0001567619-21-017779.txt : 20211004
0001567619-21-017779.hdr.sgml : 20211004
20211004112143
ACCESSION NUMBER: 0001567619-21-017779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC
CENTRAL INDEX KEY: 0001097362
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23165
FILM NUMBER: 211301437
BUSINESS ADDRESS:
STREET 1: SUN LIFE ASSURANCE CO OF CANADA
STREET 2: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
BUSINESS PHONE: 4169794800
MAIL ADDRESS:
STREET 1: SUN LIFE ASSURANCE CO OF CANADA
STREET 2: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC
DATE OF NAME CHANGE: 20030702
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC
DATE OF NAME CHANGE: 20000224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada
CENTRAL INDEX KEY: 0001381352
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23165
FILM NUMBER: 211301438
BUSINESS ADDRESS:
STREET 1: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
BUSINESS PHONE: 416-979-9966
MAIL ADDRESS:
STREET 1: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
FORMER NAME:
FORMER CONFORMED NAME: Sun Life Assurance CO of Canada
DATE OF NAME CHANGE: 20061117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Ares Diversified Credit Fund
CENTRAL INDEX KEY: 0001678124
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-845-2577
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
doc1.xml
FORM 4
X0306
4
2021-09-30
1
0001678124
CION Ares Diversified Credit Fund
CADEX
0001381352
Sun Life Assurance Co of Canada
ONE YORK STREET
TORONTO
A6
M5J 0B6
ONTARIO, CANADA
0
0
0
1
Former 10% Owner
0001097362
SUN LIFE FINANCIAL INC
ONE YORK STREET
TORONTO
A6
M5J 0B6
ONTARIO, CANADA
0
0
0
1
Former 10% Owner
Series B Mandatory Redeemable Preferred Shares
2021-09-30
4
P
0
40000
25.00
A
40000
D
Series B Mandatory Redeemable Preferred Shares
2021-09-30
4
P
0
40000
25.00
A
40000
I
See Footnote 1.
Series C Mandatory Redeemable Preferred Shares
2021-09-30
4
P
0
400000
25.00
A
400000
D
Series C Mandatory Redeemable Preferred Shares
2021-09-30
4
P
0
400000
25.00
A
400000
I
See Footnote 1.
Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.
By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
2021-10-04
By: /s/ Brett W. Pacific, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
2021-10-04