-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HhuwJeUvOoQp+x8KaNHeRS2bWlhQtbS3qprUCj9eBFfnnzJ/VV4Rog5QeSdiCKzG UOjtaNM+IkQJ82sEHvZXBA== 0000773757-06-000118.txt : 20060629 0000773757-06-000118.hdr.sgml : 20060629 20060629120412 ACCESSION NUMBER: 0000773757-06-000118 CONFORMED SUBMISSION TYPE: NSAR-AT PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060430 FILED AS OF DATE: 20060629 DATE AS OF CHANGE: 20060629 EFFECTIVENESS DATE: 20060629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST CENTRAL INDEX KEY: 0001097519 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-AT SEC ACT: 1940 Act SEC FILE NUMBER: 811-09645 FILM NUMBER: 06932421 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174263750 MAIL ADDRESS: STREET 1: ONE FINANCIAL CENTER CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FUNDS TRUST DATE OF NAME CHANGE: 19991022 0001097519 S000010820 Columbia Prime Reserves C000030036 Trust Class C000030037 Liquidity Class C000030038 Capital Class C000030039 Institutional Class C000030040 Adviser Class 0001097519 S000010821 Columbia Government Plus Reserves C000030041 Retail A C000030042 G Trust Shares C000030043 Trust Class C000030044 Liquidity Class C000030045 Capital Class C000030046 Institutional Class C000030047 Adviser Class NSAR-AT 1 answer.fil PAGE 1 000 A000000 04/30/2006 000 C000000 1097519 000 D000000 Y 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUND SERIES TRUST 001 B000000 811-09645 001 C000000 7043889174 002 A000000 ONE BANK OF AMERICA PLAZA, NC1-002-12-01 002 B000000 CHARLOTTE 002 C000000 NC 002 D010000 28255 003 000000 Y 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 54 007 C016500 65 007 C026500 COLUMBIA GOVERNMENT PLUS RESERVES 007 C036500 N 007 C016600 66 007 C026600 COLUMBIA PRIME RESERVES 007 C036600 N 008 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC. 008 B00AA01 A 008 C00AA01 801-5930 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02110 010 A00AA01 COLUMBIA MANAGEMENT ADVISORS, LLC 010 B00AA01 801-5930 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-30683 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-1329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP PAGE 2 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 COLUMBIA FINANCIAL CENTER INCORPORATED 014 B00AA01 8-40537 014 A00AA02 FLEET SPECIALISTS, INC. 014 B00AA02 8-52439 014 A00AA03 FLEET SECURITIES, INC. 014 B00AA03 8-23522 014 A00AA04 QUICK & REILLY, INC. 014 B00AA04 8-017986 014 A00AA05 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA05 8-30683 014 A00AA06 BANC OF AMERICA SECURITIES, LLC 014 B00AA06 8-33805 014 A00AA07 BANC OF AMERICA INVESTMENT SERVICES, INC. 014 B00AA07 8-42263 014 A00AA08 BANC OF AMERICA ADVISORS, LLC 014 B00AA08 8-9999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 WESTPAC BANKING CORPORATION 015 B00AA02 S 015 C01AA02 SYDNEY 015 D01AA02 AUSTRALIA 015 E04AA02 X 015 A00AA03 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B00AA03 S 015 C01AA03 VIENNA 015 D01AA03 AUSTRIA 015 E04AA03 X 015 A00AA04 HSBC BANK MIDDLE EAST 015 B00AA04 S 015 C01AA04 MANAMA 015 D01AA04 BAHRAIN 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 FORTIS BANK NV-SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA07 S PAGE 3 015 C01AA07 ABIDJAN, IVORY COAST 015 D01AA07 BENIN 015 E04AA07 X 015 A00AA08 BANK OF BERMUDA LIMITED 015 B00AA08 S 015 C01AA08 HAMILTON 015 D01AA08 BERMUDA 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. 