt

For

For

For

10

Auhorize The Company And All Companies Which Are Subsidiaries Of The Company During The Period When This Resolution 10 Has Effect In Accordance With Sections 366 And 367 Of The Companies Act 2006[The 2006 Act] To Make Political Donations To Political Part

Mgmt

For

For

For

11

Authorize The Directors, For The Purpose Of Section 80 Of The Companies Act 1985,To Exercise All The Powers Of The Company To Allot Relevant Securities [Section 80] Up To An Aggregate Nominal Amount Of Gbp 70,876,387; [Authority Expires At The Conclusion

Mgmt

For

For

For

12

Authorize The Directors, Subject To The Passing Of Resolution 11, Pursuant To Section 95 Of The Act 1985 [The 1985 Act], To Allot Equity Securities [Section 94 (2) To Section 94(3A) Of The 1985 Act] Wholly For Cash, Pursuant To The Authority Conferred By

Mgmt

For

For

For

13

Authorize The Company, In Accordance With Chapter Vii Of Part V Of The Companies Act 1985 [The 1985 Act], To Make Market Purchases [Section 163(3) Of The 1985 Act] Of Its Own Ordinary Shares, The Maximum Aggregate Number Of Ordinary Shares Up To 21,467,5

Mgmt

For

For

For

14

Adopt The New Articles Of Association Of The Company In Substitution For And To The Exclusion Of The Existing Articles Of Association Of The Company, As Specified

Mgmt

For

For

For

 


 

Julius Baer Holding Ag, Zuerich

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0029758650

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Annual Report, Annual Accounts Of The Group 2008 Report Of The Auditors

Mgmt

For

For

For

2

Approve The Appropriation Of The Balance Profit

Mgmt

For

For

For

3

Grant Discharge To The Members Of The Board Of Directors And The Management

Mgmt

For

For

For

4.1

Re-Elect Mr. Raymon J. Baer

Mgmt

For

For

For

4.2

Approve The By-Election Of Mr. Leonhard H. Fischer

Mgmt

For

For

For

5

Elect The Auditors

Mgmt

For

For

For

6

Approve The Reduction Of The Share Capital With Modification Of By-Laws

Mgmt

For

For

For

7

Approve The Other Modifications Of By-Laws

Mgmt

For

For

For

 

Julius Baer Holding Ag, Zuerich

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0029758650

06/30/2009

Voted

Meeting Type

Country of Trade

 

 

Special

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve To Exchange The Statutory Reserves Into Free Reserves

Mgmt

For

For

For

2

Approve The Company’S Affaires Modification

Mgmt

For

For

For

3.1

Approve The Split Of The Private Banking And Asset Management Business Divisions: Fixing Of A Special Dividend

Mgmt

For

For

For

3.2

Approve The Split Of The Private Banking And Asset Management Business Divisions: Company’S Modification

Mgmt

For

For

For

3.3

Elect Mr. Johannes A. De Gier As A Board Of Director

Mgmt

For

For

For

3.4

Elect Mr. Hugh Scott Barrett As A Board Of Director

Mgmt

For

For

For

3.5

Elect Mr. Dieter A. Enkelmann As A Board Of Director

Mgmt

For

For

For

4

Approve To Close The Shares Repurchase Program 2008-2010, Approved 2008

Mgmt

For

For

For

 


 

Las Vegas Sands Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LVS

CUSIP 517834107

06/10/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Director Michael A. Leven

Mgmt

For

TNA

N/A

1.2

Director Jason N. Ader

Mgmt

For

TNA

N/A

1.3

Director Jeffrey H. Schwartz

Mgmt

For

TNA

N/A

2

To Consider And Act Upon The Ratification Of The Selection Of Pricewaterhousecoopers Llp As The Company’S Independent Registered Public Accounting Firm.

Mgmt

For

TNA

N/A

3

To Consider And Act Upon A Stockholder Proposal Regarding Sustainability Report.

Shareholder

Against

TNA

N/A

 

Linde Ag

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN DE0006483001

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Germany

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Financial Statements And Statutory Reports For Fiscal 2008

N/A

N/A

N/A

N/A

2

Approve The Allocation Of Income And Dividends Of Eur 1.80 Per Share

Mgmt

For

For

For

3

Approve The Acts Of The Executive Board

Mgmt

For

For

For

4

Approve The Acts Of The Supervisory Board

Mgmt

For

For

For

5

Ratify Kpmg Ag As The Auditors For Fiscal 2009

Mgmt

For

For

For

6

Grant Authority, To Acquire And Appropriate Treasury Shares Under Revocation Of The Existing Authorization To Acquire Treasury Shares

Mgmt

For

For

For

7

Approve That, Revocation Of The Authorization To Issue Convertible And Option Bonds And Revocation Of The Conditional Capital Pursuant To Number 3.9 Of The Articles Of Association

Mgmt

For

For

For

8

Amend The Articles 14.4 Of The Articles Of Association For Adjustment To Arug

Mgmt

For

For

For

 


 

Lonza Group Ag

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0013841017

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Consolidated Financial Statements Of Lonza Group For 2008 And Report Of The Group Auditors

Mgmt

For

For

For

2

Approve The Annual Activity Report And Financial Statements For 2008 And Report Of The Statutory Auditors

Mgmt

For

For

For

3

Approve The Appropriation Of Available Earnings And Payment Of A Dividend Of Chf 1.75 Per Share On The Share Capital Eligible For Dividend Of Chf 47,786,300

Mgmt

For

For

For

4

Ratify The Acts Of The Members Of The Board Of Directors

Mgmt

For

For

For

5

Amend The Articles 4 Of The Articles Of Association As Specified

Mgmt

For

For

For

6.1

Re-Elect Mr. Dame Julia Higgins To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

6.2

Re-Elect Mr. Patrick Aebischer To The Board Of Directorsfor A 1 Year Term

Mgmt

For

For

For

6.3

Re-Elect Mr. Gerhard Mayr To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

6.4

Re-Elect Mr. Rolf Soiron To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

6.5

Re-Elect Sir Richard Sykes To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

6.6

Re-Elect Mr. Peter Wilden To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

6.7

Elect Mr. Frits Van Dijk To The Board Of Directors For A 1 Year Term

Mgmt

For

For

For

7

Re-Elect Kpmg Ltd, Zurich As The Statutory Auditors And Also To Act As Group Auditors For The Fy 2009

Mgmt

For

For

For

 


 

Man Group PLC, London

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB00B28KQ186

07/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Directors’ And The Auditors’ Reports And The Financial Statements For The Ye 31 Mar 2008

Mgmt

For

For

For

2

Approve The Remuneration Report Of The Directors Contained In The Annual Report 2008 Document

Mgmt

For

For

For

3

Declare A Final Dividend On The Ordinary Shares

Mgmt

For

For

For

4

Re-Elect Mr. P.M. Colebatch As A Director Of The Company

Mgmt

For

For

For

5

Re-Elect Mr. P.H. O’Sullivan As A Director Of The Company

Mgmt

For

For

For

6

Re-Elect Mr. D.M. Eadie As A Director Of The Company

Mgmt

For

For

For

7

Re-Elect Mr. G.R. Moreno As A Director Of The Company

Mgmt

For

For

For

8

Re-Appoint Pricewaterhousecoopers Llp As The Auditors Of The Compony

Mgmt

For

For

For

9

Authorize The Directors To Determine The Remuneration Of The Auditors

Mgmt

For

For

For

10

Authorize The Directors, Pursuant To And For The Purposes Of Section 80 Of The Companies Act 1985 [The Act], To Allot Relevant Securities Up To An Aggregate Nominal Amount Of Gbp 19,627,924 Provided That; [Authority Expires The Earlier Of The Conclusion O

Mgmt

For

For

For

11

Authorize The Directors Of The Company, Pursuant To Section 95 Of The Company Act 1985[The Act], To Allot Equity Securities [Section 94(2) Of The Act] For Cash Pursuant To The Authority Conferred By The Preceding Resolution 10 As If Section 89[1] Shall Be

Mgmt

For

For

For

12

Authorize The Company, Pursuant To Section 166 Of The Companies Act 1985 [The Act], To Make Market Purchases [Section 163 Of The Act] Of Ordinary Shares Of 3 3/7 Us Cents [Ordinary Shares] Up To 171,744,343 Ordinary Shares, At A Minimum Price Of 3 3/7 Us

Mgmt

For

For

For

13

Adopt The Form A Of The Articles Of Association As The New Articles Of Association Of The Company In Substitution For And The Exclusion Of All Existing Articles Of Association Of The Company, As Specified

Mgmt

For

For

For

14

Approve To Increase The Authorized Share Capital Of The Company From Usd 147,775,058.29209 And Gbp 50,000 To Usd 747,775,058,29209 And Gbp 50,000 By The Creation Of 600,000 Preference Shares Of Usd 1,000 Each In The Capital Of The Company, Subject To The

Mgmt

For

For

For

15

Amend, The Outcome Of Resolutions 13 And14 And The Extraordinary Resolution To Be Considered At The Class Meeting Of The Ordinary Shareholders That Follows This Agm, The Articles Of Association Of The Company, Whether They Be The Current Articles Of Assoc

Mgmt

For

For

For

 

Man Group PLC, London

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB00B28KQ186

07/10/2008

Voted

Meeting Type

Country of Trade

 

 

Class Meeting

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Holders Of The Ordinary Shares Of 3 3/7 Us Cents Each In The Capital Of The Company [Ordinary Shares] To Sanction And Consent To The Passing And Implementation Of Resolution 14 Specified In The Notice Dated 29 May 2008 Convening An Agm Of The

Mgmt

For

For

For

 


 

Marubeni Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3877600001

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Amend Articles To :Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

2.1

Appoint A Director

Mgmt

For

For

For

2.2

Appoint A Director

Mgmt

For

For

For

2.3

Appoint A Director

Mgmt

For

For

For

2.4

Appoint A Director

Mgmt

For

For

For

2.5

Appoint A Director

Mgmt

For

For

For

2.6

Appoint A Director

Mgmt

For

For

For

2.7

Appoint A Director

Mgmt

For

For

For

2.8

Appoint A Director

Mgmt

For

For

For

2.9

Appoint A Director

Mgmt

For

For

For

2.10

Appoint A Director

Mgmt

For

For

For

2.11

Appoint A Director

Mgmt

For

For

For

2.12

Appoint A Director

Mgmt

For

For

For

2.13

Appoint A Director

Mgmt

For

For

For

3.1

Appoint A Corporate Auditor

Mgmt

For

For

For

3.2

Appoint A Corporate Auditor

Mgmt

For

For

For

 

Mizuho Financial Group,Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3885780001

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation Of Retained Earnings

Mgmt

For

For

For

2

Amend Articles To: Reduce Authorized Capital To 28,485,271,000 Shs., Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

3.1

Appoint A Director

Mgmt

For

For

For

3.2

Appoint A Director

Mgmt

For

For

For

3.3

Appoint A Director

Mgmt

For

For

For

3.4

Appoint A Director

Mgmt

For

For

For

3.5

Appoint A Director

Mgmt

For

For

For

3.6

Appoint A Director

Mgmt

For

For

For

3.7

Appoint A Director

Mgmt

For

For

For

3.8

Appoint A Director

Mgmt

For

For

For

4

Appoint A Corporate Auditor

Mgmt

For

For

For

 

Nestle Sa, Cham Und Vevey

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0038863350

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Receive The 2008 Annual Report, Financial Statements Of Nestle Sa And Consolidated Financial Statements Of The Nestle Group, Reports Of The Statutory Auditors

Mgmt

For

For

For

1.2

Receive The 2008 Compensation Report

Mgmt

For

For

For

2

Approve To Release The Members Of The Board Of Directors And The Management

Mgmt

For

For

For

3

Approve The Appropiration Of Profits Resulting From The Balance Sheet Of Nestle S.A. And Dividends Of Chf 1.40 Per Share

