0001104659-22-059145.txt : 20220512 0001104659-22-059145.hdr.sgml : 20220512 20220512092941 ACCESSION NUMBER: 0001104659-22-059145 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05799 FILM NUMBER: 22916035 BUSINESS ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001097362 XXXXXXXX 03-31-2022 03-31-2022 false SUN LIFE FINANCIAL INC

Sun Life Assurance CO of Canada One York Street Toronto A6 M5J 0B6

13F COMBINATION REPORT 028-05799 028-04968 MFS N Randolph Brown 781-416-2297 /s/ Randolph Brown Wellesley Hills MA 05-12-2022 3 88 2164402 1 028-12046 Sun Life Capital Management (U.S.) LLC 2 028-12047 Sun Life Assurance Company of Canada 3 028-15882 Crescent Capital Group LP INFORMATION TABLE 2 infotable.xml AT&T INC COM 00206R102 117 4930 SH SOLE 1 0 0 4930 INTERNATIONAL BUSINESS MACHS COM 459200101 217 1669 SH SOLE 1 0 0 1669 ISHARES TR CORE S&P MCP ETF 464287507 298 1110 SH SOLE 1 0 0 1110 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 40165 810259 SH SOLE 1 810259 0 0 ISHARES TR CORE TOTAL USD 46434V613 898 18099 SH SOLE 1 0 0 18099 JPMORGAN ULTRA-SHORT INCOME ETF * J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 464362 9237354 SH SOLE 1 9237354 0 0 KKR REAL ESTATE FIN TR INC COM 48251K100 139 6760 SH SOLE 1 0 0 6760 KINDER MORGAN INC DEL COM 49456B101 29 1540 SH SOLE 1 0 0 1540 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 4 333 SH SOLE 1 0 0 333 MGM GROWTH PPTYS LLC CL A COM 55303A105 143 3687 SH SOLE 1 0 0 3687 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 40293 402286 SH SOLE 1 402286 0 0 PRUDENTIAL FINL INC COM 744320102 329 2785 SH SOLE 1 0 0 2785 REDWOOD TR INC COM 758075402 67 6400 SH SOLE 1 0 0 6400 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8190 16698 SH SOLE 1 0 0 16698 STARWOOD PPTY TR INC COM 85571B105 109 4500 SH SOLE 1 0 0 4500 UNUM GROUP COM 91529Y106 230 7300 SH SOLE 1 0 0 7300 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 2134 10776 SH SOLE 1 0 0 10776 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 2869 15779 SH SOLE 1 0 0 15779 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 6346 56537 SH SOLE 1 0 0 56537 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 16019 278150 SH SOLE 1 0 0 278150 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 3669 44289 SH SOLE 1 0 0 44289 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 17245 41538 SH SOLE 1 0 0 41538 ISHARES MSCI EAFE INDEX FUND * ISHARES TR MSCI EAFE ETF 464287465 3938 53512 SH SOLE 1 53512 0 0 ISHARES MSCI EAFE INDEX FUND * ISHARES TR CORE S&P500 ETF 464287200 17462 38489 SH SOLE 2 38489 0 0 ISHARES MSCI FRANCE ETF * ISHARES INC MSCI FRANCE ETF 464286707 2577 72950 SH SOLE 1 72950 0 0 ISHARES MSCI GERMANY ETF * ISHARES INC MSCI GERMANY ETF 464286806 452 15925 SH SOLE 1 15925 0 0 