015 B00AA09 S 015 C01AA09 LA PAZ 015 D01AA09 BOLIVIA 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 E04AA12 X 015 A00AA13 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA13 S 015 C01AA13 ABIDJAN, IVORY 015 D01AA13 BUKINA FASO 015 E04AA13 X 015 A00AA14 STATE STREET TRUST COMPANY CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 E04AA14 X 015 A00AA15 FLEETBOSTON, N.A. 015 B00AA15 S 015 C01AA15 SANTIAGO 015 D01AA15 CHILE 015 E04AA15 X 015 A00AA16 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA16 S 015 C01AA16 SHANGHAI 015 D01AA16 CHINA 015 E04AA16 X 015 A00AA17 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA17 S 015 C01AA17 SHENZHEN PAGE 4 015 D01AA17 CHINA 015 E04AA17 X 015 A00AA18 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA18 S 015 C01AA18 BOGOTA 015 D01AA18 COLOMBIA 015 E04AA18 X 015 A00AA19 BANCO BCT S.A. 015 B00AA19 S 015 C01AA19 SAN JOSE 015 D01AA19 COSTA RICA 015 E04AA19 X 015 A00AA20 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA20 S 015 C01AA20 ZAGREB 015 D01AA20 CROATIA 015 E04AA20 X 015 A00AA21 CYPRUS POPULAR BANK LIMITED 015 B00AA21 S 015 C01AA21 NICOSIA 015 D01AA21 CYPRUS 015 E04AA21 X 015 A00AA22 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA22 S 015 C01AA22 PRAGUE 015 D01AA22 CZECH REPUBLIC 015 E04AA22 X 015 A00AA23 DANSKE BANK A/S 015 B00AA23 S 015 C01AA23 COPENHAGEN 015 D01AA23 DENMARK 015 E04AA23 X 015 A00AA24 CITIBANK, N.A. 015 B00AA24 S 015 C01AA24 QUITO 015 D01AA24 ECUADOR 015 E04AA24 X 015 A00AA25 HSBC BANK EGYPT S.A.E. 015 B00AA25 S 015 C01AA25 CAIRO 015 D01AA25 EGYPT 015 E04AA25 X 015 A00AA26 HANSAPANK (HANSABANK) 015 B00AA26 S 015 C01AA26 TALLINN 015 D01AA26 ESTONIA 015 E04AA26 X 015 A00AA27 EUROCLEAR 015 B00AA27 S 015 C01AA27 BRUSSELS 015 D01AA27 EUROCLEAR PAGE 5 015 E04AA27 X 015 A00AA28 NORDEA BANK FINLAND PLC 015 B00AA28 S 015 C01AA28 HELSINKI 015 D01AA28 FINLAND 015 E04AA28 X 015 A00AA29 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA29 S 015 C01AA29 PARIS 015 D01AA29 FRANCE 015 E04AA29 X 015 A00AA30 DRESDNER BANK AG 015 B00AA30 S 015 C01AA30 FRANKFURT 015 D01AA30 GERMANY 015 E04AA30 X 015 A00AA31 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA31 S 015 C01AA31 FRANKFURT 015 D01AA31 GERMANY 015 E04AA31 X 015 A00AA32 BARCLAYS BANK OF GHANA LIMITED 015 B00AA32 S 015 C01AA32 ACCRA 015 D01AA32 GHANA 015 E04AA32 X 015 A00AA33 NATIONAL BANK OF GREECE S.A. 015 B00AA33 S 015 C01AA33 ATHENS 015 D01AA33 GREECE 015 E04AA33 X 015 A00AA34 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA34 S 015 C01AA34 ABIDJAN, IVORY COAST 015 D01AA34 GUINEA-BISSAU 015 E04AA34 X 015 A00AA35 STANDARD CHARTERED BANK 015 B00AA35 S 015 C01AA35 HONG KONG 015 D01AA35 HONG KONG (SAR) 015 E04AA35 X 015 A00AA36 HVB BANK HUNGARY RT 015 B00AA36 S 015 C01AA36 BUDAPEST 015 D01AA36 HUNGARY 015 E04AA36 X 015 A00AA37 ICEBANK LIMITED 015 B00AA37 S 015 C01AA37 REYKJAVIK 015 D01AA37 ICELAND 015 E04AA37 X PAGE 6 015 A00AA38 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA38 S 015 C01AA38 MUMBAI 015 D01AA38 INDIA 015 E04AA38 X 015 A00AA39 DEUTSCHE BANK AG 015 B00AA39 S 015 C01AA39 MUMBAI 015 D01AA39 INDIA 015 E04AA39 X 015 A00AA40 STANDARD CHARTERED BANK 015 B00AA40 S 015 C01AA40 JAKARTA 015 D01AA40 INDONESIA 015 E04AA40 X 015 A00AA41 BANK OF IRELAND 015 B00AA41 S 015 C01AA41 DUBLIN 015 D01AA41 IRELAND 015 E04AA41 X 015 A00AA42 BANK HAPOALIM B.M. 015 B00AA42 S 015 C01AA42 TEL AVIV 015 D01AA42 ISRAEL 015 E04AA42 X 015 A00AA43 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA43 S 015 C01AA43 MILAN 015 D01AA43 ITALY 015 E04AA43 X 015 A00AA44 CITIBANK, N.A. 015 B00AA44 S 015 C01AA44 CARACAS 015 D01AA44 VENEZUELA 015 E04AA44 X 015 A00AA45 SCOTIABANK JAMAICA TRUST & MERCHANT BANK LTD 015 B00AA45 S 015 C01AA45 KINGSTON 015 D01AA45 JAMAICA 015 E04AA45 X 015 A00AA46 THE FUJI BANK, LIMITED 015 B00AA46 S 015 C01AA46 TOKYO 015 D01AA46 JAPAN 015 E04AA46 X 015 A00AA47 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA47 S 015 C01AA47 TOKYO 015 D01AA47 JAPAN 015 E04AA47 X 015 A00AA48 HSBC BANK MIDDLE EAST PAGE 7 015 B00AA48 S 015 C01AA48 AMMAN 015 D01AA48 JORDAN 015 E04AA48 X 015 A00AA49 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA49 S 015 C01AA49 HO CHI MINH CITY 015 D01AA49 VIETNAM 015 E04AA49 X 015 A00AA50 BARCLAYS BANK OF KENYA LIMITED 015 B00AA50 S 015 C01AA50 NAIROBI 015 D01AA50 KENYA 015 E04AA50 X 015 A00AA51 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA51 S 015 C01AA51 