EX-99 3 table.txt COLUMBIA FUNDS SERIES TRUST NSAR FILING DATE 2/28/07 10f-3 TRANSACTIONS 9/1/06 - 2/28/07
FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION NOTE / BOND / EQUITY Columbia Convertible Securities Fund 369300AD0 General Cable .0875% Convertible Senior Notes 11/15/2013 Bond Columbia Convertible Securities Fund 22282EAA0 Covanta Holdings Convertible Bond 1.0% 2/1/2027 Notes Columbia Convertible Securities Fund 043353AG6 Arvin Meritor 4.0% Convertible Notes 2/15/2027 Notes Columbia Convertible Securities Fund 035290AH8 Anixter International Inc 1.0% Convertible Notes 2/15/13 Bond Columbia Convertible Securities Fund 039483AV4 Archer Daniels Midland .875% Convertible Notes 2/15/14 Note Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 78390X101 SAIC, Inc Equity Columbia Mid Cap Value Fund 848574109 Spirit Aerosystems Holdings Equity Columbia Marsico 21st Century Fund 62948N104 NYMEX Holdings Equity Columbia Marsico 21st Century Fund 62948N104 NYMEX Holdings Equity Columbia Marsico 21st Century Fund 62948N104 NYMEX Holdings Equity Columbia Marsico 21st Century Fund 62948N104 NYMEX Holdings Equity Columbia Marsico 21st Century Fund 62948N104 NYMEX Holdings Equity Columbia Marsico 21st Century Fund 067511105 Bare Escentuals Inc Equity Columbia Marsico 21st Century Fund 067511105 Bare Escentuals Inc Equity Columbia Marsico 21st Century Fund 067511105 Bare Escentuals Inc Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 National Cinemedia Equity Columbia Marsico 21st Century Fund 635309107 Fortress Investment Group Equity Columbia Marsico 21st Century Fund 635309107 Fortress Investment Group Equity Columbia Marsico 21st Century Fund 635309107 Fortress Investment Group Equity FACE VALUE BOND / SHARE # OF SHARES PRICE / PRICE PAID FUND NAME PURCHASE DATE SELLING BROKER** PURCHASED PAR BY FUND Columbia Convertible Securities Fund 11/9/2006 Merrill Lynch 490,000 100.000 490,000 Columbia Convertible Securities Fund 1/26/2007 Lehman 5,000,000 100.000 5,000,000 Columbia Convertible Securities Fund 2/8/2007 JP Morgan 1,000,000 100.000 1,000,000 Columbia Convertible Securities Fund 2/12/2007 Merrill Lynch 1,000,000 100.000 1,000,000 Columbia Convertible Securities Fund 2/15/2007 Archer Daniels 3,000,000 100.000 3,000,000 Columbia Mid Cap Value Fund 10/12/2006 Morgan Stanley 138,211 15.000 2,073,165 Columbia Mid Cap Value Fund 10/12/2006 Bear Stearns 138,211 15.000 2,073,165 Columbia Mid Cap Value Fund 10/12/2006 Mellon 14,742 15.000 221,130 Columbia Mid Cap Value Fund 10/12/2006 Cowen 55,284 15.000 829,260 Columbia Mid Cap Value Fund 10/12/2006 Stifel Nicholas 11,057 15.000 165,855 Columbia Mid Cap Value Fund 10/12/2006 Key/McDonald 11,057 15.000 165,855 Columbia Mid Cap Value Fund 11/20/2006 Morgan Stanley 93,723 26.000 2,436,798 10,490,000 Columbia Marsico 21st Century Fund 11/16/2006 Citigroup 7,757 59.000 457,663 Columbia Marsico 21st Century Fund 11/16/2006 JP Morgan 30,257 59.000 1,785,163 Columbia Marsico 21st Century Fund 11/16/2006 Lehman brothers 7,757 59.000 457,663 Columbia Marsico 21st Century Fund 11/16/2006 Merrill Lynch 20,170 59.000 1,190,030 Columbia Marsico 21st Century Fund 11/16/2006 Sandler ONeil 3,879 59.000 228,861 Columbia Marsico 21st Century Fund 9/28/2006 CIBC World Markets 315,755 22.000 6,946,610 Columbia Marsico 21st Century Fund 9/28/2006 Goldman Sachs 1,403 22.000 30,866 Columbia Marsico 21st Century Fund 9/28/2006 National Financial Services Corp 3,635 22.000 79,970 Columbia Marsico 21st Century Fund 2/7/2007 Lehman 72,589 21.000 1,524,369 Columbia Marsico 21st Century Fund 2/7/2007 Goldman Sachs 72,589 21.000 1,524,369 Columbia Marsico 21st Century Fund 2/7/2007 Citigroup 51,248 21.000 1,076,208 Columbia Marsico 21st Century Fund 2/7/2007 Deutsche Bank 51,248 21.000 1,076,208 Columbia Marsico 21st Century Fund 2/7/2007 Wells Fargo 8,536 21.000 179,256 Columbia Marsico 21st Century Fund 2/7/2007 Bear Stearn 8,536 21.000 179,256 Columbia Marsico 21st Century Fund 2/7/2007 Morgan Stanley 8,536 21.000 179,256 Columbia Marsico 21st Century Fund 2/7/2007 Lazard Freres 8,536 21.000 179,256 Columbia Marsico 21st Century Fund 2/7/2007 Merrill Lynch 8,510 21.000 178,710 Columbia Marsico 21st Century Fund 2/7/2007 Jefferies 1,215 21.000 25,515 Columbia Marsico 21st Century Fund 2/7/2007 Friedman Billings Ramsey 1,215 21.000 25,515 Columbia Marsico 21st Century Fund 2/7/2007 Sander Oneil 1,215 21.000 25,515 Columbia Marsico 21st Century Fund 2/7/2007 Keybanc 1,215 21.000 25,515 Columbia Marsico 21st Century Fund 2/7/2007 JP Morgan 1,215 21.000 25,515 Columbia Marsico 21st Century Fund 2/8/2007 Credit Suisse 147,642 18.500 2,731,377 Columbia Marsico 21st Century Fund 2/8/2007 Lehman 147,643 18.500 2,731,396 Columbia Marsico 21st Century Fund 2/8/2007 Deutsche Bank 52,109 18.500 964,017 1 COLUMBIA FUNDS SERIES TRUST NSAR FILING DATE 2/28/07 10f-3 TRANSACTIONS 9/1/06 - 2/28/07 FUND NAME CUSIP ISSUER/ SECURITY DESCRIPTION NOTE / BOND / EQUITY Columbia Small Cap Value Fund II 40418F108 HFF Inc Equity Columbia Small Cap Value Fund II 635309107 National Cinemedia Equity Columbia Small Cap Value Fund II 34958B106 Fortress Investment Group Equity FACE VALUE BOND / SHARE # OF SHARES PRICE / PRICE PAID FUND NAME PURCHASE DATE SELLING BROKER** PURCHASED PAR BY FUND Columbia Small Cap Value Fund II 1/30/2007 Morgan Stanley 13,339 18.000 240,102 Columbia Small Cap Value Fund II 2/7/2007 Credit Suisse 9,847 21.000 206,787 Columbia Small Cap Value Fund II 2/8/2007 Lehman 3,462 18.500 64,047 *BAS was the affiliated underwriter participating in the new issue syndicate.
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