EX-99 4 taxmo.txt COLUMBIA FUNDS NSAR RESPONSE DETAIL AFFILIATED BROKER TAX EXEMPT MONEY MARKET SECURITY TRANSACTIONS EXEMPTIVE RELIEF ORDER Pursuant to CMA Tax-Exempt Fund, et al. (File No. 812-5990), Investment Company Act Release Nos. 15475 (Dec. 11, 1986) (Notice) and 152520 (Jan. 5, 1987) (order), applied to certain Columbia Funds by Columbia Funds, et al., SEC No-Action Letter (Pub. Avail. Dec. 23, 2008). The following schedule enumerates the transactions with Merrill Lynch Pierce, Fenner & Smith Inc., for the six months ended August 31, 2009.
FUND SECURITY DESCRIPTION TRADE DATE BUY/SELL -------------------------------------------------------------------------------------------------------------------------------- Columbia Municipal Reserve Fund California St Dept Wtr Res Pwr Supply Rev - Weekly 6/1/2009 Buy Columbia Tax Exempt Reserves Fund Valdez Alaska Marine Term Rev - Daily 6/9/2009 Buy Columbia Tax Exempt Reserves Fund Valdez Alaska Marine Term Rev - Daily 6/10/2009 Buy Columbia Tax Exempt Reserves Fund East Baton Rouge Parish LA Pollution Ctl Rev - Daily 6/10/2009 Buy Columbia Tax Exempt Reserves Fund Valdez Alaska Marine Term Rev - Daily 6/11/2009 Sell Columbia Tax Exempt Reserves Fund New York NYC Mun Wtr Fin Auth Rev - Weekly 6/25/2009 Buy FUND SECURITY TYPE(1) FACE VALUE YIELD ----------------------------------------------------------------------------------- Columbia Municipal Reserve Fund VRDN 88,950,000 0.130 Columbia Tax Exempt Reserves Fund VRDN 75,385,000 0.100 Columbia Tax Exempt Reserves Fund VRDN 44,620,000 0.100 Columbia Tax Exempt Reserves Fund VRDN 70,650,000 0.100 Columbia Tax Exempt Reserves Fund VRDN 54,620,000 0.100 Columbia Tax Exempt Reserves Fund VRDN 25,000,000 0.150
(1) Variable Rate Demand Notes (VRDN)