SEOUL 015 D01AA51 REPUBLIC OF KOREA 015 E04AA51 X 015 A00AA52 A/S HANSABANKA 015 B00AA52 S 015 C01AA52 RIGA 015 D01AA52 LATVIA 015 E04AA52 X 015 A00AA53 HSBC BANK MIDDLE EAST 015 B00AA53 S 015 C01AA53 BEIRUT 015 D01AA53 LEBANON 015 E04AA53 X 015 A00AA54 VILNIAUS BANKAS AB 015 B00AA54 S 015 C01AA54 VILNIUS 015 D01AA54 LITHUANIA 015 E04AA54 X 015 A00AA55 CLEARSTREAM BANKING 015 B00AA55 S 015 C01AA55 LUXEMBOURG 015 D01AA55 LUXEMBOURG 015 E04AA55 X 015 A00AA56 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA56 S 015 C01AA56 KUALA LUMPUR 015 D01AA56 MALAYSIA 015 E04AA56 X 015 A00AA57 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA57 S 015 C01AA57 ABIDJAN, IVORY COAST 015 D01AA57 MALI 015 E04AA57 X 015 A00AA58 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA58 S PAGE 8 015 C01AA58 PORT LOUIS 015 D01AA58 MAURITIUS 015 E04AA58 X 015 A00AA59 BANCO NACIONAL DE MEXICO S.A. 015 B00AA59 S 015 C01AA59 MEXICO CITY 015 D01AA59 MEXICO 015 E04AA59 X 015 A00AA60 BANQUE COMMERCIALE DU MAROC 015 B00AA60 S 015 C01AA60 CASABLANCA 015 D01AA60 MOROCCO 015 E04AA60 X 015 A00AA61 STANDARD BANK NAMIBIA LIMITED 015 B00AA61 S 015 C01AA61 WINDHOEK 015 D01AA61 NAMIBIA 015 E04AA61 X 015 A00AA62 FORTIS BANK (NEDERLAND) N.V. 015 B00AA62 S 015 C01AA62 AMSTERDAM 015 D01AA62 NETHERLANDS 015 E04AA62 X 015 A00AA63 WESTPAC BANKING CORPORATION 015 B00AA63 S 015 C01AA63 WELLINGTON 015 D01AA63 NEW ZEALAND 015 E04AA63 X 015 A00AA64 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA64 S 015 C01AA64 ABIDJAN, IVORY COAST 015 D01AA64 NIGER 015 E04AA64 X 015 A00AA65 STANBIC BANK NIGERIA LIMITED 015 B00AA65 S 015 C01AA65 LAGOS 015 D01AA65 NIGERIA 015 E04AA65 X 015 A00AA66 NORDEA BANK NORGE ASA 015 B00AA66 S 015 C01AA66 OSLO 015 D01AA66 NORWAY 015 E04AA66 X 015 A00AA67 HSBC BANK MIDDLE EAST 015 B00AA67 S 015 C01AA67 MUSCAT 015 D01AA67 OMAN 015 E04AA67 X 015 A00AA68 DEUTSCHE BANK AG 015 B00AA68 S 015 C01AA68 KARACHI PAGE 9 015 D01AA68 PAKISTAN 015 E04AA68 X 015 A00AA69 HSBC BANK MIDDLE EAST 015 B00AA69 S 015 C01AA69 RAMALLAH 015 D01AA69 PALESTINE 015 E04AA69 X 015 A00AA70 FLEETBOSTON, N.A. 015 B00AA70 S 015 C01AA70 PANAMA CITY 015 D01AA70 PANAMA 015 E04AA70 X 015 A00AA71 CITIBANK, N.A. 015 B00AA71 S 015 C01AA71 LIMA 015 D01AA71 PERU 015 E04AA71 X 015 A00AA72 STANDARD CHARTERED BANK 015 B00AA72 S 015 C01AA72 MANILA 015 D01AA72 PHILIPPINES 015 E04AA72 X 015 A00AA73 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA73 S 015 C01AA73 WARSAW 015 D01AA73 POLAND 015 E04AA73 X 015 A00AA74 BANCO COMERCIAL PORTUGUES 015 B00AA74 S 015 C01AA74 LISBON 015 D01AA74 PORTUGAL 015 E04AA74 X 015 A00AA75 CITIBANK, N.A. 015 B00AA75 S 015 C01AA75 SAN JUAN 015 D01AA75 PUERTO RICO 015 E04AA75 X 015 A00AA76 HSBC BANK MIDDLE EAST 015 B00AA76 S 015 C01AA76 DOHA 015 D01AA76 QATAR 015 E04AA76 X 015 A00AA77 ING BANK N.V. 015 B00AA77 S 015 C01AA77 BUCHAREST 015 D01AA77 ROMANIA 015 E04AA77 X 015 A00AA78 CREDIT SUISSE FIRST BOSTON AO 015 B00AA78 S 015 C01AA78 MOSCOW 015 D01AA78 RUSSIA PAGE 10 015 E04AA78 X 015 A00AA79 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA79 S 015 C01AA79 ABIDJAN, IVORY COAST 015 D01AA79 SENEGAL 015 E04AA79 X 015 A00AA80 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA80 S 015 C01AA80 SINGAPORE 015 D01AA80 SINGAPORE 015 E04AA80 X 015 A00AA81 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA81 S 015 C01AA81 BRATISLAVA 015 D01AA81 SLOVAK REPUBLIC 015 E04AA81 X 015 A00AA82 BANK AUSTRIA CREDITANSTALT D.D. 015 B00AA82 S 015 C01AA82 LJUBLJANA 015 D01AA82 SLOVENIA 015 E04AA82 X 015 A00AA83 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA83 S 015 C01AA83 JOHANNESBURG 015 D01AA83 SOUTH AFRICA 015 E04AA83 X 015 A00AA84 SANTANDER CENTRAL HISPANO S.A. 015 B00AA84 S 015 C01AA84 MADRID 015 D01AA84 SPAIN 015 E04AA84 X 015 A00AA85 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA85 S 015 C01AA85 COLOMBO 015 D01AA85 SRI LANKA 015 E04AA85 X 015 A00AA86 STANDARD BANK SWAZILAND LIMITED 015 B00AA86 S 