ISHARES MSCI MEXICO CAPPED ETF * ISHARES INC MSCI MEXICO ETF 464286822 1285 23380 SH SOLE 1 23380 0 0 ISHARES MSCI UNITED KINGDOM INDEX FUND * ISHARES TR MSCI UK ETF NEW 46435G334 9519 282973 SH SOLE 1 282973 0 0 SPDR S&P 500 ETF TRUST * SPDR S&P 500 ETF TR TR UNIT 78462F103 827176 1831495 SH SOLE 1 1831495 0 0 ISHARES MSCI JAPAN UCITS ETF * ISHARES INC MSCI JPN ETF NEW 46434G822 7382 119814 SH SOLE 1 119814 0 0 ABBOTT LABORATORIES * ABBOTT LABS COM 002824100 941 7973 SH SOLE 1 7973 0 0 AMERICAN EXPRESS CO * AMERICAN EXPRESS CO COM 025816109 858 4603 SH SOLE 1 4603 0 0 AMPHENOL CORP * AMPHENOL CORP NEW CL A 032095101 385 5125 SH SOLE 1 5125 0 0 AVALONBAY COMMUNITIES INC * AVALONBAY CMNTYS INC COM 053484101 23830 95947 SH SOLE 1 95947 0 0 BOSTON PROPERTIES INC * BOSTON PROPERTIES INC COM 101121101 7031 54592 SH SOLE 1 54592 0 0 BOSTON SCIENTIFIC CORP * BOSTON SCIENTIFIC CORP COM 101137107 956 21635 SH SOLE 1 21635 0 0 CANADIAN NATIONAL RAILWAY CO * CANADIAN NATL RY CO COM 136375102 1124 8400 SH SOLE 1 8400 0 0 CISCO SYSTEMS INC * CISCO SYS INC COM 17275R102 586 10542 SH SOLE 1 10542 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP * COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1181 13207 SH SOLE 1 13207 0 0 COLGATE-PALMOLIVE CO * COLGATE PALMOLIVE CO COM 194162103 527 6964 SH SOLE 1 6964 0 0 COMCAST CORP * COMCAST CORP NEW CL A 20030N101 1645 35233 SH SOLE 1 35233 0 0 COOPER COS INC * COOPER COS INC COM NEW 216648402 639 1533 SH SOLE 1 1533 0 0 WALT DISNEY CO * DISNEY WALT CO COM 254687106 972 7101 SH SOLE 1 7101 0 0 EBAY INC * EBAY INC. COM 278642103 532 9323 SH SOLE 1 9323 0 0 EQUIFAX INC * EQUIFAX INC COM 294429105 792 3350 SH SOLE 1 3350 0 0 FIDELITY NATIONAL INFORMATION SERVICES INC * FIDELITY NATL INFORMATION SV COM 31620M106 829 8273 SH SOLE 1 8273 0 0 FISERV INC * FISERV INC COM 337738108 908 8977 SH SOLE 1 8977 0 0 GOLDMAN SACHS GROUP INC * GOLDMAN SACHS GROUP INC COM 38141G104 1021 3100 SH SOLE 1 3100 0 0 HONEYWELL INTERNATIONAL INC * HONEYWELL INTL INC COM 438516106 1250 6443 SH SOLE 1 6443 0 0 HOST HOTELS & RESORTS INC * HOST HOTELS & RESORTS INC COM 44107P104 5377 276714 SH SOLE 1 276714 0 0 INTERNATIONAL FLAVORS & FRAGRANCES INC * INTERNATIONAL FLAVORS&FRAGRA COM 459506101 460 3508 SH SOLE 1 3508 0 0 MARRIOTT INTERNATIONAL INC * MARRIOTT INTL INC NEW CL A 571903202 439 2506 SH SOLE 1 2506 0 0 MICROCHIP TECHNOLOGY INC * MICROCHIP TECHNOLOGY INC. COM 595017104 797 10646 SH SOLE 1 10646 0 0 OMNICOM GROUP INC * OMNICOM GROUP INC COM 681919106 172 2034 SH SOLE 1 2034 0 0 ORACLE CORP * ORACLE CORP COM 68389X105 1620 19636 SH SOLE 1 19636 0 0 PPG INDUSTRIES INC * PPG INDS INC COM 693506107 601 4601 SH SOLE 1 4601 0 0 PAYPAL HOLDINGS INC * PAYPAL HLDGS INC COM 70450Y103 335 2906 SH SOLE 1 2906 0 0 PROLOGIS