Mgmt

For

For

For

4.1

Re-Elect Mr. Daniel Borel To The Board Of Directors

Mgmt

For

For

For

4.2

Re-Elect Mrs. Carolina Mueller Mohl To The Board Of Directors

Mgmt

For

For

For

4.3

Elect Kpmg S.A., Geneva Branch As The Statutory Auditor For A Term Of 1 Year

Mgmt

For

For

For

5

Approve To Cancel 180,000,000 Repurchased Under The Share Buy-Back Programme Launched On 24 Aug 2007 And Reduce The Share Capital By Chf 18,000,000

Mgmt

For

For

For

 


 

Nintendo Co.,Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3756600007

06/26/2009

Take No Action

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation Of Retained Earnings

Mgmt

For

TNA

N/A

2

Amend Articles To: Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

TNA

N/A

3.1

Appoint A Director

Mgmt

For

TNA

N/A

3.2

Appoint A Director

Mgmt

For

TNA

N/A

3.3

Appoint A Director

Mgmt

For

TNA

N/A

3.4

Appoint A Director

Mgmt

For

TNA

N/A

3.5

Appoint A Director

Mgmt

For

TNA

N/A

3.6

Appoint A Director

Mgmt

For

TNA

N/A

3.7

Appoint A Director

Mgmt

For

TNA

N/A

3.8

Appoint A Director

Mgmt

For

TNA

N/A

3.9

Appoint A Director

Mgmt

For

TNA

N/A

3.10

Appoint A Director

Mgmt

For

TNA

N/A

3.11

Appoint A Director

Mgmt

For

TNA

N/A

3.12

Appoint A Director

Mgmt

For

TNA

N/A

 

Petroleo Brasileiro S.A. - Petrobras

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

04/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Management Report, Financial Statements And Audit Committee’S Opinion For The Fiscal Year 2008

Mgmt

For

For

For

2

Capital Expenditure Budget For The Fiscal Year 2009

Mgmt

For

For

For

3

Distribution Of Results For The Fiscal Year 2008

Mgmt

For

For

For

4

Election Of Members Of The Board Of Directors

Mgmt

For

For

For

5

Election Of Chairman Of The Board Of Directors

Mgmt

For

For

For

6

Election Of Members Of The Audit Board And Their Respective Substitutes

Mgmt

For

For

For

7

Establishment Of The Compensation Of Management And Effective Members Of The Audit Committee, As Well As Their Participation In The Profits Pursuant To Articles 41 And 56 Of The Company’S Bylaws

Mgmt

For

For

For

 


 

Petroleo Brasileiro S.A. - Petrobras

 

Ticker

Security ID:

Meeting Date

Meeting Status

PBR

CUSIP 71654V408

11/24/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Brazil

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval Of The Protocol And The Justification Of Incorporation, Dated October 2 2008, Signed By Petrobras, As The Surviving Company, And By ‘17 De Maio Participacoes S.A’., As The Acquired Company, Together With The Respective Pertinent Documents, And Th

Mgmt

For

For

For

2

Approval Of The Appointment Of A Specialized Company To Evaluate The Assets And The Approval Of The Respective Evaluation Report, Under The Terms Of 1 And 3 Of Art. 227, Law No. 6.404/76.

Mgmt

For

For

For

 

Potash Corporation Of Saskatchewan Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

POT

CUSIP 73755L107

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual and Special Meeting

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Director C.M. Burley

Mgmt

For

For

For

1.2

Director W.J. Doyle

Mgmt

For

For

For

1.3

Director J.W. Estey

Mgmt

For

For

For

1.4

Director C.S. Hoffman

Mgmt

For

For

For

1.5

Director D.J. Howe

Mgmt

For

For

For

1.6

Director A.D. Laberge

Mgmt

For

For

For

1.7

Director K.G. Martell

Mgmt

For

For

For

1.8

Director J.J. Mccaig

Mgmt

For

For

For

1.9

Director M. Mogford

Mgmt

For

For

For

1.10

Director P.J. Schoenhals

Mgmt

For

For

For

1.11

Director E.R. Stromberg

Mgmt

For

For

For

1.12

Director E. Viyella De Paliza

Mgmt

For

For

For

2

The Appointment Of Deloitte & Touche Llp As Auditors Of The Corporation.

Mgmt

For

For

For

3

The Resolution (Attached As Appendix B To The Accompanying Management Proxy Circular) Approving The Adoption Of A New Performance Option Plan, The Full Text Of Which Is Attached As Appendix C To The Accompanying Management Proxy Circular.

Mgmt

For

For

For

4

The Shareholder Proposal (Attached As Appendix D To The Accompanying Management Proxy Circular).

Shareholder

Against

Against

For

 


 

Reckitt Benckiser Group Plc

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB00B24CGK77

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Adopt The 2008 Report And The Financial Statements

Mgmt

For

For

For

2

Approve The Directors’ Remuneration Report

Mgmt

For

For

For

3

Declare A Final Dividend

Mgmt

For

For

For

4

Re-Elect Mr. Adrian Bellamy [Member Of The Remuneration Committee] As A Director

Mgmt

For

For

For

5

Re-Elect Dr. Peter Harf As A Director

Mgmt

For

For

For

6

Elect Mr. Andre Lacroix [Member Of Audit Committee] As A Director

Mgmt

For

For

For

7

Re-Appoint Pricewaterhousecoopers Llp As The Auditors Of The Company

Mgmt

For

For

For

8

Authorize The Board To Determine The Auditors’ Remuneration

Mgmt

For

For

For

9

Grant Authority To Issue Of Equity Or Equity-Linked Securities With The Pre-Emptive Rights Up To Aggregate Nominal Amount Of Gbp 23,662,000

Mgmt

For

For

For

10

Grant Authority, Subject To The Passing Of Resolution 9, To Issue Of Equity Or Equity-Linked Securities Without The Pre-Emptive Rights Up To Aggregate Nominal Amount Of Gbp 3,611,000

Mgmt

For

For

For

11

Grant Authority To Market Purchase 72,000,000 Ordinary Shares

Mgmt

For

For

For

12

Approve That A General Meeting Other Than An Agm May Be Called On Not Less Than 14 Clear Days’ Notice

Mgmt

For

For

For

 

Research In Motion Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIMM

CUSIP 760975102

07/15/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

Canada

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

The Election Of Directors Referred To In The Management Information Circular Of The Company Dated May 28, 2008, Namely James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest And John Wetmore.

Mgmt

For

For

For

2

The Re-Appointment Of Ernst & Young Llp As Independent Auditors Of The Company And Authorizing The Directors To Fix Their Remuneration.

Mgmt

For

For

For

 


 

Rio Tinto Plc, London

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN GB0007188757

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United Kingdom

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Financial Statements And The Reports Of The Directors And Auditors Fye 31 Dec 2008

Mgmt

For

For

For

2

Approve The Remuneration Report

Mgmt

For

For

For

3

Elect Mr. Jan Du Plessis As A Director

Mgmt

For

For

For

4

Re-Elect Sir David Clementi As A Director

Mgmt

For

For

For

5

Re-Elect Sir Rod Eddington As A Director

Mgmt

For

For

For

6

Re-Elect Mr. Andrew Gould As A Director

Mgmt

For

For

For

7

Re-Elect Mr. David Mayhew As A Director

Mgmt

For

For

For

8

Re-Appoint Pricewaterhousecoopers Llp As Auditors Of Rio Tinto Plc And Authorize The Audit Committee To Determine Their Remuneration

Mgmt

For

For

For

9

Approve The Non Executive Director’S Fee

Mgmt

For

For

For

10

Authorize To Increase The Share Capital And Authority To Allot Relevant Securities Under Section 80 Of The Companies Act 1985

Mgmt

For

For

For

11

Grant Authority To Allot Relevant Securities For Cash Under Section 89 Of The Companies Act 1985

Mgmt

For

For

For

12

Approve The Notice Period For General Meetings Other Than Agm

Mgmt

For

For

For

13

Grant Authority To Pay Scrip Dividends

Mgmt

For

For

For

14

Adopt And Amend The New Articles Of Association Of The Company

Mgmt

For

For

For

 

Shangri-La Asia Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN BMG8063F1068

09/10/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Bermuda

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve And Ratify The Master Joint Venture Agreement [A Copy Of Which Has Been Produced To This Meeting Marked ‘A’ And Signed By The Chairman Hereof For The Purpose Of Identification] And The Transactions Contemplated There Under; Authorize The Board Of

Mgmt

For

For

For

 

Sumitomo Realty & Development Co.,Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN JP3409000001

06/26/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Japan

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve Appropriation Of Retained Earnings

Mgmt

For

For

For

2

Amend Articles To: Approve Minor Revisions Related To Dematerialization Of Shares And The Other Updated Laws And Regulations

Mgmt

For

For

For

3.1

Appoint A Director

Mgmt

For

For

For

3.2

Appoint A Director

Mgmt

For

For

For

3.3

Appoint A Director

Mgmt

For

For

For

3.4

Appoint A Director

Mgmt

For

For

For

3.5

Appoint A Director

Mgmt

For

For

For

3.6

Appoint A Director

Mgmt

For

For

For

3.7

Appoint A Director

Mgmt

For

For

For

3.8

Appoint A Director

Mgmt

For

For

For

3.9

Appoint A Director

Mgmt

For

For

For

4.1

Appoint A Corporate Auditor

Mgmt

For

For

For

4.2

Appoint A Corporate Auditor

Mgmt

For

For

For

4.3

Appoint A Corporate Auditor

Mgmt

For

For

For

 


 

Taiwan Semiconductor Mfg. Co. Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TSM

CUSIP 874039100

06/10/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Taiwan, Province of China

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Accept 2008 Business Report And Financial Statements

Mgmt

For

For

For

2

To Approve The Proposal For Distribution Of 2008 Profits

Mgmt

For

For

For

3

To Approve The Capitalization Of 2008 Dividends, 2008 Employee Profit Sharing, And Capital Surplus

Mgmt

For

For

For

4

To Revise Internal Policies And Rules As Follows: (A) Procedures For Lending Funds To Other Parties (B) Procedures For Endorsement And Guarantee

Mgmt

For

For

For

5.1

Directors Mr. Morris Chang

Mgmt

For

For

For

5.2

Directors Mr. F.C. Tseng

Mgmt

For

For

For

5.3

Directors Mr. Rick Tsai

Mgmt

For

For

For

5.4

Directors Mr. Tain-Jy Chen

Mgmt

For

For

For

5.5

Directors Sir P. Leahy Bonfield

Mgmt

For

For

For

5.6

Directors Mr. Stan Shih

Mgmt

For

For

For

5.7

Directors Ms. Carly Fiorina

Mgmt

For

For

For

5.8

Directors Mr. Thomas J Engibous

Mgmt

For

For

For

 

Telefonica Sa, Madrid

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN ES0178430E18

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

Spain

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approve The Annual Accounts, The Management Report And The Board Management Of Telefonica And Consolidated Group And The Proposal Of Application Of The 2008 Result

Mgmt

For

For

For

2

Approve The Retribution Of The Shareholder And To Pay A Dividend With Charge To Free Reserves

Mgmt

For

For

For

3

Approve The Incentive Buy Plan Shares For Employers

Mgmt

For

For

For

4

Grant Authority For The Acquisition Of Own Shares

Mgmt

For

For

For

5

Approve To Reduce The Share Capital Through Redemption Of Own Shares

Mgmt

For

For

For

6

Re-Elect The Auditors

Mgmt

For

For

For

7

Approve The Delegation Of Powers

Mgmt

For

For

For

 


 

Teva Pharmaceutical Industries Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Approve The Board Of Directors’ Recommendation That The Cash Dividend For The Year Ended December 31, 2008, Which Was Paid In Four Installments And Aggregated Nis 1.95 (Approximately Us$0.525, According To The Applicable Exchange Rates) Per Ordinary Sh

Mgmt

For

For

For

2.1

Election Of Director: Dr. Phillip Frost

Mgmt

For

For

For

2.2

Election Of Director: Roger Abravanel

Mgmt

For

For

For

2.3

Election Of Director: Prof. Elon Kohlberg

Mgmt

For

For

For

2.4

Election Of Director: Prof. Yitzhak Peterburg

Mgmt

For

For

For

2.5

Election Of Director: Erez Vigodman

Mgmt

For

For

For

3

To Appoint Kesselman & Kesselman, A Member Of Pricewaterhousecoopers International Ltd., As The Company’S Independent Registered Public Accounting Firm Until The 2010 Annual Meeting Of Shareholders And To Authorize The Board Of Directors To Determine Thei

Mgmt

For

For

For

 

Teva Pharmaceutical Industries Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

Israel

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

To Appoint Mr. Joseph (Yosi) Nitzani As A Statutory Independent Director For A Term Of Three Years.