015 C01AA86 MBABANE 015 D01AA86 SWAZILAND 015 E04AA86 X 015 A00AA87 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA87 S 015 C01AA87 STOCKHOLM 015 D01AA87 SWEDEN 015 E04AA87 X 015 A00AA88 UBS AG 015 B00AA88 S 015 C01AA88 ZURICH 015 D01AA88 SWITZERLAND 015 E04AA88 X PAGE 11 015 A00AA89 CENTRAL TRUST OF CHINA 015 B00AA89 S 015 C01AA89 TAIPEI 015 D01AA89 TAIWAN (R.O.C.) 015 E04AA89 X 015 A00AA90 STANDARD CHARTERED BANK 015 B00AA90 S 015 C01AA90 BANGKOK 015 D01AA90 THAILAND 015 E04AA90 X 015 A00AA91 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE 015 B00AA91 S 015 C01AA91 ABIDJAN, IVORY COAST 015 D01AA91 TOGO 015 E04AA91 X 015 A00AA92 REPUBLIC BANK LIMITED 015 B00AA92 S 015 C01AA92 PORT-OF-SPAIN 015 D01AA92 TRINIDAD & TOBAGO 015 E04AA92 X 015 A00AA93 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA93 S 015 C01AA93 TUNIS 015 D01AA93 TUNISIA 015 E04AA93 X 015 A00AA94 CITIBANK, N.A. 015 B00AA94 S 015 C01AA94 ISTANBUL 015 D01AA94 TURKEY 015 E04AA94 X 015 A00AA95 ING BANK UKRAINE 015 B00AA95 S 015 C01AA95 KIEV 015 D01AA95 UKRAINE 015 D02AA95 04070 015 E04AA95 X 015 A00AA96 HSBC BANK MIDDLE EAST 015 B00AA96 S 015 C01AA96 DUBAI 015 D01AA96 UNITED ARAB EMIRATES 015 E04AA96 X 015 A00AA97 STATE STREET BANK & TRUST COMPANY 015 B00AA97 S 015 C01AA97 LONDON 015 D01AA97 UNITED KINGDOM 015 E04AA97 X 015 A00AA98 STATE STREET BANK & TRUST COMPANY 015 B00AA98 C 015 C01AA98 BOSTON 015 C02AA98 MA 015 C03AA98 02110 PAGE 12 015 D01AA98 UNITED STATES 015 E01AA98 X 015 A00AA99 FLEETBOSTON, N.A. 015 B00AA99 S 015 C01AA99 MONTEVIDEO 015 D01AA99 URUGUAY 015 E04AA99 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 181 019 C00AA00 COLUMBIAFD 021 000000 0 022 A000001 DEUTSCHE BANK AG 022 B000001 13-6124068 022 C000001 12050711 022 D000001 53690 022 A000002 SALOMON SMITH BARNEY CITIGROUP 022 B000002 13-3082694 022 C000002 6747367 022 D000002 0 022 A000003 LEHMAN BROTHERS INC. 022 B000003 13-2518466 022 C000003 5779217 022 D000003 74989 022 A000004 MORGAN STANLEY 022 B000004 13-2655998 022 C000004 2649646 022 D000004 0 022 A000005 JPMORGAN CHASE & CO. 022 B000005 13-3112953 022 C000005 2401987 022 D000005 50944 022 A000006 GREENWICH CAPITAL MARKETS, INC. 022 B000006 13-3172275 022 C000006 1501083 022 D000006 0 022 A000007 GOLDMAN SACHS & CO. 022 B000007 13-5108880 022 C000007 1471772 022 D000007 23660 022 A000008 MERRILL LYNCH & CO., INC. 022 B000008 13-5674085 022 C000008 980352 022 D000008 0 022 A000009 STATE STREET BANK & TRUST CO. 022 B000009 04-1867445 022 C000009 719105 022 D000009 0 022 A000010 PAINEWEBBER, INC. 022 B000010 13-2638166 022 C000010 514861 PAGE 13 022 D000010 0 023 C000000 36461210 023 D000000 323279 024 006500 N 024 006600 Y 025 A006601 DEUTSCHE BANK AG 025 B006601 13-6124068 025 C006601 D 025 D006601 26000 025 A006602 MORGAN STANLEY 025 B006602 13-2655998 025 C006602 D 025 D006602 105000 025 A006603 GOLDMAN SACHS & CO. 025 B006603 13-5108880 025 C006603 D 025 D006603 45114 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A016500 324730 028 A026500 887 028 A036500 232245 028 A046500 296737 028 B016500 285928 028 B026500 1063 028 B036500 0 028 B046500 254634 028 C016500 34279 028 C026500 1150 028 C036500 0 028 C046500 427172 028 D016500 216934 028 D026500 1072 028 D036500 0 028 D046500 330576 028 E016500 243765 028 E026500 1382 028 E036500 0 028 E046500 359680 028 F016500 192598 028 F026500 533 028 F036500 569770 028 F046500 373808 PAGE 14 028 G016500 1298234 028 G026500 6087 028 G036500 802015 028 G046500 2042607 028 H006500 0 028 A016600 654796 028 A026600 1980 028 A036600 0 028 A046600 1014938 028 B016600 180319 028 B026600 3461 028 B036600 0 028 B046600 724421 028 C016600 907497 028 C026600 4580 028 C036600 0 028 C046600 533441 028 D016600 1031732 028 D026600 5233 028 D036600 0 028 D046600 696826 028 E016600 275673 028 E026600 7661 028 E036600 0 028 E046600 704054 028 F016600 679770 028 F026600 9214 028 F036600 2233424 028 F046600 785040 028 G016600 3729787 