0001567619-21-017229.txt : 20210917 0001567619-21-017229.hdr.sgml : 20210917 20210917154624 ACCESSION NUMBER: 0001567619-21-017229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22535 FILM NUMBER: 211260287 BUSINESS ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22535 FILM NUMBER: 211260288 BUSINESS ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: Sun Life Assurance CO of Canada DATE OF NAME CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Dynamic Credit Allocation Fund, Inc. CENTRAL INDEX KEY: 0001515324 IRS NUMBER: 454969053 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4200 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Ares Senior Credit Strategies Fund, Inc. DATE OF NAME CHANGE: 20110314 4 1 doc1.xml FORM 4 X0306 4 2021-09-15 0 0001515324 Ares Dynamic Credit Allocation Fund, Inc. ARDC 0001381352 Sun Life Assurance Co of Canada ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 1 0 0001097362 SUN LIFE FINANCIAL INC ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 1 0 Series C Mandatory Redeemable Preferred Stock 2021-09-15 4 P 0 320000 25.00 A 560000 D Series C Mandatory Redeemable Preferred Stock 2021-09-15 4 P 0 320000 25.00 A 560000 I See Footnote 1. Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares. By: /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-09-17 By: /s/ Brett W. Pacific, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-09-17