Mgmt

For

For

For

 


 

Transocean, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval Of The 2008 Annual Report, The Consolidated Financial Statements Of Transocean Ltd. For Fiscal Year 2008 And The Statutory Financial Statements Of Transocean Ltd.

Mgmt

For

For

For

2

Discharge Of The Members Of The Board Of Directors And The Executive Officers For Fiscal Year 2008

Mgmt

For

For

For

3

Appropriation Of The Available Retained Earnings Without Payment Of A Dividend To Shareholders For Fiscal Year 2008 And Release Of Chf 3.5 Billion Of Legal Reserves To Other Reserves.

Mgmt

For

For

For

4

Authorization Of A Share Repurchase Program

Mgmt

For

For

For

5

Approval Of The Long-Term Incentive Plan Of Transocean Ltd. In The Form As Amended And Restated Effective As Of 2/12/09

Mgmt

For

For

For

6.1

Reelection Of Class I Director For A Three Year Term: W. Richard Anderson

Mgmt

For

For

For

6.2

Reelection Of Class I Director For A Three Year Term: Richard L. George

Mgmt

For

For

For

6.3

Reelection Of Class I Director For A Three Year Term: Robert L. Long

Mgmt

For

For

For

6.4

Reelection Of Class I Director For A Three Year Term: Edward R. Muller

Mgmt

For

For

For

6.5

Reelection Of Class Iii Director For A Two-Year Term: Victor E. Grijalva

Mgmt

For

For

For

7

Appointment Of Ernst & Young Llp As Transocean Ltd.’S Independent Registered Public Accounting Firm For Fiscal Year 2009 And Reelection Of Ernst & Young Ltd., Zurich, As Transocean Ltd.’S Auditor Pursuant To The Swiss Code Of Obligations For A Further One

Mgmt

For

For

For

 

UBS AG

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN CH0024899483

10/02/2008

Take No Action

Meeting Type

Country of Trade

 

 

Special

Switzerland

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mr. Sally Bott As A Member Of The Board Of Directors

Mgmt

For

TNA

N/A

1.2

Elect Mr. Rainer-Marc Frey As A Member Of The Board Of Directors

Mgmt

For

TNA

N/A

1.3

Elect Mr. Bruno Gehrig As A Member Of The Board Of Directors

Mgmt

For

TNA

N/A

1.4

Elect Mr. William G. Parrett As A Member Of The Board Of Directors

Mgmt

For

TNA

N/A

2

Amend The Articles Of Association Adjusted To The New Ubs Corporate Governance Effective As Of 01 Jul 2008 [Title Of Article 20, Articles 20 Paragraph 1, 21 Paragraph 2, 24 Lit. E, 29 And 30 Of The Articles Of Association]

Mgmt

For

TNA

N/A

 


 

Vestas Wind Systems A/S, Randers

 

Ticker

Security ID:

Meeting Date

Meeting Status

 

ISIN DK0010268606

03/26/2009

Unvoted

Meeting Type

Country of Trade

 

 

Annual

Denmark

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Receive The Report From Board Of Directors On The Company’S Activities During The Past Year

N/A

N/A

N/A

N/A

2

Approve The Presentation Of The Annual Report And Resolution To Adopt The Annual Report

Mgmt

For

N/A

N/A

3

Approve The Resolution On The Distribution Of The Profit Or Covering Of Loss According To The Approved Annual Report, The Board Of Directors Proposes That No Dividend Be Paid Out For 2008

Mgmt

For

N/A

N/A

4.1

Re-Elect Mr. Bent Erik Carlsen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.2

Re-Elect Mr. Torsten Erik Rasmussen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.3

Re-Elect Mr. Freddy Frandsen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.4

Re-Elect Mr. Jorgen Huno Rasmussen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.5

Re-Elect Mr. Jorn Ankaer Thomsen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.6

Re-Elect Mr. Kurt Anker Nielsen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.7

Elect Mr. Hakan Eriksson As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

4.8

Elect Mr. Ola Rollen As The Members Of The Board Of Directors

Mgmt

For

N/A

N/A

5.1

Re-Appoint Pricewaterhousecoopers, Statsautoriseret Revisionsaktieselskab As The Auditors Of The Company

Mgmt

For

N/A

N/A

5.2

Re-Appoint Kpmg Statsautiroseret Revisionspartnerselskab As The Auditors Of The Company

Mgmt

For

N/A

N/A

6.1

Approve The Overall Guidelines For Incentive Pay For The Members Of The Executive Management Of Vestas Wind Systems A/S Laid Down By The Board Of Directors; If The Guidelines Are Approved By The Agm, The Following New Article 13 Will Be Included In The Co

Mgmt

For

N/A

N/A

6.2

Authorize The Company To Acquire Treasury Shares In The Period Up Until The Next Agm Up To A Total Nominal Value Of 10% Of The Value Of The Company’S Share Capital At The Time In Question, Cf., Article 48 Of The Danish Public Companies Act, The Payment Fo

Mgmt

For

N/A

N/A

 


 

Item 1: Proxy Voting Record

 

Registrant : Columbia Funds Series Trust

 

Fund Name : Columbia Small Cap Value Fund II

 

07/01/2008 - 06/30/2009

 

ABM Industries, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ABM

CUSIP 000957100

03/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Linda Chavez

Mgmt

For

For

For

1.2

Elect Henrik Slipsager

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

 

Actuant Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATU

CUSIP 00508X203

01/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Arzbaecher

Mgmt

For

For

For

1.2

Elect Gurminder Bedi

Mgmt

For

For

For

1.3

Elect Gustav Boel

Mgmt

For

For

For

1.4

Elect Thomas Fischer

Mgmt

For

For

For

1.5

Elect William Hall

Mgmt

For

For

For

1.6

Elect R. Alan Hunter, Jr.

Mgmt

For

For

For

1.7

Elect Robert Peterson

Mgmt

For

For

For

1.8

Elect Holly Van Deursen

Mgmt

For

For

For

1.9

Elect Dennis Williams

Mgmt

For

For

For

2

2009 Omnibus Incentive Plan

Mgmt

For

For

For

 

Affiliated Managers Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AMG

CUSIP 008252108

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Floor

Mgmt

For

For

For

1.2

Elect Sean Healey

Mgmt

For

For

For

1.3

Elect Harold Meyerman

Mgmt

For

For

For

1.4

Elect William Nutt

Mgmt

For

For

For

1.5

Elect Rita Rodriguez

Mgmt

For

For

For

1.6

Elect Patrick Ryan

Mgmt

For

For

For

1.7

Elect Jide Zeitlin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Agco Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

AG

CUSIP 001084102

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect P. George Benson

Mgmt

For

For

For

1.2

Elect Gerald Shaheen

Mgmt

For

For

For

1.3

Elect Hendrikus Visser

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

AirTran Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AAI

CUSIP 00949P108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Geoffrey Crowley

Mgmt

For

For

For

1.2

Elect Don Chapman

Mgmt

For

For

For

1.3

Elect Lewis Jordan

Mgmt

For

For

For

2

Amendment to the 2002 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Alexandria Real Estate Equities, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARE

CUSIP 015271109

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joel Marcus

Mgmt

For

For

For

1.2

Elect Richard Jennings

Mgmt

For

For

For

1.3

Elect John Atkins, III

Mgmt

For

For

For

1.4

Elect Richard Klein

Mgmt

For

For

For

1.5

Elect James Richardson

Mgmt

For

For

For

1.6

Elect Martin Simonetti

Mgmt

For

For

For

1.7

Elect Alan Walton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Anixter International Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

AXE

CUSIP 035290105

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Blyth

Mgmt

For

For

For

1.2

Elect Federic Brace

Mgmt

For

For

For

1.3

Elect Linda Bynoe

Mgmt

For

For

For

1.4

Elect Robert Crandall

Mgmt

For

For

For

1.5

Elect Robert Eck

Mgmt

For

For

For

1.6

Elect Robert Grubbs, Jr.

Mgmt

For

For

For

1.7

Elect F. Philip Handy

Mgmt

For

For

For

1.8

Elect Melvyn Klein

Mgmt

For

For

For

1.9

Elect George Munoz

Mgmt

For

For

For

1.10

Elect Stuart Sloan

Mgmt

For

For

For

1.11

Elect Thomas Theobald

Mgmt

For

For

For

1.12

Elect Matthew Zell

Mgmt

For

For

For

1.13

Elect Samuel Zell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Apollo Investment Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

AINV

CUSIP 03761U106

08/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Claudine Malone

Mgmt

For

For

For

1.2

Elect Frank Puleo

Mgmt

For

For

For

1.3

Elect Carl Spielvogel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval to Sell Shares Below Net Asset Value

Mgmt

For

For

For

 


 

Argo Group International Holdings, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AGII

CUSIP G0464B107

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mural Josephson

Mgmt

For

For

For

1.2

Elect John Power, Jr.

Mgmt

For

For

For

1.3

Elect Gary Woods

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ariba, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ARBA

CUSIP 04033V203

03/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Harriet Edelman

Mgmt

For

For

For

1.2

Elect Richard Kashnow

Mgmt

For

For

For

1.3

Elect Robert Johnson

Mgmt

For

For

For

2

Amendment to the 1999 Equity Incentive Plan

Mgmt

For

Against

Against

3

Amendment to the Employee Stock Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Arlington Tankers Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATB

CUSIP G04899103

07/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Stephen Jaeger

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

 

Arlington Tankers Ltd

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATB

CUSIP G04899103

12/16/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Approval of the Amalgamation Agreement

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Arthur J. Gallagher & Co.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AJG

CUSIP 363576109

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank English Jr.

Mgmt

For

For

For

1.2

Elect J. Patrick Gallagher, Jr.