028 G026600 32129 028 G036600 2233424 028 G046600 4458720 028 H006600 0 029 006500 N 029 006600 N 030 A006500 0 030 B006500 0.00 030 C006500 0.00 030 A006600 0 030 B006600 0.00 030 C006600 0.00 031 A006500 0 031 B006500 0 031 A006600 0 031 B006600 0 032 006500 0 032 006600 0 033 006500 0 033 006600 0 034 006500 N PAGE 15 034 006600 N 035 006500 0 035 006600 0 036 B006500 0 036 B006600 0 037 006500 N 037 006600 N 038 006500 0 038 006600 0 039 006500 Y 039 006600 Y 040 006500 Y 040 006600 Y 041 006500 Y 041 006600 Y 042 A006500 0 042 B006500 0 042 C006500 100 042 D006500 0 042 E006500 0 042 F006500 0 042 G006500 0 042 H006500 0 042 A006600 0 042 B006600 0 042 C006600 100 042 D006600 0 042 E006600 0 042 F006600 0 042 G006600 0 042 H006600 0 043 006500 10 043 006600 252 044 006500 0 044 006600 0 045 006500 Y 045 006600 Y 046 006500 N 046 006600 N 047 006500 Y 047 006600 Y 048 006500 0.000 048 A016500 30000000 048 A026500 0.067 048 B016500 0 048 B026500 0.000 048 C016500 0 048 C026500 0.000 048 D016500 0 048 D026500 0.000 048 E016500 0 PAGE 16 048 E026500 0.000 048 F016500 0 048 F026500 0.000 048 G016500 0 048 G026500 0.000 048 H016500 0 048 H026500 0.000 048 I016500 0 048 I026500 0.000 048 J016500 0 048 J026500 0.000 048 K016500 30000000 048 K026500 0.050 048 006600 0.000 048 A016600 30000000 048 A026600 0.067 048 B016600 0 048 B026600 0.000 048 C016600 0 048 C026600 0.000 048 D016600 0 048 D026600 0.000 048 E016600 0 048 E026600 0.000 048 F016600 0 048 F026600 0.000 048 G016600 0 048 G026600 0.000 048 H016600 0 048 H026600 0.000 048 I016600 0 048 I026600 0.000 048 J016600 0 048 J026600 0.000 048 K016600 30000000 048 K026600 0.050 049 006500 N 049 006600 N 050 006500 N 050 006600 N 051 006500 N 051 006600 N 052 006500 N 052 006600 N 053 A006500 Y 053 B006500 Y 053 C006500 N 053 A006600 Y 053 B006600 Y 053 C006600 N 054 A00AA00 Y PAGE 17 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 Y 054 O00AA00 N 055 A006500 Y 055 B006500 N 055 A006600 Y 055 B006600 N 056 006500 Y 056 006600 Y 057 006500 N 057 006600 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 062 A006500 Y 062 B006500 0.0 062 C006500 77.1 062 D006500 22.8 062 E006500 0.0 062 F006500 0.0 062 G006500 0.0 062 H006500 0.0 062 I006500 0.0 062 J006500 0.0 062 K006500 0.0 062 L006500 0.0 062 M006500 0.0 062 N006500 0.0 062 O006500 0.0 062 P006500 0.0 062 Q006500 0.0 062 R006500 0.0 062 A006600 Y 062 B006600 0.0 062 C006600 0.0 062 D006600 0.0 062 E006600 4.3 062 F006600 16.6 PAGE 18 062 G006600 0.0 062 H006600 0.0 062 I006600 36.1 062 J006600 0.0 062 K006600 0.0 062 L006600 6.4 062 M006600 0.0 062 N006600 0.0 062 O006600 0.0 062 P006600 36.4 062 Q006600 0.0 062 R006600 0.0 063 A006500 46 063 B006500 0.0 063 A006600 60 063 B006600 0.0 064 A006500 N 064 B006500 N 064 A006600 N 064 B006600 N 066 A006500 N 066 A006600 N 067 006500 N 067 006600 N 068 A006500 N 068 B006500 N 068 A006600 N 068 B006600 N 069 006500 N 069 006600 N 070 A016500 Y 070 A026500 N 070 B016500 Y 070 B026500 N 070 C016500 Y 070 C026500 N 070 D016500 Y 070 D026500 N 070 E016500 Y 070 E026500 N 070 F016500 N 070 F026500 N 070 G016500 N 070 G026500 N 070 H016500 N 070 H026500 N 070 I016500 N 070 I026500 N 070 J016500 Y 070 J026500 N 070 K016500 Y PAGE 19 070 K026500 N 070 L016500 Y 070 L026500 N 070 M016500 Y 070 M026500 N 070 N016500 Y 070 N026500 N 070 O016500 Y 070 O026500 N 070 P016500 Y 070 P026500 N 070 Q016500 Y 070 Q026500 N 070 R016500 Y 070 R026500 N 070 A016600 Y 070 A026600 N 070 B016600 Y 070 B026600 N 070 C016600 Y 070 C026600 N 070 D016600 Y 070 D026600 N 070 E016600 Y 070 E026600 N 070 F016600 N 070 F026600 N 070 G016600 N 070 G026600 N 070 H016600 N 070 H026600 N 070 I016600 N 070 I026600 N 070 J016600 Y 070 J026600 N 070 K016600 Y 070 K026600 N 070 L016600 Y 070 L026600 N 070 M016600 Y 070 M026600 N 070 N016600 Y 070 N026600 N 070 O016600 Y 070 O026600 N 070 P016600 Y 070 P026600 N 070 Q016600 Y 070 Q026600 N 070 R016600 Y 070 R026600 