0001567619-21-017779.txt : 20211004 0001567619-21-017779.hdr.sgml : 20211004 20211004112143 ACCESSION NUMBER: 0001567619-21-017779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23165 FILM NUMBER: 211301437 BUSINESS ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23165 FILM NUMBER: 211301438 BUSINESS ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: Sun Life Assurance CO of Canada DATE OF NAME CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Ares Diversified Credit Fund CENTRAL INDEX KEY: 0001678124 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-845-2577 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc1.xml FORM 4 X0306 4 2021-09-30 1 0001678124 CION Ares Diversified Credit Fund CADEX 0001381352 Sun Life Assurance Co of Canada ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 0 1 Former 10% Owner 0001097362 SUN LIFE FINANCIAL INC ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 0 1 Former 10% Owner Series B Mandatory Redeemable Preferred Shares 2021-09-30 4 P 0 40000 25.00 A 40000 D Series B Mandatory Redeemable Preferred Shares 2021-09-30 4 P 0 40000 25.00 A 40000 I See Footnote 1. Series C Mandatory Redeemable Preferred Shares 2021-09-30 4 P 0 400000 25.00 A 400000 D Series C Mandatory Redeemable Preferred Shares 2021-09-30 4 P 0 400000 25.00 A 400000 I See Footnote 1. Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-10-04 By: /s/ Brett W. Pacific, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-10-04