Mgmt

For

For

For

1.3

Elect Ilene Gordon

Mgmt

For

For

For

1.4

Elect James Wimmer

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

2009 Long-Term Incentive Plan

Mgmt

For

For

For

 


 

Aspen Insurance Holdings Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

AHL

CUSIP G05384105

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Houghton

Mgmt

For

For

For

1.2

Elect Julian Cusack

Mgmt

For

For

For

1.3

Elect Glyn Jones

Mgmt

For

For

For

1.4

Elect Glyn Jones

Mgmt

For

For

For

1.5

Elect Christopher O’Kane

Mgmt

For

For

For

1.6

Elect Richard Bucknall

Mgmt

For

For

For

1.7

Elect Ian Cormack

Mgmt

For

For

For

1.8

Elect Richard Houghton

Mgmt

For

For

For

1.9

Elect Stephen Rose

Mgmt

For

For

For

1.10

Elect Oliver Peterken

Mgmt

For

For

For

1.11

Elect Heidi Hutter

Mgmt

For

For

For

1.12

Elect Christopher O’Kane

Mgmt

For

For

For

1.13

Elect Richard Houghton

Mgmt

For

For

For

1.14

Elect Stephen Rose

Mgmt

For

For

For

1.15

Elect Christopher O’Kane

Mgmt

For

For

For

1.16

Elect Richard Houghton

Mgmt

For

For

For

1.17

Elect Stephen Rose

Mgmt

For

For

For

1.18

Elect Stephen Rose

Mgmt

For

For

For

1.19

Elect John Henderson

Mgmt

For

For

For

1.20

Elect Christopher Woodman

Mgmt

For

For

For

1.21

Elect Michael Cain

Mgmt

For

For

For

1.22

Elect Katherine Wade

Mgmt

For

For

For

1.23

Elect Karen Green

Mgmt

For

For

For

1.24

Elect Christopher O’Brien

Mgmt

For

For

For

1.25

Elect Richard Bucknall

Mgmt

For

For

For

1.26

Elect John Hobbs

Mgmt

For

For

For

1.27

Elect James Ingham Clark

Mgmt

For

For

For

1.28

Elect Robert Long

Mgmt

For

For

For

1.29

Elect Christopher O’Brien

Mgmt

For

For

For

1.30

Elect Matthew Yeldham

Mgmt

For

For

For

1.31

Elect Karen Green

Mgmt

For

For

For

1.32

Elect Heidi Hutter

Mgmt

For

For

For

1.33

Elect Christopher O’Kane

Mgmt

For

For

For

1.34

Elect Julian Cusack

Mgmt

For

For

For

1.35

Elect James Few

Mgmt

For

For

For

1.36

Elect Oliver Peterken

Mgmt

For

For

For

1.37

Elect David Skinner

Mgmt

For

For

For

1.38

Elect Karen Green

Mgmt

For

For

For

1.39

Elect Heather Kitson

Mgmt

For

For

For

2

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

3

Adoption of New Articles

Mgmt

For

For

For

4

Amendments to Memorandum

Mgmt

For

For

For

5

Amendments to Articles (Aspen Insurance UK Limited)

Mgmt

For

For

For

6

Amendments to Articles (Aspen Insurance UK Service Limited)

Mgmt

For

For

For

7

Amendments to Articles (Aspen [UK] Holdings Limited)

Mgmt

For

For

For

8

Amendments to Articles (AIUK Trustees Limited)

Mgmt

For

For

For

9

Amendments to Articles (Aspen Underwriting Limited)

Mgmt

For

For

For

10

Amendments to Articles (Aspen Managing Agency Limited)

Mgmt

For

For

For

11

Appointment of Auditor and Authority to Set Fees

Mgmt

For

For

For

12

Amendments to By-Laws (Aspen Insurance Limited)

Mgmt

For

For

For

13

Amendments to Memordandum (Aspen Insurance Limited)

Mgmt

For

For

For

 


 

Atmos Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ATO

CUSIP 049560105

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ruben Esquivel

Mgmt

For

For

For

1.2

Elect Richard Cardin

Mgmt

For

For

For

1.3

Elect Thomas Meredith

Mgmt

For

For

For

1.4

Elect Nancy Quinn

Mgmt

For

For

For

1.5

Elect Stephen Springer

Mgmt

For

For

For

1.6

Elect Richard Ware II

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification Of Board Of Directors.

ShrHoldr

Against

For

Against

 

AZZ Incorporated

 

Ticker

Security ID:

Meeting Date

Meeting Status

AZZ

CUSIP 002474104

07/08/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Martin Bowen

Mgmt

For

For

For

1.2

Elect Sam Rosen

Mgmt

For

For

For

1.3

Elect Kevern Joyce

Mgmt

For

For

For

2

Approval Of The Amendments To The 2005 Long Term Incentive Plan.

Mgmt

For

For

For

3

Approval Of The Adoption Of The Employee Stock Purchase Plan.

Mgmt

For

For

For

 


 

Bally Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BYI

CUSIP 05874B107

12/10/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Guido

Mgmt

For

For

For

1.2

Elect Kevin Verner

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

BancorpSouth, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BXS

CUSIP 059692103

04/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Hassell Franklin

Mgmt

For

For

For

1.2

Elect Robert Nolan

Mgmt

For

For

For

1.3

Elect W. Cal Partee, Jr.

Mgmt

For

For

For

1.4

Elect James Campbell, III

Mgmt

For

For

For

2

Authorization of Preferred Stock

Mgmt

For

Against

Against

 

BE Aerospace, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BEAV

CUSIP 073302101

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Khoury

Mgmt

For

For

For

1.2

Elect Jonathan Schofield

Mgmt

For

For

For

2

Proposal To Adopt The Stockholder Proposal (The Macbride Principles).

ShrHoldr

Against

Abstain

Against

 

Bowne & Co., Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BNE

CUSIP 103043105

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephen Murphy

Mgmt

For

For

For

1.2

Elect Gloria Portela

Mgmt

For

For

For

1.3

Elect Vincent Tese

Mgmt

For

For

For

1.4

Elect Richard West

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1999 Incentive Compensation Plan

Mgmt

For

For

For

 

Brinks Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

BCO

CUSIP 109696104

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Roger Ackerman

Mgmt

For

For

For

1.2

Elect Betty Alewine

Mgmt

For

For

For

1.3

Elect Michael Herling

Mgmt

For

For

For

1.4

Elect Thomas Schievelbein

Mgmt

For

For

For

1.5

Elect Robert Strang

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Brocade Communications Systems

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRCD

CUSIP 111621306

04/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Judy Bruner

Mgmt

For

For

For

2

Election Of Director: David L. House

Mgmt

For

For

For

3

Election Of Director: L. William Krause

Mgmt

For

For

For

4

Approval Of The 2009 Stock Plan

Mgmt

For

For

For

5

Approval Of The 2009 Director Plan

Mgmt

For

For

For

6

Approval Of The 2009 Employee Stock Purchase Plan

Mgmt

For

For

For

7

Ratification of Auditor

Mgmt

For

For

For

8

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Against

9

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Against

For

Against

 

Brookline Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

BRKL

CUSIP 11373M107

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Doyle, Jr.

Mgmt

For

For

For

1.2

Elect Thomas Hollister

Mgmt

For

For

For

1.3

Elect Charles Peck

Mgmt

For

For

For

1.4

Elect Paul Perrault

Mgmt

For

For

For

1.5

Elect Joseph Slotnik

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

C&D Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHP

CUSIP 124661109

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Kevin Dowd

Mgmt

For

For

For

1.2

Elect Pamela Davies

Mgmt

For

For

For

1.3

Elect Jeffrey Graves

Mgmt

For

For

For

1.4

Elect William Harral III

Mgmt

For

For

For

1.5

Elect Robert Harries

Mgmt

For

For

For

1.6

Elect George MacKenzie

Mgmt

For

For

For

1.7

Elect Stanley Silverman

Mgmt

For

For

For

1.8

Elect Ellen Wolf

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Capstead Mortgage Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CMO

CUSIP 14067E506

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jack Biegler

Mgmt

For

For

For

1.2

Elect Andrew Jacobs

Mgmt

For

For

For

1.3

Elect Gary Keiser

Mgmt

For

For

For

1.4

Elect Paul Low

Mgmt

For

For

For

1.5

Elect Christopher Mahowald

Mgmt

For

For

For

1.6

Elect Michael O’Neil

Mgmt

For

For

For

1.7

Elect Mark Whiting

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Carpenter Technology Corp

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRS

CUSIP 144285103

10/13/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert McMaster

Mgmt

For

For

For

1.2

Elect Gregory Pratt

Mgmt

For

For

For

1.3

Elect Anne Stevens

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

CBIZ Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBZ

CUSIP 124805102

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Michael DeGroote

Mgmt

For

For

For

2

Elect Todd Slotkin

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

4

Transaction of Other Business

Mgmt

For

Against

Against

 

Centene Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNC

CUSIP 15135B101

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Ditmore

Mgmt

For

For

For

1.2

Elect Frederick Eppinger

Mgmt

For

For

For

1.3

Elect David Steward

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Chico’s FAS, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CHS

CUSIP 168615102

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ross Roeder

Mgmt

For

For

For

1.2

Elect Andrea Weiss

Mgmt

For

For

For

2

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Ciena Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CIEN

CUSIP 171779309

03/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Class III Director: Stephen P. Bradley, Ph.D.

Mgmt

For

For

For

2

Election Of Class III Director: Bruce L. Claflin

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Cincinnati Bell Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBB

CUSIP 171871106

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Bruce Byrnes

Mgmt

For

For

For

1.2

Elect Jakki Haussler

Mgmt

For

For

For

1.3

Elect Mark Lazarus

Mgmt

For

For

For

1.4

Elect Craig Maier

Mgmt

For

For

For

1.5

Elect Alex Shumate

Mgmt

For

For

For

2

Amendment to the 2007 Long Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Comfort Systems USA, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FIX

CUSIP 199908104

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Murdy

Mgmt

For

For

For

1.2

Elect Darcy Anderson

Mgmt

For

For

For

1.3

Elect Herman Bulls

Mgmt

For

For

For

1.4

Elect Alfred Giardenelli, Jr.

Mgmt

For

For

For

1.5

Elect Alan Krusi

Mgmt

For

For

For

1.6

Elect Franklin Myers

Mgmt

For

For

For

1.7

Elect James Schultz

Mgmt

For

For

For

1.8

Elect Robert Wagner, Jr.

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Community Bank System, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CBU

CUSIP 203607106

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Gibson, Jr.

Mgmt

For

For

For

1.2

Elect David Patterson

Mgmt

For

For

For

1.3

Elect Sally Steele

Mgmt

For

For

For

1.4

Elect Mark Tryniski

Mgmt

For

For

For

1.5

Elect James Wilson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to Declassify the Board of Directors

Mgmt

For

For

For

 

CONMED Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

CNMD

CUSIP 207410101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Eugene Corasanti

Mgmt

For

For

For

1.2

Elect Joseph Corasanti

Mgmt

For

For

For

1.3

Elect Bruce Daniels

Mgmt

For

For

For

1.4

Elect Jo Ann Golden

Mgmt

For

For

For

1.5

Elect Stephen Mandia

Mgmt

For

For

For

1.6

Elect Stuart Schwartz

Mgmt

For

For

For

1.7

Elect Mark Tryniski

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 1999 Long-Term Incentive Plan

Mgmt

For

For

For

 


 

Consolidated Graphics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CGX

CUSIP 209341106

08/07/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Joe Davis

Mgmt

For

For

For

1.2

Elect Hugh West

Mgmt

For

For

For

2

Annual Incentive Compensation Plan

Mgmt

For

For

For

 

Corn Products International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CPO

CUSIP 219023108

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Luis Aranguren-Trellez

Mgmt

For

For

For

1.2

Elect Paul Hanrahan

Mgmt

For

For

For

1.3

Elect William Norman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

Abstain

For

Against

 

Cornell Companies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CRN

CUSIP 219141108

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Max Batzer

Mgmt

For

For

For

1.2

Elect Anthony R. Chase

Mgmt

For

For

For

1.3

Elect Richard Crane

Mgmt

For

For

For

1.4

Elect Zachary George

Mgmt

For

For

For

1.5

Elect Todd Goodwin

Mgmt

For

For

For

1.6

Elect James Hyman

Mgmt

For

For

For

1.7

Elect Andrew Jones

Mgmt

For

For

For

1.8

Elect Alfred Moran, Jr.