N PAGE 20 071 A006500 0 071 B006500 0 071 C006500 0 071 D006500 0 071 A006600 0 071 B006600 0 071 C006600 0 071 D006600 0 072 A006500 6 072 B006500 16926 072 C006500 0 072 D006500 0 072 E006500 0 072 F006500 770 072 G006500 188 072 H006500 0 072 I006500 20 072 J006500 16 072 K006500 0 072 L006500 70 072 M006500 9 072 N006500 0 072 O006500 0 072 P006500 0 072 Q006500 75 072 R006500 0 072 S006500 0 072 T006500 32 072 U006500 0 072 V006500 0 072 W006500 114 072 X006500 1294 072 Y006500 493 072 Z006500 16125 072AA006500 0 072BB006500 32 072CC016500 0 072CC026500 0 072DD016500 9904 072DD026500 6221 072EE006500 0 072 A006600 6 072 B006600 65083 072 C006600 0 072 D006600 0 072 E006600 0 072 F006600 2848 072 G006600 882 072 H006600 0 072 I006600 41 072 J006600 29 PAGE 21 072 K006600 0 072 L006600 5 072 M006600 18 072 N006600 0 072 O006600 0 072 P006600 0 072 Q006600 78 072 R006600 0 072 S006600 0 072 T006600 215 072 U006600 0 072 V006600 0 072 W006600 169 072 X006600 4285 072 Y006600 1802 072 Z006600 62600 072AA006600 1 072BB006600 0 072CC016600 0 072CC026600 0 072DD016600 55074 072DD026600 7533 072EE006600 0 073 A016500 0.0000 073 A026500 0.0000 073 B006500 0.0000 073 C006500 0.0000 073 A016600 0.0000 073 A026600 0.0000 073 B006600 0.0000 073 C006600 0.0000 074 A006500 0 074 B006500 133571 074 C006500 452062 074 D006500 0 074 E006500 0 074 F006500 0 074 G006500 0 074 H006500 0 074 I006500 0 074 J006500 0 074 K006500 156 074 L006500 2671 074 M006500 0 074 N006500 588460 074 O006500 0 074 P006500 233 074 Q006500 0 074 R016500 0 074 R026500 0 074 R036500 0 PAGE 22 074 R046500 2079 074 S006500 0 074 T006500 586148 074 U016500 311486 074 U026500 274767 074 V016500 1.00 074 V026500 0.00 074 W006500 0.0000 074 X006500 884 074 Y006500 0 074 A006600 430 074 B006600 0 074 C006600 3824591 074 D006600 0 074 E006600 0 074 F006600 0 074 G006600 0 074 H006600 0 074 I006600 0 074 J006600 0 074 K006600 328 074 L006600 11993 074 M006600 21 074 N006600 3837363 074 O006600 0 074 P006600 855 074 Q006600 0 074 R016600 0 074 R026600 0 074 R036600 0 074 R046600 5369 074 S006600 0 074 T006600 3831139 074 U016600 3428660 074 U026600 402523 074 V016600 1.00 074 V026600 0.00 074 W006600 0.0000 074 X006600 74 074 Y006600 0 075 A006500 0 075 B006500 776769 075 A006600 0 075 B006600 2871709 076 006500 0.00 076 006600 0.00 077 A000000 Y 077 E000000 Y 077 I000000 Y 077 M000000 Y 077 Q010000 N PAGE 23 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt Columbia Prime Reserves Columbia Government Plus Reserves 77E Legal Proceedings On February 9, 2005, Banc of America Capital Management, LLC ("BACAP" now known as Columbia Management Advisors LLC) and BACAP Distributors, LLC ("BACAP Distributors" now known as Columbia Management Distributors, Inc.) entered into an Assurance of Discontinuance with the New York Attorney General (the "NYAG Settlement") and consented to the entry of a cease-and-desist order by the U.S. Securities and Exchange Commission (the "SEC") (the "SEC Order"). A copy of the NYAG Settlement is available as part of the Bank of America Corporation Form 8-K filing on February 10, 2005 and a copy of the SEC Order is available on the SEC's website. Under the terms of the SEC Order, BACAP, BACAP Distributors, and their affiliate, Banc of America Securities, LLC ("BAS") agreed, among other things, (1) to pay $250 million in disgorgement and $125 million in civil money penalties; (2) to cease and desist from violations of the antifraud provisions and certain other provisions of the federal securities laws; (3) to undertake various remedial measures to ensure compliance with the federal securities laws related to certain mutual fund trading practices; and (4) to retain an independent consultant to review their applicable supervisory, compliance, control and other policies and procedures. The NYAG Settlement also requires, among other things, BACAP and BACAP Distributors, along with Columbia Management