EX-99 3 table.txt
FACE VALUE NOTE/ BOND / # SHARE AMOUNT ISSUER/ SECURITY BOND/ PURCHASE SELLING OF SHARES PRICE / PAID BY TRUST FUND NAME CUSIP DESCRIPTION EQUITY DATE BROKER** PURCHASED PAR FUND -------------- --------------------- --------- ------------------------ ------ --------- ------------ ---------- -------- ---------- Columbia Funds Columbia Convertible 478366AS6 Johnson Controls 6.50% Bond 3/10/2009 JPMorgan 10,000,000 100.0000 10,000,000 Series Trust Securities Fund Convertible Bond 9/30/12 Columbia Funds Columbia Convertible 651229AH9 Newell Rubbermaid Bond 3/24/2009 JPMorgan 500,000 100.0000 500,000 Series Trust Securities Fund Incorporated 5.50% Convertible Bond 3/15/14 Columbia Funds Columbia Convertible 099724AF3 BorgWarner Incorporated Note 4/6/2009 Morgan 250,000 100.0000 250,000 Series Trust Securities Fund 3.50% 4/15/12 Stanley Columbia Funds Columbia Convertible 25389JAC0 Digital Realty Trust, Bond 4/15/2009 Citigroup 6,000,000 100.0000 6,000,000 Series Trust Securities Fund L.P. 5.50% 4/15/29 Columbia Funds Columbia Convertible 015271AB5 Alexandria Real Estate Note 4/22/2009 JPMorgan 2,500,000 100.0000 2,500,000 Series Trust Securities Fund Equities Incorporated 8.00% 4/15/29 Columbia Funds Columbia Convertible 912909AE8 United States Steel Note 4/28/2009 Morgan 1,000,000 100.0000 1,000,000 Series Trust Securities Fund Corporation 4.00% Stanley 5/15/14 Columbia Funds Columbia Convertible 883203BN0 Textron Incorporated Note 4/29/2009 Goldman 3,000,000 100.0000 3,000,000 Series Trust Securities Fund 4.50% 5/1/13 Sachs Columbia Funds Columbia Convertible 459902AQ5 International Game Note 5/5/2009 Goldman 1,000,000 100.0000 1,000,000 Series Trust Securities Fund Technology 3.25% 5/1/14 Sachs Columbia Funds Columbia Convertible 203372AG2 CommScope Incorporated Note 5/21/2009 JPMorgan 2,000,000 100.0000 2,000,000 Series Trust Securities Fund 3.25% 7/1/15 Columbia Funds Columbia Convertible 01741RAD4 Allegheny Technologies Note 5/28/2009 Citigroup 1,920,000 100.0000 1,920,000 Series Trust Securities Fund Incorporated 4.25% 6/1/14 Columbia Funds Columbia Convertible 880779AV5 Terex Corporation 4.00% Note 5/29/2009 Credit 500,000 100.0000 500,000 Series Trust Securities Fund 6/1/15 Suisse Columbia Funds Columbia Convertible 858119AP5 Steel Dynamics Note 6/3/2009 Goldman 250,000 100.0000 250,000 Series Trust Securities Fund Incorporated 5.125% Sachs 6/15/14 Columbia Funds Columbia Convertible 47102XAG0 Janus Capital Group Note 7/15/2009 JPMorgan 1,000,000 100.0000 1,000,000 Series Trust Securities Fund Incorporated 3.250% 7/15/14 Columbia Funds Columbia Convertible 871130AC4 Sybase Incorporated Note 7/29/2009 JPMorgan 250,000 100.0000 250,000 Series Trust Securities Fund 3.500% 8/15/29 Columbia Funds Columbia Large Cap 254709108 Discover Financial Equity 7/7/2009 JPMorgan 322,003 9.2500 2,978,528 Series Trust Core Fund Services Columbia Funds Columbia Large Cap 664397106 Northeast Utilities Equity 3/16/2009 Barclays 67,761 20.2000 1,368,772 Series Trust Value Fund Columbia Funds Columbia Marsico 21st 178566105 City National Equity 5/5/2009 Credit 86,774 39.0000 3,384,178 Series Trust Century Fund Corporation Suisse Columbia Funds Columbia Marsico 21st 178566105 City National Equity 5/5/2009 Sandler 57,849 39.0000 2,256,119 Series Trust Century Fund Corporation O'Neill & Partners Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Citigroup 758,632 4.7500 3,603,501 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Goldman 758,632 4.7500 3,603,501 Series Trust Century Fund Sachs Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Morgan 758,632 4.7500 3,603,501 Series Trust Century Fund Stanley Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 JPMorgan 758,632 4.7500 3,603,501 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Deutsche 470,471 4.7500 2,234,737 Series Trust Century Fund Bank Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 ABN AMRO 119,253 4.7500 566,452 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 HSBC 119,253 4.7500 566,452 Series Trust Century Fund Securities Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 BNP Paribas 119,253 4.7500 566,452 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Daiwa 119,253 4.7500 566,452 Series Trust Century Fund Securities Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 UBS 23,701 4.7500 112,581 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Credit 23,701 4.7500 112,581 Series Trust Century Fund Suisse Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Calyon 23,701 4.7500 112,581 Series Trust Century Fund Securities Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Scotia 