Mgmt

For

For

For

1.9

Elect D. Stephen Slack

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

4

Amendment to the 2000 Director Stock Plan

Mgmt

For

For

For

5

Shareholder Proposal Regarding Political Contributions and Expenditure Report

ShrHoldr

Against

Against

For

 


 

Crown Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

CCK

CUSIP 228368106

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jenne Britell

Mgmt

For

For

For

1.2

Elect John Conway

Mgmt

For

For

For

1.3

Elect Arnold Donald

Mgmt

For

For

For

1.4

Elect William Little

Mgmt

For

For

For

1.5

Elect Hans Loliger

Mgmt

For

For

For

1.6

Elect Thomas Ralph

Mgmt

For

For

For

1.7

Elect Hugues du Rouret

Mgmt

For

For

For

1.8

Elect Alan Rutherford

Mgmt

For

For

For

1.9

Elect Jim Turner

Mgmt

For

For

For

1.10

Elect William Urkiel

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Delphi Financial Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DFG

CUSIP 247131105

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Philip O’Connor

Mgmt

For

For

For

1.2

Elect Robert Rosenkranz

Mgmt

For

For

For

1.3

Elect Donald Sherman

Mgmt

For

Withhold

Against

1.4

Elect Kevin Brine

Mgmt

For

For

For

1.5

Elect Edward Fox

Mgmt

For

For

For

1.6

Elect Steven Hirsh

Mgmt

For

For

For

1.7

Elect Harold Ilg

Mgmt

For

Withhold

Against

1.8

Elect James Litvack

Mgmt

For

For

For

1.9

Elect James Meehan

Mgmt

For

For

For

1.10

Elect Robert Smith, Jr.

Mgmt

For

Withhold

Against

1.11

Elect Robert Wright

Mgmt

For

For

For

2

Annual Incentive Compensation Plan

Mgmt

For

Against

Against

3

Amendment to the 2003 Employee Long-Term Incentive and Share Award Plan

Mgmt

For

Against

Against

4

Option Exchange Program

Mgmt

For

Against

Against

 

Delta Air Lines, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DAL

CUSIP 247361702

06/22/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Richard Anderson

Mgmt

For

For

For

2

Elect Roy Bostock

Mgmt

For

For

For

3

Elect John Brinzo

Mgmt

For

For

For

4

Elect Daniel Carp

Mgmt

For

For

For

5

Elect John Engler

Mgmt

For

For

For

6

Elect Mickey Foret

Mgmt

For

For

For

7

Elect David Goode

Mgmt

For

For

For

8

Elect Paula Reynolds

Mgmt

For

For

For

9

Elect Kenneth Rogers

Mgmt

For

For

For

10

Elect Rodney Slater

Mgmt

For

For

For

11

Elect Douglas Streenland

Mgmt

For

For

For

12

Elect Kenneth Woodrow

Mgmt

For

For

For

13

Ratification of Auditor

Mgmt

For

For

For

14

Shareholder Proposal Regarding Cumulative Voting

ShrHoldr

Against

For

Against

 


 

Delta Air Lines, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DAL

CUSIP 247361702

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger Agreement

Mgmt

For

For

For

2

Amendment to the 2007 Performance Compensation Plan

Mgmt

For

For

For

 

Deluxe Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

DLX

CUSIP 248019101

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Baldwin

Mgmt

For

For

For

1.2

Elect Charles Haggerty

Mgmt

For

For

For

1.3

Elect Isaiah Harris, Jr.

Mgmt

For

For

For

1.4

Elect Don McGrath

Mgmt

For

For

For

1.5

Elect Cheryl Mayberry McKissack

Mgmt

For

For

For

1.6

Elect Neil Metviner

Mgmt

For

For

For

1.7

Elect Stephen Nachtsheim

Mgmt

For

For

For

1.8

Elect Mary O’Dwyer

Mgmt

For

For

For

1.9

Elect Martyn Redgrave

Mgmt

For

For

For

1.10

Elect Lee Schram

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Diana Shipping Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DSX

CUSIP Y2066G104

05/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Simeon Palios

Mgmt

For

For

For

1.2

Elect Anastassis Margaronis

Mgmt

For

Withhold

Against

1.3

Elect Ioannis Zafirakis

Mgmt

For

Withhold

Against

2

Appointment of Auditor

Mgmt

For

For

For

 

Digital Realty Trust, Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

DLR

CUSIP 253868103

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Magnuson

Mgmt

For

For

For

1.2

Elect Michael Foust

Mgmt

For

For

For

1.3

Elect Laurence Chapman

Mgmt

For

For

For

1.4

Elect Kathleen Earley

Mgmt

For

For

For

1.5

Elect Ruann Ernst

Mgmt

For

For

For

1.6

Elect Dennis Singleton

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

DRS Technologies, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

DRS

CUSIP 23330X100

09/25/2008

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of the Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 


 

East West Bancorp, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EWBC

CUSIP 27579R104

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peggy Cherng

Mgmt

For

For

For

1.2

Elect Rudolph Estrada

Mgmt

For

Withhold

Against

1.3

Elect Julia Gouw

Mgmt

For

For

For

1.4

Elect Andrew Kane

Mgmt

For

For

For

1.5

Elect John Lee

Mgmt

For

For

For

1.6

Elect Herman Li

Mgmt

For

For

For

1.7

Elect Jack Liu

Mgmt

For

For

For

1.8

Elect Dominic Ng

Mgmt

For

For

For

1.9

Elect Keith Renken

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

EMCOR Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

EME

CUSIP 29084Q100

06/16/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank MacInnis

Mgmt

For

For

For

1.2

Elect Stephen Bershad

Mgmt

For

For

For

1.3

Elect David Brown

Mgmt

For

For

For

1.4

Elect Larry Bump

Mgmt

For

For

For

1.5

Elect Albert Fried, Jr.

Mgmt

For

For

For

1.6

Elect Richard Hamm, Jr.

Mgmt

For

For

For

1.7

Elect David Laidley

Mgmt

For

For

For

1.8

Elect Jerry Ryan

Mgmt

For

For

For

1.9

Elect Michael Yonker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Esterline Technologies Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ESL

CUSIP 297425100

03/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lewis Burns

Mgmt

For

For

For

1.2

Elect Robert Cline

Mgmt

For

For

For

1.3

Elect Jerry Leitman

Mgmt

For

For

For

1.4

Elect Paul Haack

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

EXCO RESOURCES, INC.

 

Ticker

Security ID:

Meeting Date

Meeting Status

XCO

CUSIP 269279402

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Douglas Miller

Mgmt

For

For

For

1.2

Elect Stephen Smith

Mgmt

For

For

For

1.3

Elect Jeffrey Benjamin

Mgmt

For

For

For

1.4

Elect Vincent Cebula

Mgmt

For

For

For

1.5

Elect Earl Ellis

Mgmt

For

For

For

1.6

Elect B. James Ford

Mgmt

For

For

For

1.7

Elect T. Boone Pickens

Mgmt

For

For

For

1.8

Elect Jeffrey Serota

Mgmt

For

For

For

1.9

Elect Robert Stillwell

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

FEI Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Bock

Mgmt

For

For

For

1.2

Elect Wilfred Corrigan

Mgmt

For

For

For

1.3

Elect Don Kania

Mgmt

For

For

For

1.4

Elect Thomas Kelly

Mgmt

For

For

For

1.5

Elect William Lattin

Mgmt

For

For

For

1.6

Elect Jan Lobbezoo

Mgmt

For

Withhold

Against

1.7

Elect Gerhard Parker

Mgmt

For

For

For

1.8

Elect James Richardson

Mgmt

For

For

For

1.9

Elect Richard Wills

Mgmt

For

For

For

2

Amendment to the 1995 Stock Incentive Plan

Mgmt

For

For

For

3

Amendment to the Employee Share Purchase Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

First Horizon National Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FHN

CUSIP 320517105

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Mark Emkes

Mgmt

For

For

For

1.2

Elect D. Bryan Jordan

Mgmt

For

For

For

1.3

Elect R. Brad Martin

Mgmt

For

For

For

1.4

Elect Vicki Palmer

Mgmt

For

For

For

1.5

Elect William Sansom

Mgmt

For

For

For

2

Ratification Of Appointment Of Kpmg Llp As Auditors.

Mgmt

For

For

For

3

Approval Of An Advisory Proposal On Executive Compensation.

Mgmt

For

For

For

 

First Midwest Bancorp Inc

 

Ticker

Security ID:

Meeting Date

Meeting Status

FMBI

CUSIP 320867104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Barbara Boigegrain

Mgmt

For

For

For

2

Elect Bruce Chelberg

Mgmt

For

For

For

3

Elect Joseph England

Mgmt

For

For

For

4

Elect Patrick McDonnell

Mgmt

For

For

For

5

Elect Robert O’Meara

Mgmt

For

For

For

6

Elect Thomas Schwartz

Mgmt

For

For

For

7

Elect Michael Scudder

Mgmt

For

For

For

8

Elect Michael Scudder

Mgmt

For

For

For

9

Amendment to the Omnibus Stock and Incentive Plan

Mgmt

For

For

For

10

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

First Niagara Financial Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FNFG

CUSIP 33582V108

04/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Carl A. Florio

Mgmt

For

For

For

1.2

Elect David Zebro

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Foot Locker, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

FL

CUSIP 344849104

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Alan Feldman

Mgmt

For

For

For

1.2

Elect Jarobin Gilbert, Jr.

Mgmt

For

For

For

1.3

Elect David Schwartz

Mgmt

For

For

For

1.4

Elect Cheryl Turpin

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Change in Board Size

Mgmt

For

For

For

 

Fulton Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

FULT

CUSIP 360271100

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jeffrey Albertson

Mgmt

For

Withhold

Against

1.2

Elect Craig Dally

Mgmt

For

For

For

1.3

Elect Rufus Fulton, Jr.

Mgmt

For

For

For

1.4

Elect Willem Kooyker

Mgmt

For

For

For

1.5

Elect R. Scott Smith, Jr.

Mgmt

For

For

For

1.6

Elect E. Philip Wenger

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

GATX Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

GMT

CUSIP 361448103

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Anne Ariva

Mgmt

For

For

For

1.2

Elect Richard Fairbanks

Mgmt

For

For

For

1.3

Elect Deborah Fretz

Mgmt

For

For

For

1.4

Elect Ernst Häberli

Mgmt

For

For

For

1.5

Elect Brian Kenney

Mgmt

For

For

For

1.6

Elect Mark McGrath

Mgmt

For

For

For

1.7

Elect James B. Ream

Mgmt

For

For

For

1.8

Elect David Sutherland

Mgmt

For

For

For

1.9

Elect Casey Sylla

Mgmt

For

For

For

2

Amendment to the 2004 Equity Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

GENERAL MARITIME CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

GMR

CUSIP Y2693R101

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Shaerf

Mgmt

For

For

For

1.2

Elect John Tavlarios

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Haemonetics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

HAE

CUSIP 405024100

07/31/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Lawrence Best

Mgmt

For

For

For

1.2

Elect Richard Meelia

Mgmt

For

For

For

1.3

Elect Ronald Merriman

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Helen Of Troy Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

HELE

CUSIP G4388N106

08/19/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gary Abromovitz

Mgmt

For

For

For

1.2

Elect John Butterworth

Mgmt

For

For

For

1.3

Elect Timothy Meeker

Mgmt

For

For

For

1.4

Elect Byron Rubin

Mgmt

For

For

For

1.5

Elect Gerald Rubin

Mgmt

For

For

For

1.6

Elect Stanlee Rubin

Mgmt

For

For

For

1.7

Elect Adolpho Telles

Mgmt

For

For

For

1.8

Elect Darren Woody

Mgmt

For

For

For

2

Ratification Of Appointment Of Kpmg Llp As Auditors.

Mgmt

For

For

For

3

Approval Of An Advisory Proposal On Executive Compensation.