Advisors, Inc. and Columbia Funds Distributors, Inc., the investment advisor to and distributor of the Columbia Funds, respectively, to reduce Columbia Funds, Nations Funds and other mutual funds management fees collectively by $32 million per year for five years, for a projected total of $160 million in management fee reductions. Consistent with the terms of the settlements, the Nations Funds Boards have an independent Chairman, are comprised of at least 75% independent trustees and have engaged a senior officer with a wide range of compliance and oversight responsibilities. Pursuant to the procedures set forth in the SEC Order, $375 million will be distributed in accordance with a distribution plan developed by an independent distribution consultant and approved by the SEC. The independent distribution consultant has been in consultation with the staff of the SEC, and has submitted a proposed plan of distribution. The SEC has not yet approved a final plan of distribution. As a result of these matters or any adverse publicity or other developments resulting from them, including lawsuits brought by shareholders of the affected Nations Funds, there may be increased redemptions or reduced sales of fund shares, which could increase transaction costs or operating expenses, or have other adverse consequences for the Nations Funds. Civil Litigation In connection with the events that resulted in the NYAG Settlement and SEC Order, various parties filed suits against Bank of America Corporation and certain of its affiliates, including BACAP and BACAP Distributors (collectively "BAC"), Nations Funds Trust and its Board of Trustees. On February 20, 2004, the Judicial Panel on Multidistrict Litigation transferred these cases and cases against several other mutual fund companies based on similar allegations to the United States District Court in Maryland for consolidated or coordinated pretrial proceedings (the "MDL"). Subsequently, additional related cases were transferred to the MDL. On September 29, 2004, the plaintiffs in the MDL filed amended and consolidated complaints. One of these amended complaints is a putative class action that includes claims under the federal securities laws and state common law, and that names Nations Funds Trust, the Trustees, BAC and others as defendants. Another of the amended complaints is a derivative action purportedly on behalf of the Nations Funds Trust against BAC and others that asserts claims under federal securities laws and state common law. Nations Funds Trust is a nominal defendant in this action. On February 25, 2005, BAC and other defendants filed motions to dismiss the claims in the pending cases. On December 15, 2005, BAC and others entered into a Stipulation of Settlement of the direct and derivative claims brought on behalf of the Nations Funds shareholders. Among other contingencies, the settlement is contingent upon a minimum threshold amount being received by the Nations Fund shareholders and/or the Nations Funds mutual funds from the previously established regulatory settlement fund. The settlement is subject to court approval. If the settlement is approved, BAC would pay settlement administration costs and fees to plaintiffs' counsel as approved by the court. The stipulation has not yet been presented to the court for preliminary approval. Separately, several related putative class actions have been filed against Nations Funds Trust, Columbia Funds Series Trust (as successor to Nations Funds Trust), the Bank of America Corporation and certain of its affiliates, and others in various federal courts relating to the conversion of common trust funds and the investment of assets held in fiduciary accounts at the Bank of America, N.A. in the Funds. These suits allege various claims including state law claims for breach of fiduciary duty, breach of contract, and unjust enrichment and violations of federal securities laws. One of the suits