EX-99 3 table.txt
NOTE/ ISSUER/ BOND/ TRUST FUND NAME CUSIP SECURITY DESCRIPTION EQUITY PURCHASE DATE Columbia Funds Series Trust Columbia Convertible Securities Fund 313586745 FNMA Convertible Equity 5/8/2008 Preferred Stock 8.75% 5/13/11 Columbia Funds Series Trust Columbia Convertible Securities Fund 026874115 American International Equity 5/12/2008 Group Convertible Preferred Stock 8.50% 8/1/11 Columbia Funds Series Trust Columbia Convertible Securities Fund 039483201 Archer Daniels Midland Equity 5/28/2008 Convertible 6.25% 6/1/11 Columbia Funds Series Trust Columbia Large Cap Value Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Marsico Focused Equities Fund 92826C839 Visa Inc. Equity 3/18/2008 Columbia Funds Series Trust Columbia Small Cap Growth Fund II 292756202 Energy Solutions Inc Equity 7/24/2008 FACE VALUE BOND / # OF SHARE PRICE AMOUNT PAID TRUST SELLING BROKER** SHARES PURCHASED / PAR BY FUND FYE Columbia Funds Series Trust Lehman Brothers 50,000 50 2,500,000 2/28 Columbia Funds Series Trust JPMorgan 97,500 75 7,312,500 2/28 Columbia Funds Series Trust JPMorgan 195,000 50.0000 9,750,000 2/28 Columbia Funds Series Trust JPMorgan 209,947 44.0000 9,237,668 2/28 Columbia Funds Series Trust JPMorgan 787,209 44.0000 34,637,196 2/28 Columbia Funds Series Trust Goldman Sachs 787,209 44.0000 34,637,196 2/28 Columbia Funds Series Trust Citigroup 284,213 44.0000 12,505,372 2/28 Columbia Funds Series Trust HSBC Holdings 284,213 44.0000 12,505,372 2/28 Columbia Funds Series Trust Piper Jaffray 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust CIBC World Markets 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust SunTrust Robinson Humphrey 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust RBC Capital Markets 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust Daiwa Securities 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust Mitsubishi UFJ Securities 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust Well Fargo Securities 61,341 44.0000 2,699,004 2/28 Columbia Funds Series Trust Barclays 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust TD Securities 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Mizuho Securities 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Morgan Keegan 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Santander Investment 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Calyon Securities 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Credit Suisse 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Macquarie Group 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust Lehman Brothers 23,309 44.0000 1,025,596 2/28 Columbia Funds Series Trust BBVA Group 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust Scotia Capital 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust First Rand Bank Limited 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust National Bank of Kuwait 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust Banco Bradesco 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust BNP Paribas 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust Samsung 10,223 44.0000 449,812 2/28 Columbia Funds Series Trust Gardner Rich 8,180 44.0000 359,920 2/28 Columbia Funds Series Trust Guzman & Co 6,134 44.0000 269,896 2/28 Columbia Funds Series Trust Utendahl Partners 6,133 44.0000 269,852 2/28 Columbia Funds Series Trust Keefe Bruyette & Woods 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Fox-Pitt Kelton 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Cowen & Co 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Dundee Securities 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Siebert Brandford Shank & Co. 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Ramirez & Co. 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust M.R. Beal & Co 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Loop Capital 4,090 44.0000 179,960 2/28 Columbia Funds Series Trust Credit Suisse 108,183 19.0000 2,055,477 2/28