Mgmt

For

For

For

4

2008 Non-Employee Director Stock Incentive Plan

Mgmt

For

For

For

5

Amendment to the 1997 Cash Bonus Performance Plan

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Hibbett Sports, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HIBB

CUSIP 428567101

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Terrance Finley

Mgmt

For

For

For

1.2

Elect Alton Yother

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2005 Equity Incentive Plan

Mgmt

For

For

For

 

Hot Topic, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

HOTT

CUSIP 441339108

06/09/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Evelyn D’An

Mgmt

For

For

For

1.2

Elect Lisa Harper

Mgmt

For

For

For

1.3

Elect W. Scott Hedrick

Mgmt

For

For

For

1.4

Elect Elizabeth McLaughlin

Mgmt

For

For

For

1.5

Elect Bruce Quinnell

Mgmt

For

For

For

1.6

Elect Andrew Schuon

Mgmt

For

For

For

1.7

Elect Thomas Vellios

Mgmt

For

For

For

2

Amendment to the 2006 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Houston Wire & Cable Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

HWCC

CUSIP 44244K109

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Michael Campbell

Mgmt

For

For

For

1.2

Elect I. Stewart Farwell

Mgmt

For

For

For

1.3

Elect Peter Gotsch

Mgmt

For

For

For

1.4

Elect Wilson Sexton

Mgmt

For

For

For

1.5

Elect Wiiliam Sheffield

Mgmt

For

For

For

1.6

Elect Charles Sorrentino

Mgmt

For

For

For

1.7

Elect Scott Thompson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

IBERIABANK Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IBKC

CUSIP 450828108

05/06/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ernest Breaux, Jr.

Mgmt

For

For

For

1.2

Elect Daryl Byrd

Mgmt

For

For

For

1.3

Elect John Casbon

Mgmt

For

For

For

1.4

Elect Jefferson Parker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Independent Bank Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INDB

CUSIP 453836108

02/13/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Approval of Merger

Mgmt

For

For

For

2

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Independent Bank Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

INDB

CUSIP 453836108

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Anderson

Mgmt

For

For

For

1.2

Elect Kevin Jones

Mgmt

For

For

For

1.3

Elect Donna Lopolito

Mgmt

For

For

For

1.4

Elect Richard Sgarzi

Mgmt

For

For

For

1.5

Elect Thomas Teuten

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 


 

Inter Parfums, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

IPAR

CUSIP 458334109

07/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jean Madar

Mgmt

For

For

For

1.2

Elect Philippe Benacin

Mgmt

For

Withhold

Against

1.3

Elect Russell Greenberg

Mgmt

For

Withhold

Against

1.4

Elect Philippe Santi

Mgmt

For

Withhold

Against

1.5

Elect Francois Heilbronn

Mgmt

For

For

For

1.6

Elect Joseph Caccamo

Mgmt

For

For

For

1.7

Elect Jean Lévy

Mgmt

For

For

For

1.8

Elect Robert Bensoussan-Torres

Mgmt

For

For

For

1.9

Elect Jean Cailliau

Mgmt

For

For

For

1.10

Elect Serge Rosinoer

Mgmt

For

For

For

1.11

Elect Patrick Choël

Mgmt

For

For

For

2

Amendment to the 2004 Stock Option Plan

Mgmt

For

Against

Against

 

Invacare Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IVC

CUSIP 461203101

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Boland

Mgmt

For

For

For

1.2

Elect Gerald Blouch

Mgmt

For

For

For

1.3

Elect William Weber

Mgmt

For

For

For

2

Amendment to the 2003 Performance Plan

Mgmt

For

Against

Against

3

Adoption of Majority Vote for Election of Directors

Mgmt

For

For

For

4

Adoption of Advance Notice Requirement

Mgmt

For

Against

Against

5

Amend the Company’s Code of Regulations to Authorize the Board of Directors to Amend the Code of Regulations

Mgmt

For

Against

Against

6

Ratification of Auditor

Mgmt

For

For

For

7

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

 


 

IXYS Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

IXYS

CUSIP 46600W106

09/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donald Feucht

Mgmt

For

For

For

1.2

Elect Samuel Kory

Mgmt

For

For

For

1.3

Elect S. Joon Lee

Mgmt

For

For

For

1.4

Elect Timothy Richardson

Mgmt

For

For

For

1.5

Elect James Thorburn

Mgmt

For

For

For

1.6

Elect Nathan Zommer

Mgmt

For

For

For

2

2008 Equity Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Kindred Healthcare, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

KND

CUSIP 494580103

05/20/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Kuntz

Mgmt

For

For

For

1.2

Elect Joel Ackerman

Mgmt

For

For

For

1.3

Elect Ann Berzin

Mgmt

For

For

For

1.4

Elect Jonathan Blum

Mgmt

For

For

For

1.5

Elect Thomas Cooper

Mgmt

For

For

For

1.6

Elect Paul Diaz

Mgmt

For

For

For

1.7

Elect Isaac Kaufman

Mgmt

For

For

For

1.8

Elect Frederick Kleisner

Mgmt

For

For

For

1.9

Elect Eddy Rogers, Jr.

Mgmt

For

For

For

2

Short-Term Incentive Plan

Mgmt

For

For

For

3

Long-Term Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Knight Capital Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NITE

CUSIP 499005106

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect William Bolster

Mgmt

For

For

For

2

Elect Gary Griffith

Mgmt

For

For

For

3

Elect Thomas Joyce

Mgmt

For

For

For

4

Elect James Lewis

Mgmt

For

For

For

5

Elect Thomas Lockburner

Mgmt

For

For

For

6

Elect James Milde

Mgmt

For

For

For

7

Elect Christopher Quick

Mgmt

For

For

For

8

Elect Laurie Shahon

Mgmt

For

For

For

9

2009 Executive Incentive Plan

Mgmt

For

For

For

10

Ratification of Auditor

Mgmt

For

For

For

 

Lasalle Hotel Properties

 

Ticker

Security ID:

Meeting Date

Meeting Status

LHO

CUSIP 517942108

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Darryl Hartley-Leonard

Mgmt

For

For

For

1.2

Elect Kelly Kuhn

Mgmt

For

For

For

1.3

Elect William McCalmont

Mgmt

For

For

For

1.4

Elect Michael Barnello

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Consider And Approve The 2009 Equity Incentive Plan.

Mgmt

For

Against

Against

 


 

Lawson Software, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LWSN

CUSIP 52078P102

10/16/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Steven Chang

Mgmt

For

For

For

1.2

Elect Harry Debes

Mgmt

For

For

For

1.3

Elect Peter Gyenes

Mgmt

For

For

For

1.4

Elect David Hubers

Mgmt

For

For

For

1.5

Elect H. Richard Lawson

Mgmt

For

For

For

1.6

Elect Michael Rocca

Mgmt

For

For

For

1.7

Elect Robert Schriesheim

Mgmt

For

For

For

1.8

Elect Romesh Wadhwani

Mgmt

For

For

For

1.9

Elect Paul Wahl

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

LTC Properties, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

LTC

CUSIP 502175102

05/15/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Andre Dimitriadis

Mgmt

For

Withhold

Against

1.2

Elect Boyd Hendrickson

Mgmt

For

Withhold

Against

1.3

Elect Edmund King

Mgmt

For

For

For

1.4

Elect Wendy Simpson

Mgmt

For

For

For

1.5

Elect Timothy Triche

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Magellan Health Services, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MGLH

CUSIP 559079207

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect René Lerer

Mgmt

For

For

For

1.2

Elect Nancy Johnson

Mgmt

For

For

For

1.3

Elect Eran Broshy

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Max Capital Group Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MXGL

CUSIP G6052F103

06/12/2009

Voted

Meeting Type

Country of Trade

 

 

Special

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elimination of Supermajority Vote Requirement Regarding Mergers

Mgmt

For

For

For

2

Approval of the Merger

Mgmt

For

For

For

3

Right to Adjourn Meeting

Mgmt

For

Against

Against

 

Medical Action Industries Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MDCI

CUSIP 58449L100

08/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Burke

Mgmt

For

For

For

1.2

Elect Kenneth Davidson

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Mentor Graphics Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MENT

CUSIP 587200106

06/25/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Peter Bonfield

Mgmt

For

For

For

1.2

Elect Marsha Congdon

Mgmt

For

For

For

1.3

Elect James Fiebiger

Mgmt

For

For

For

1.4

Elect Gregory Hinckley

Mgmt

For

For

For

1.5

Elect Kevin McDonough

Mgmt

For

For

For

1.6

Elect Patrick McManus

Mgmt

For

For

For

1.7

Elect Walden Rhines

Mgmt

For

For

For

1.8

Elect Fontaine Richardson

Mgmt

For

For

For

2

Amendment to the 1989 Employee Stock Purchase Plan and Foreign Subsidiary Employee Stock Purchase Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

MGIC Investment Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTG

CUSIP 552848103

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Karl Case

Mgmt

For

For

For

1.2

Elect Curt Culver

Mgmt

For

For

For

1.3

Elect William McIntosh

Mgmt

For

For

For

1.4

Elect Leslie Muma

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Mid-America Apartment Communities, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

MAA

CUSIP 59522J103

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Eric Bolton, Jr.

Mgmt

For

For

For

1.2

Elect Alan Graf, Jr.

Mgmt

For

For

For

1.3

Elect John Grinalds

Mgmt

For

For

For

1.4

Elect Ralph Horn

Mgmt

For

For

For

1.5

Elect Simon Wadsworth

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

Abstain

Against

Against

 

MTS Systems Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

MTSC

CUSIP 553777103

02/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jean-Lou Chameau

Mgmt

For

For

For

1.2

Elect Merlin Dewing

Mgmt

For

For

For

1.3

Elect Laura Hamilton

Mgmt

For

For

For

1.4

Elect Brendan Hegarty

Mgmt

For

For

For

1.5

Elect Lois Martin

Mgmt

For

For

For

1.6

Elect Joseph O’Donnell

Mgmt

For

For

For

1.7

Elect Barb Samardzich

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Nam Tai Electronics, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NTE

CUSIP 629865205

06/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect M.K. Koo

Mgmt

For

For

For

1.2

Elect Charles Chu

Mgmt

For

For

For

1.3

Elect Peter Kellogg

Mgmt

For

For

For

1.4

Elect William Lo

Mgmt

For

For

For

1.5

Elect Mark Waslen

Mgmt

For

For

For

2

Ratification of Auditor’s Acts

Mgmt

For

For

For

 

National Financial Partners Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NFP

CUSIP 63607P208

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stephanie Abramson

Mgmt

For

For

For

1.2

Elect Arthur Ainsberg

Mgmt

For

For

For

1.3

Elect Jessica Bibliowicz

Mgmt

For

For

For

1.4

Elect R. Bruce Callahan

Mgmt

For

For

For

1.5

Elect John Elliott

Mgmt

For

For

For

1.6

Elect Shari Loessberg

Mgmt

For

For

For

1.7

Elect Kenneth Mlekush

Mgmt

For

For

For

2

2009 Stock Incentive Plan

Mgmt

For

For

For

3

2009 Management Incentive Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

New Jersey Resources Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

NJR

CUSIP 646025106

01/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Donald Correll

Mgmt

For

For

For

1.2

Elect M. William Howard, Jr.