23,701 4.7500 112,581 Series Trust Century Fund Capital Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 RBC 23,705 4.7500 112,601 Series Trust Century Fund Capital Markets Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 BNY Mellon 23,705 4.7500 112,601 Series Trust Century Fund Columbia Funds Columbia Marsico 21st 345370860 Ford Motor Company Equity 5/12/2009 Barclays 23,705 4.7500 112,601 Series Trust Century Fund Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Deutsche 267,281 19.0000 5,078,341 Series Trust Focused Equities Fund Bank Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 JPMorgan 113,842 19.0000 2,162,997 Series Trust Focused Equities Fund Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Wachovia 59,396 19.0000 1,128,520 Series Trust Focused Equities Fund Bank Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Moelis & Co 54,446 19.0000 1,034,477 Series Trust Focused Equities Fund Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Morgan 762,918 15.0000 11,443,770 Series Trust Focused Equities Fund Stanley Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Citigroup 762,918 15.0000 11,443,770 Series Trust Focused Equities Fund Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 HSBC 617,682 15.0000 9,265,235 Series Trust Focused Equities Fund Securities Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 ABN AMRO 136,338 15.0000 2,045,068 Series Trust Focused Equities Fund Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Deutsche 136,338 15.0000 2,045,068 Series Trust Focused Equities Fund Bank Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Mitsubishi 136,338 15.0000 2,045,068 Series Trust Focused Equities Fund UFJ Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Mizuho 136,338 15.0000 2,045,068 Series Trust Focused Equities Fund Securities Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Santander 72,618 15.0000 1,089,268 Series Trust Focused Equities Fund Investments Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Scotia 72,618 15.0000 1,089,268 Series Trust Focused Equities Fund Capital Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 BNY Mellon 36,165 15.0000 542,481 Series Trust Focused Equities Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Citigroup 741 4.7500 3,518 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Goldman 741 4.7500 3,518 Series Trust Global Fund Sachs Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Morgan 741 4.7500 3,518 Series Trust Global Fund Stanley Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 JPMorgan 741 4.7500 3,518 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Deutsche 459 4.7500 2,182 Series Trust Global Fund Bank Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 ABN AMRO 116 4.7500 553 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 HSBC 116 4.7500 553 Series Trust Global Fund Securities Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 BNP Paribas 116 4.7500 553 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Daiwa 116 4.7500 553 Series Trust Global Fund Securities Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 UBS 23 4.7500 110 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Credit 23 4.7500 110 Series Trust Global Fund Suisse Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Calyon 23 4.7500 110 Series Trust Global Fund Securities Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Scotia 23 4.7500 110 Series Trust Global Fund Capital Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 RBC 23 4.7500 110 Series Trust Global Fund Capital Markets Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 BNY Mellon 23 4.7500 110 Series Trust Global Fund Columbia Funds Columbia Marsico 345370860 Ford Motor Company Equity 5/12/2009 Barclays 23 4.7500 110 Series Trust Global Fund Columbia Funds Columbia Marsico 25389M877 DigitalGlobe Equity 5/13/2009 Morgan 786 19.0000 14,927 Series Trust Global Fund Incorporated Stanley Columbia Funds Columbia Marsico 25389M877 DigitalGlobe Equity 5/13/2009 JPMorgan 376 19.0000 7,141 Series Trust Global Fund Incorporated Columbia Funds Columbia Marsico 25389M877 DigitalGlobe Equity 5/13/2009 Citigroup 157 19.0000 2,980 Series Trust Global Fund Incorporated Columbia Funds Columbia Marsico 25389M877 DigitalGlobe Equity 5/13/2009 Jefferies 95 19.0000 1,799 Series Trust Global Fund Incorporated & Co Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Deutsche 509,503 19.0000 9,680,556 Series Trust Growth Fund Bank Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 JPMorgan 217,011 19.0000 4,123,200 Series Trust Growth Fund Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Wachovia 113,223 19.0000 