INC * PROLOGIS INC. COM 74340W103 59483 368359 SH SOLE 1 368359 0 0 CHARLES SCHWAB CORP * SCHWAB CHARLES CORP COM 808513105 1049 12479 SH SOLE 1 12479 0 0 STRYKER CORP * STRYKER CORPORATION COM 863667101 1132 4247 SH SOLE 1 4247 0 0 THERMO FISHER SCIENTIFIC INC * THERMO FISHER SCIENTIFIC INC COM 883556102 2037 3454 SH SOLE 1 3454 0 0 3M CO * 3M CO COM 88579Y101 704 4740 SH SOLE 1 4740 0 0 UNION PACIFIC CORP * UNION PAC CORP COM 907818108 705 2587 SH SOLE 1 2587 0 0 UNITED PARCEL SERVICE INC * UNITED PARCEL SERVICE INC CL B 911312106 694 3245 SH SOLE 1 3245 0 0 VISA INC * VISA INC COM CL A 92826C839 1915 8635 SH SOLE 1 8635 0 0 VORNADO REALTY TRUST * VORNADO RLTY TR SH BEN INT 929042109 1306 28807 SH SOLE 1 28807 0 0 WATERS CORP * WATERS CORP COM 941848103 465 1502 SH SOLE 1 1502 0 0 ZIMMER BIOMET HOLDINGS INC * ZIMMER BIOMET HOLDINGS INC COM 98956P102 448 3513 SH SOLE 1 3513 0 0 MEDTRONIC PLC * MEDTRONIC PLC SHS G5960L103 1687 15245 SH SOLE 1 15245 0 0 INVESCO QQQ TRUST SERIES 1 * INVESCO QQQ TR UNIT SER 1 46090E103 73596 203000 SH SOLE 1 203000 0 0 CAMDEN PROPERTY TRUST * CAMDEN PPTY TR SH BEN INT 133131102 24282 146103 SH SOLE 1 146103 0 0 CARRIER GLOBAL CORP * CARRIER GLOBAL CORPORATION COM 14448C104 157 3425 SH SOLE 1 3425 0 0 DOUGLAS EMMETT INC * DOUGLAS EMMETT INC COM 25960P109 6399 191462 SH SOLE 1 191462 0 0 OTIS WORLDWIDE CORP * OTIS WORLDWIDE CORP COM 68902V107 309 4027 SH SOLE 1 4027 0 0 LIBERTY BROADBAND CORP * LIBERTY BROADBAND CORP COM SER C 530307305 858 6353 SH SOLE 1 6353 0 0 ISHARES ESG SCREENED S&P 500 ETF ISHARES TR ESG SCRND S&P500 46436E569 28288 823040 SH SOLE 1 823040 0 0 CANADIAN PACIFIC RAILWAY LTD * CANADIAN PAC RY LTD COM 13645T100 1371 16653 SH SOLE 1 16653 0 0 CRESCENT CAPITAL BDC INC * CRESCENT CAP BDC INC COM 225655109 19164 1076654 SH SOLE 1 1076654 0 0 BLACKROCK ULTRA SHORT-TERM BOND ETF * ISHARES TR BLACKROCK ULTRA 46434V878 171613 3422000 SH SOLE 1 3422000 0 0 FIRST INDUSTRIAL REALTY TRUST INC * FIRST INDL RLTY TR INC COM 32054K103 11963 193234 SH SOLE 1 193234 0 0 ISHARES TRUST ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF * ISHARES TR ISHS 1-5YR INVS 464288646 78045 1509000 SH SOLE 1 1509000 0 0 PROSHARES ULTRAPRO SHORT S&P 500 * PROSHARES TR ULTRAPRO SHORT S 74347B110 89 6647 SH SOLE 1 6647 0 0 PROSHARES ULTRASHORT REAL ESTATE * PROSHARES TR ULTSHT REAL EST 74347G556 961 72834 SH SOLE 1 72834 0 0 REXFORD INDUSTRIAL REALTY INC * REXFORD INDL RLTY INC COM 76169C100 7756 103976 SH SOLE 1 103976 0 0 iShares iBoxx $ Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 970 8000 SH SOLE 1 8000 0 0 ALPHA METALLURGICAL RESOUR I COM 020764106 326 2470 SH SOLE 3 2470 0 0 IQVIA HLDGS INC COM 46266C105 67 289 SH SOLE 3 289 0 0 MISTER CAR WASH INC COM 60646V105 137092 9269238 SH SOLE 3 9269238 0 0