Mgmt

For

For

For

1.3

Elect J. Terry Strange

Mgmt

For

For

For

1.4

Elect George Zoffinger

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Nordic American Tanker Shipping Limited

 

Ticker

Security ID:

Meeting Date

Meeting Status

NAT

CUSIP G65773106

06/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Change in Board Size

Mgmt

For

For

For

2.1

Elect Herbjørn Hansson

Mgmt

For

For

For

2.2

Elect Torbjorn Gladsø

Mgmt

For

For

For

2.3

Elect David Gibbons

Mgmt

For

For

For

2.4

Elect Andreas Ugland

Mgmt

For

For

For

2.5

Elect Andrew March

Mgmt

For

For

For

2.6

Elect Paul Hopkins

Mgmt

For

For

For

2.7

Elect Richard Vietor

Mgmt

For

For

For

3

Reduction of Share Premium and Corresponding Credit of Contributed Surplus

Mgmt

For

For

For

4

Appointment of Auditor

Mgmt

For

For

For

 

Nu Skin Enterprises, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NUS

CUSIP 67018T105

05/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nevin Anderson

Mgmt

For

For

For

1.2

Elect Daniel Campbell

Mgmt

For

For

For

1.3

Elect Jake Garn

Mgmt

For

For

For

1.4

Elect M. Truman Hunt

Mgmt

For

For

For

1.5

Elect Andrew Lipman

Mgmt

For

For

For

1.6

Elect Steven Lund

Mgmt

For

Withhold

Against

1.7

Elect Patricia Negron

Mgmt

For

For

For

1.8

Elect Thomas Pisano

Mgmt

For

For

For

1.9

Elect Blake Roney

Mgmt

For

Withhold

Against

1.10

Elect Sandra Tillotson

Mgmt

For

Withhold

Against

1.11

Elect David Ussery

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

NYMAGIC, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

NYM

CUSIP 629484106

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Anderson

Mgmt

For

For

For

1.2

Elect Glenn Angiolillo

Mgmt

For

For

For

1.3

Elect Ronald Artinian

Mgmt

For

For

For

1.4

Elect John Baily

Mgmt

For

For

For

1.5

Elect Mark Blackman

Mgmt

For

For

For

1.6

Elect Dennis Ferro

Mgmt

For

For

For

1.7

Elect David Hoffman

Mgmt

For

For

For

1.8

Elect A. George Kallop

Mgmt

For

For

For

1.9

Elect William Michaelcheck

Mgmt

For

For

For

1.10

Elect William Shaw, Jr.

Mgmt

For

For

For

1.11

Elect Robert Simses

Mgmt

For

For

For

1.12

Elect George Trumbull, III

Mgmt

For

For

For

1.13

Elect David Young

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Oil States International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OIS

CUSIP 678026105

05/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect S. James Nelson

Mgmt

For

For

For

1.2

Elect Gary L. Rosenthal

Mgmt

For

For

For

1.3

Elect William Van Kleef

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Olin Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

OLN

CUSIP 680665205

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gray Benoist

Mgmt

For

For

For

1.2

Elect Donald Bogus

Mgmt

For

For

For

1.3

Elect John O’Connor

Mgmt

For

For

For

1.4

Elect Philip Schulz

Mgmt

For

For

For

1.5

Elect Vincent Smith

Mgmt

For

For

For

2

Approval Of The 2009 Long Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

OM Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMG

CUSIP 670872100

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Blackburn

Mgmt

For

For

For

1.2

Elect Steven Demetriou

Mgmt

For

For

For

1.3

Elect Gordon Ulsh

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Omega Healthcare Investors, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OHI

CUSIP 681936100

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Franke

Mgmt

For

For

For

1.2

Elect Bernard Korman

Mgmt

For

For

For

2

Increase of Authorized Common Stock

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 

Owens & Minor Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

OMI

CUSIP 690732102

04/24/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Crotty

Mgmt

For

For

For

1.2

Elect Richard Fogg

Mgmt

For

For

For

1.3

Elect James Rogers

Mgmt

For

For

For

1.4

Elect James Ukrop

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Pacific Capital Bancorp

 

Ticker

Security ID:

Meeting Date

Meeting Status

PCBC

CUSIP 69404P101

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Edward Birch

Mgmt

For

For

For

1.2

Elect George Leis

Mgmt

For

For

For

1.3

Elect Richard Hambleton Jr.

Mgmt

For

For

For

1.4

Elect D. Vernon Horton

Mgmt

For

For

For

1.5

Elect Roger Knopf

Mgmt

For

For

For

1.6

Elect Robert Kummer Jr.

Mgmt

For

For

For

1.7

Elect Clayton Larson

Mgmt

For

For

For

1.8

Elect John Mackall

Mgmt

For

For

For

1.9

Elect Richard Nightingale

Mgmt

For

For

For

1.10

Elect Kathy Odell

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 


 

Papa John’s International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PZZA

CUSIP 698813102

04/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Election Of Director: Philip Guarascio

Mgmt

For

For

For

2

Election Of Director: Olivia F. Kirtley

Mgmt

For

For

For

3

Election Of Director: J. Jude Thompson

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

PHARMERICA CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

PMC

CUSIP 71714F104

06/04/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gregory Weishar

Mgmt

For

For

For

1.2

Elect W. Robert Dahl, Jr.

Mgmt

For

For

For

1.3

Elect Frank Collins

Mgmt

For

For

For

1.4

Elect Daniel Mendelson

Mgmt

For

For

For

1.5

Elect Thomas Mac Mahon

Mgmt

For

For

For

1.6

Elect Marjorie Dorr

Mgmt

For

For

For

1.7

Elect Thomas Gerrity

Mgmt

For

For

For

1.8

Elect Robert Oakley

Mgmt

For

For

For

2

2007 Omnibus Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

PHARMERICA CORPORATION

 

Ticker

Security ID:

Meeting Date

Meeting Status

PMC

CUSIP 71714F104

07/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Frank Collins

Mgmt

For

For

For

1.2

Elect W. Robert Dahl, Jr.

Mgmt

For

For

For

1.3

Elect Thomas Gerrity

Mgmt

For

For

For

1.4

Elect Thomas Mac Mahon

Mgmt

For

For

For

1.5

Elect Daniel Mendelson

Mgmt

For

For

For

1.6

Elect Robert Oakley

Mgmt

For

For

For

1.7

Elect Gregory Weishar

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Proposal To Approve An Amendment To The 2007 Omnibus Incentive Plan.

Mgmt

For

For

For

 

Platinum Underwriters Holdings, Ltd.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PTP

CUSIP G7127P100

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect H. Furlong Baldwin

Mgmt

For

For

For

1.2

Elect Dan Carmichael

Mgmt

For

For

For

1.3

Elect A. John Hass

Mgmt

For

For

For

1.4

Elect Edmund Megna

Mgmt

For

For

For

1.5

Elect Michael Price

Mgmt

For

For

For

1.6

Elect Peter Pruitt

Mgmt

For

Withhold

Against

1.7

Elect James Slattery

Mgmt

For

For

For

2

Appointment of Auditor

Mgmt

For

For

For

 


 

Prosperity Bancshares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

PRSP

CUSIP 743606105

04/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect James Bouligny

Mgmt

For

For

For

1.2

Elect Robert Steelhammer

Mgmt

For

For

For

1.3

Elect H. E. Timanus, Jr.

Mgmt

For

For

For

1.4

Elect Ervan Zouzalik

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Rock-Tenn Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

RKT

CUSIP 772739207

01/30/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Hopkins

Mgmt

For

For

For

1.2

Elect James Rubright

Mgmt

For

For

For

1.3

Elect Bettina Whyte

Mgmt

For

For

For

1.4

Elect James Young

Mgmt

For

For

For

2

Amendment to the 2004 Incentive Stock Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Rockwood Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROC

CUSIP 774415103

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Nance Dicciani

Mgmt

For

For

For

1.2

Elect J. Kent Masters

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Approve The 2009 Rockwood Holdings, Inc. Stock Incentive Plan.

Mgmt

For

For

For

4

To Approve The 2009 Rockwood Holdings, Inc. Short-Term Incentive Plan.

Mgmt

For

For

For

 


 

Rofin-Sinar Technologies Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

RSTI

CUSIP 775043102

03/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Gunther Braun

Mgmt

For

For

For

1.2

Elect Ralph Reins

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Rogers Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

ROG

CUSIP 775133101

05/07/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Walter Boomer

Mgmt

For

For

For

1.2

Elect Charles Brennan, III

Mgmt

For

For

For

1.3

Elect Gregory Howey

Mgmt

For

For

For

1.4

Elect J. Carl Hsu

Mgmt

For

For

For

1.5

Elect Carol Jensen

Mgmt

For

For

For

1.6

Elect Eileen Kraus

Mgmt

For

For

For

1.7

Elect William Mitchell

Mgmt

For

For

For

1.8

Elect Robert Paul

Mgmt

For

For

For

1.9

Elect Robert Wachob

Mgmt

For

For

For

2

2009 Long-Term Equity Compensation Plan

Mgmt

For

For

For

3

Amendment to the Annual Incentive Compensation Plan

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 


 

Sanderson Farms, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SAFM

CUSIP 800013104

02/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Baker, III

Mgmt

For

For

For

1.2

Elect John Bierbusse

Mgmt

For

For

For

1.3

Elect Mike Cockrell

Mgmt

For

For

For

1.4

Elect Rowan Taylor

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

To Consider And Act Upon A Stockholder Proposal Regarding Cak .

ShrHoldr

Against

Abstain

Against

 

Schweitzer-Mauduit International, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWM

CUSIP 808541106

04/23/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect K.C. Caldabaugh

Mgmt

For

For

For

1.2

Elect William Finn

Mgmt

For

For

For

2

Approval of the Annual Incentive Plan

Mgmt

For

For

For

 

Skyworks Solutions, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SWKS

CUSIP 83088M102

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Balakrishnan Iyer

Mgmt

For

For

For

1.2

Elect Thomas Leonard

Mgmt

For

For

For

1.3

Elect Robert Schriesheim

Mgmt

For

For

For

2

Amendment to the 2005 Long-Term Incentive Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Stewart Enterprises, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

STEI

CUSIP 860370105

04/02/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Thomas Crawford

Mgmt

For

For

For

1.2

Elect Thomas Kitchen

Mgmt

For

For

For

1.3

Elect Alden McDonald, Jr.

Mgmt

For

For

For

1.4

Elect James McFarland

Mgmt

For

For

For

1.5

Elect Ronald Patron

Mgmt

For

For

For

1.6

Elect Michael Read

Mgmt

For

For

For

1.7

Elect Ashton Ryan, Jr.

Mgmt

For

For

For

1.8

Elect Frank Stewart, Jr.

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

 

Stifel Financial Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SF

CUSIP 860630102

06/03/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Dill

Mgmt

For

For

For

1.2

Elect Richard Ford

Mgmt

For

For

For

1.3

Elect Richard Himelfarb

Mgmt

For

Withhold

Against

1.4

Elect James Zemlyak

Mgmt

For

Withhold

Against

2

Increase of Authorized Common Stock

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Stone Energy Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

SGY

CUSIP 861642106

05/28/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Robert Bernhard

Mgmt

For

For

For

1.2

Elect Peter Kinnear

Mgmt

For

For

For

1.3

Elect Donald Powell

Mgmt

For

For

For

1.4

Elect Kay Priestly

Mgmt

For

For

For

1.5

Elect David Voelker

Mgmt

For

For

For

1.6

Elect David Welch

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the 2009 Stock Incentive Plan

Mgmt

For

For

For

 

Susquehanna Bancshares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SUSQ

CUSIP 869099101

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Anthony Agnone, Sr.

Mgmt

For

For

For

1.2

Elect Bruce Hepburn

Mgmt

For

For

For

1.3

Elect Scott Newkam

Mgmt

For

For

For

1.4

Elect M. Zev Rose

Mgmt

For

For

For

1.5

Elect Christine Sears

Mgmt

For

For

For

1.6

Elect Roger Wiest

Mgmt

For

For

For

2

Amendment to the 2005 Equity Compensation Plan

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

4

Ratification of Auditor

Mgmt

For

For

For

 

Swift Energy Company

 

Ticker

Security ID:

Meeting Date

Meeting Status

SFY

CUSIP 870738101

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clyde Smith, Jr.