has been dismissed because the Court did not have subject matter jurisdiction and Nations Funds Trusts expects to file a motion to dismiss the remaining suits as well. Separately, a putative class action - Mehta v AIG Sun America Life Assurance Company - involving fair value pricing of mutual funds was filed in Illinois State Court, subsequently removed to federal court and then transferred to the United States District Court for the District of Maryland for coordinated or consolidated handling in the MDL. AIG SunAmerica Life Assurance Company has made demand upon Nations Separate Account Trust (as successor to Nations Annuity Trust) and BACAP (as successor to Banc of America Advisors, Inc.) for indemnification pursuant to the terms of a Fund Participation Agreement. On June 1, 2006, the court granted AIG Sunamerica Life Assurance Company's motion to dismiss this class action. Item 77I. Terms of New or Amended Securities. Columbia Government Plus Reserves (Fund) Effective November 22, 2005, the Funds registered for issue two new classes of shares: G-Trust shares and Retail A shares. As reflected in the Trust's Rule 18f-3 Multi-Class Plan under the Investment Company Act of 1940 (the "1940 Act"), G-Trust shares and Retail A shares are described as follows: G-Trust shares Maximum Initial Sales Load: None Contingent Deferred Sales Charge: None Maximum Rule 12b-1 Distribution Fees: None Conversion Features/Exchange Privileges: G-Trust Shares of the Fund shall have such conversion features and exchange privileges, if any, as are determined by or ratified by the Board of Trustees of the Trust and described in the then-current prospectus for such shares of such Fund. Retail A shares Maximum Initial Sales Load: None Contingent Deferred Sales Charge: None Maximum Rule 12b-1 Distribution Fees: None Maximum Shareholder Servicing Fees: Pursuant to a Shareholder Servicing Plan, Retail A Shares of the Fund may pay shareholder servicing fees as follows: (a) up to 0.10% of the average daily net assets of such shares. Conversion Features/Exchange Privileges: G-Trust Shares of the Fund shall have such conversion features and exchange privileges, if any, as are determined by or ratified by the Board of Trustees of the Trust and described in the then-current prospectus for such shares of such Fund. Other Shareholder Services: G-Trust Shares of the Fund shall have such shareholder services, if any, as are determined by or ratified by the Board of Trustees of the Trust and described in the then-current prospectus for such shares of such Fund. Columbia Prime Reserves Columbia Government Plus Reserves Item 77M. Mergers. On November 21, 2005, the series of Columbia Funds Series Trust ("CFST") listed below (the "Acquiring Funds") acquired the assets and assumed the liabilities of each series listed below of the Galaxy Fund (the "Acquired Funds"), in an exchange for shares of the Acquiring Funds, pursuant to an agreement and plan of reorganization approved by both the Acquiring Funds' Board of Trustees and the Acquired Funds' shareholders and Boards of Directors/Trustees.
Acquired Funds Acquiring Funds - ----------------------------------------------------------- --------- ------------------------------------------------- - ----------------------------------------------------------- --------- ------------------------------------------------- Galaxy Government Money Market Fund -> Columbia Government Plus Reserves Galaxy Institutional Government Money Market Fund - ----------------------------------------------------------- --------- ------------------------------------------------- - ----------------------------------------------------------- --------- ------------------------------------------------- Galaxy Institutional Money Market Fund -> Columbia Prime Reserves - ----------------------------------------------------------- --------- -------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----