2,151,235 Series Trust Growth Fund Bank Columbia Funds Columbia Marsico 983134107 Wynn Resorts Ltd Equity 3/17/2009 Moelis & Co 103,788 19.0000 1,971,965 Series Trust Growth Fund Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Morgan 6,807,270 100.0000 6,807,270 Series Trust Growth Fund Corporation 4.00% Stanley 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 JPMorgan 6,807,270 100.0000 6,807,270 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Goldman 2,269,090 100.0000 2,269,090 Series Trust Growth Fund Corporation 4.00% Sachs 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Scotia 1,354,845 100.0000 1,354,845 Series Trust Growth Fund Corporation 4.00% Capital 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 ABN AMRO 693,945 100.0000 693,945 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 PNC 693,945 100.0000 693,945 Series Trust Growth Fund Corporation 4.00% Capital 5/15/14 Markets Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 BNY Mellon 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Credit 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% Suisse 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Barclays 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Commerzbank 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Citigroup 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 UBS 363,495 100.0000 363,495 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Daiwa 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% Securities 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Fifth 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% Third 5/15/14 Securities Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Fortis 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Mizuho 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% Securities 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Natixis 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% Bleichroeder 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 US Bancorp 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Williams 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 Mitsubishi 135,859 100.0000 135,859 Series Trust Growth Fund Corporation 4.00% UFJ 5/15/14 Columbia Funds Columbia Marsico 912909AE8 United States Steel Note 4/28/2009 ING 135,793 100.0000 135,793 Series Trust Growth Fund Corporation 4.00% 5/15/14 Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Morgan 983,333 15.0000 14,749,998 Series Trust Growth Fund Stanley Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Citigroup 983,333 15.0000 14,749,998 Series Trust Growth Fund Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 HSBC 796,137 15.0000 11,942,060 Series Trust Growth Fund Securities Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 ABN AMRO 175,727 15.0000 2,635,910 Series Trust Growth Fund Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Deutsche 175,727 15.0000 2,635,910 Series Trust Growth Fund Bank Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Mitsubishi 175,727 15.0000 2,635,910 Series Trust Growth Fund UFJ Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Mizuho 175,727 15.0000 2,635,910 Series Trust Growth Fund Securities Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Santander 93,598 15.0000 1,403,969 Series Trust Growth Fund Investments Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 Scotia 93,598 15.0000 1,403,969 Series Trust Growth Fund Capital Columbia Funds Columbia Marsico 260543103 Dow Chemical Company Equity 5/6/2009 BNY Mellon 46,614 15.0000 699,210 Series Trust Growth Fund Columbia Funds Columbia Mid Cap 478366602 Johnson Controls Equity 3/10/2009 JPMorgan 264,000 50.0000 13,200,000 Series Trust Value Fund Convertible Preferred 6.75% Columbia Funds Columbia Mid Cap 929042109 Vornado Realty Trust Equity 4/22/2009 JPMorgan 71,122 43.0000 3,058,246 Series Trust Value Fund Columbia Funds Columbia Mid Cap 254709108 Discover Financial Equity 7/7/2009 JPMorgan 3,221,799 9.2500 29,801,641 Series Trust Value Fund Services Columbia Funds Columbia Small Cap 390607109 Great Lakes Dredge & Equity 8/13/2009 Barclays 298,011 5.7500 1,713,563 Series Trust Growth Fund II Dock Corporation Columbia Funds Columbia Small Cap 861642106 Stone Energy Corporation Equity 6/10/2009 Barclays 190,750 8.0000 1,526,000 Series Trust Value Fund II Columbia Funds Columbia Small Cap G0585R106 Assured Guaranty Limited Equity 6/18/2009 Deutsche 305,200 11.0000 3,357,200 Series Trust Value Fund II Bank Columbia Funds Columbia Small Cap 03761U106 Apollo Investment Equity 8/12/2009 Citigroup 642,646 8.7500 5,623,153 Series Trust Value Fund II Corporation