Mgmt

For

For

For

1.2

Elect Terry Swift

Mgmt

For

For

For

1.3

Elect Charles Swindells

Mgmt

For

For

For

2

Amendment to the 2005 Stock Compensation Plan

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

Tanger Factory Outlet Centers, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

SKT

CUSIP 875465106

05/08/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Stanley K. Tanger

Mgmt

For

For

For

1.2

Elect Steven B. Tanger

Mgmt

For

For

For

1.3

Elect Jack Africk

Mgmt

For

For

For

1.4

Elect William G. Benton

Mgmt

For

For

For

1.5

Elect Bridget Ryan Berman

Mgmt

For

For

For

1.6

Elect Thomas Robinson

Mgmt

For

For

For

1.7

Elect Allan Schuman

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Approval of the Performance Criteria Under the Incentive Award Plan

Mgmt

For

For

For

 


 

TCF Financial Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TCB

CUSIP 872275102

04/29/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect William Bieber

Mgmt

For

For

For

1.2

Elect Theodore Bigos

Mgmt

For

For

For

1.3

Elect William Cooper

Mgmt

For

For

For

1.4

Elect Thomas Cusick

Mgmt

For

For

For

1.5

Elect Gregory Pulles

Mgmt

For

For

For

1.6

Elect Gerald Schwalbach

Mgmt

For

For

For

1.7

Elect Douglas Scovanner

Mgmt

For

For

For

1.8

Elect Barry Winslow

Mgmt

For

For

For

2

Re-Approve The Tcf Performance-Based Compensation Policy

Mgmt

For

For

For

3

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

4

Amendment to the Incentive Stock Program

Mgmt

For

Against

Against

5

Advisory Vote on Executive Compensation

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

 

Texas Capital Bancshares, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TCBI

CUSIP 88224Q107

05/19/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Jones, Jr.

Mgmt

For

For

For

1.2

Elect Peter Bartholow

Mgmt

For

For

For

1.3

Elect Joseph Grant

Mgmt

For

For

For

1.4

Elect Frederick Hegi, Jr.

Mgmt

For

For

For

1.5

Elect Larry Helm

Mgmt

For

For

For

1.6

Elect James Holland, Jr.

Mgmt

For

For

For

1.7

Elect W. McAllister III

Mgmt

For

For

For

1.8

Elect Lee Roy Mitchell

Mgmt

For

For

For

1.9

Elect Steven Rosenberg

Mgmt

For

For

For

1.10

Elect Robert Stallings

Mgmt

For

For

For

1.11

Elect Ian Turpin

Mgmt

For

For

For

2

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 

The Great Atlantic & Pacific Tea Company, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

GAJ

CUSIP 390064103

07/17/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect John Barline

Mgmt

For

For

For

1.2

Elect Jens-Juergen Bockel

Mgmt

For

For

For

1.3

Elect Bobbie Gaunt

Mgmt

For

For

For

1.4

Elect Andreas Guldin

Mgmt

For

For

For

1.5

Elect Christian Haub

Mgmt

For

For

For

1.6

Elect Dan Kourkoumelis

Mgmt

For

For

For

1.7

Elect Edward Lewis

Mgmt

For

For

For

1.8

Elect Gregory Mays

Mgmt

For

For

For

1.9

Elect Maureen Tart-Bezer

Mgmt

For

For

For

 

Triumph Group, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

TGI

CUSIP 896818101

07/24/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Ill

Mgmt

For

For

For

1.2

Elect Richard Gozon

Mgmt

For

For

For

1.3

Elect Claude Kronk

Mgmt

For

For

For

1.4

Elect William Albertini

Mgmt

For

For

For

1.5

Elect George Simpson

Mgmt

For

For

For

2

Increase Authorized Shares

Mgmt

For

Against

Against

3

Ratification of Auditor

Mgmt

For

For

For

 


 

Tupperware Brands Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

TUP

CUSIP 899896104

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect Kriss Cloninger, III

Mgmt

For

For

For

2

Elect Joe Lee

Mgmt

For

For

For

3

Elect Bob Marbut

Mgmt

For

For

For

4

Elect David Parker

Mgmt

For

For

For

5

Elect J. Patrick Spainhour

Mgmt

For

For

For

6

Ratification of Auditor

Mgmt

For

For

For

7

Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)

ShrHoldr

Against

For

Against

 

UAL Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UAL

CUSIP 902549807

06/11/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard Almeida

Mgmt

For

For

For

1.2

Elect Mary Bush

Mgmt

For

For

For

1.3

Elect W. James Farrell

Mgmt

For

For

For

1.4

Elect Walter Isaacson

Mgmt

For

For

For

1.5

Elect Robert Krebs

Mgmt

For

For

For

1.6

Elect Robert Miller

Mgmt

For

For

For

1.7

Elect James O’Connor

Mgmt

For

For

For

1.8

Elect Glenn Tilton

Mgmt

For

For

For

1.9

Elect David Vitale

Mgmt

For

For

For

1.10

Elect John Walker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Ultra Clean Holdings, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

UCTT

CUSIP 90385V107

06/18/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Susan Billat

Mgmt

For

For

For

1.2

Elect John Chenault

Mgmt

For

For

For

1.3

Elect Kevin Eichler

Mgmt

For

For

For

1.4

Elect Clarence Granger

Mgmt

For

For

For

1.5

Elect David ibnAle

Mgmt

For

For

For

1.6

Elect Leonid Mezhvinsky

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Umpqua Holdings Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UMPQ

CUSIP 904214103

04/14/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Ronald Angell

Mgmt

For

For

For

1.2

Elect Raymond Davis

Mgmt

For

Withhold

Against

1.3

Elect Allyn Ford

Mgmt

For

For

For

1.4

Elect David Frohnmayer

Mgmt

For

For

For

1.5

Elect Stephen Gambee

Mgmt

For

For

For

1.6

Elect Dan Giustina

Mgmt

For

For

For

1.7

Elect Jose Hermocillo

Mgmt

For

For

For

1.8

Elect William Lansing

Mgmt

For

For

For

1.9

Elect Diane Miller

Mgmt

For

For

For

1.10

Elect Bryan Timm

Mgmt

For

For

For

1.11

Elect Frank Whittaker

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Advisory Vote on Executive Compensation

Mgmt

For

For

For

 


 

Universal Corporation

 

Ticker

Security ID:

Meeting Date

Meeting Status

UVVHP

CUSIP 913456109

08/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect George Freeman

Mgmt

For

For

For

1.2

Elect Eddie Moore, Jr.

Mgmt

For

For

For

1.3

Elect Hubert Stallard

Mgmt

For

For

For

 

Varian, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

VARI

CUSIP 922206107

02/05/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Richard De Schutter

Mgmt

For

For

For

1.2

Elect James Glover

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 

Warnaco Group Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WAC

CUSIP 934390402

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect David Bell

Mgmt

For

For

For

2

Elect Robert Bowman

Mgmt

For

For

For

3

Elect Richard Goeltz

Mgmt

For

For

For

4

Elect Joseph Gromek

Mgmt

For

For

For

5

Elect Sheila Hopkins

Mgmt

For

For

For

6

Elect Charles Perrin

Mgmt

For

For

For

7

Elect Nancy Reardon

Mgmt

For

For

For

8

Elect Donald Seeley

Mgmt

For

For

For

9

Elect Cheryl Turpin

Mgmt

For

For

For

10

Amendment to the 2005 Stock Incentive Plan

Mgmt

For

For

For

11

Ratification of Auditor

Mgmt

For

For

For

 

Watson Wyatt Worldwide, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WW

CUSIP 942712100

11/14/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1

Elect John Gabarro

Mgmt

For

For

For

2

Elect John Haley

Mgmt

For

For

For

3

Elect R. Michael McCullough

Mgmt

For

For

For

4

Elect Brendan O’Neill

Mgmt

For

For

For

5

Elect Linda Rabbitt

Mgmt

For

For

For

6

Elect Gilbert Ray

Mgmt

For

For

For

7

Elect John Wright

Mgmt

For

For

For

8

Ratification of Auditor

Mgmt

For

For

For

9

Amendment to the 2001 Deferred Stock Unit For Selected Employees

Mgmt

For

For

For

 

Werner Enterprises, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WERN

CUSIP 950755108

05/12/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Clarence Werner

Mgmt

For

Withhold

Against

1.2

Elect Patrick Jung

Mgmt

For

For

For

1.3

Elect Duane Sather

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Westar Energy, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WR

CUSIP 95709T100

05/21/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Charles Chandler, IV

Mgmt

For

For

For

1.2

Elect R. A. Edwards

Mgmt

For

For

For

1.3

Elect Sandra Lawrence

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

3

Amendment to the Long Term Incentive and Share Award Plan

Mgmt

For

For

For

 

Winn-Dixie Stores Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WINN

CUSIP 974280307

11/05/2008

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Evelyn Follitt

Mgmt

For

For

For

1.2

Elect Charles Garcia

Mgmt

For

For

For

1.3

Elect Jeffrey Girard

Mgmt

For

For

For

1.4

Elect Yvonne Jackson

Mgmt

For

For

For

1.5

Elect Gregory Josefowicz

Mgmt

For

For

For

1.6

Elect Peter Lynch

Mgmt

For

For

For

1.7

Elect James Olson

Mgmt

For

For

For

1.8

Elect Terry Peets

Mgmt

For

For

For

1.9

Elect Richard Rivera

Mgmt

For

For

For

2

Approval Of The Winn-Dixie Stores, Inc. Employee Stock Purchase Plan.

Mgmt

For

For

For

3

Ratification of Auditor

Mgmt

For

For

For

 

World Wrestling Entertainment, Inc.

 

Ticker

Security ID:

Meeting Date

Meeting Status

WWE

CUSIP 98156Q108

05/01/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Vincent McMahon

Mgmt

For

Withhold

Against

1.2

Elect Linda McMahon

Mgmt

For

For

For

1.3

Elect David Kenin

Mgmt

For

For

For

1.4

Elect Joseph Perkins

Mgmt

For

For

For

1.5

Elect Frank Riddick III

Mgmt

For

For

For

1.6

Elect Michael Solomon

Mgmt

For

For

For

1.7

Elect Jeffrey Speed

Mgmt

For

For

For

1.8

Elect Lowell Weicker, Jr.

Mgmt

For

For

For

1.9

Elect Donna Goldsmith

Mgmt

For

Withhold

Against

1.10

Elect Kevin Dunn

Mgmt

For

Withhold

Against

2

Ratification of Auditor

Mgmt

For

For

For

3

Transaction of Other Business

Mgmt

For

Against

Against

 

Zenith National Insurance Corp.

 

Ticker

Security ID:

Meeting Date

Meeting Status

ZNT

CUSIP 989390109

05/13/2009

Voted

Meeting Type

Country of Trade

 

 

Annual

United States

 

 

 

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst
Mgmt

1.1

Elect Jerome Coben

Mgmt

For

For

For

1.2

Elect Max Kampelman

Mgmt

For

For

For

1.3

Elect Robert Miller

Mgmt

For

For

For

1.4

Elect Fabian Nunez

Mgmt

For

For

For

1.5

Elect Catherine Reynolds

Mgmt

For

For

For

1.6

Elect Alan Rothenberg

Mgmt

For

For

For

1.7

Elect William Sessions

Mgmt

For

For

For

1.8

Elect Michael Zavis

Mgmt

For

For

For

1.9

Elect Stanley Zax

Mgmt

For

For

For

2

Ratification of Auditor

Mgmt

For

For

For

 


 

Any ballot marked ‘Abstain’ is considered to have been voted.  Ballots marked ‘Abstain’ are considered to have been voted ‘Against’ management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and ‘For’ management’s recommendation if management’s recommendation is ‘Abstain.’  When management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked  ‘For’ or ‘Against’ is considered to have been voted ‘Against’ management’s recommendation to ‘Abstain.’

 

Where management has made no recommendation on a ballot item, ‘N/A’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’

 

Any ballot marked as ‘Take No Action’ (or TNA) is considered to have not been voted and is neither ‘For’ nor ‘Against’ management and ‘N/A’ is used to represent this.

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)

 

Columbia Funds Series Trust

 

 

 

 

By (Signature and Title)

 

/s/ J. Kevin Connaughton

 

J. Kevin Connaughton, President

 

 

 

 

 

Date

 

September 25, 2009