13F-HR 1 a2189847z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sun Life Financial Inc. -------------------------------- Address: 150 King Street West -------------------------------- Toronto, Ontario, Canada M5H 1J9 -------------------------------- Form 13F File Number: 28-05799 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J.M.A. Anderson ----------------------------------------------------- Title: Executive Vice-President and Chief Investment Officer ----------------------------------------------------- Phone: 416-979-6217 ----------------------------------------------------- Signature, Place, and Date of Signing: /s/ J.M.A. Anderson Toronto, Ontario February 11, 2009 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-06597 McLean Budden --------------- ------------------------------------ 28-04968 MFS --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 220 -------------------- Form 13F Information Table Value Total: US$1,664,419 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-12046 Sun Capital Advisers LLC. ------ ----------------- ------------------------------------ 2 28-12047 Sun Life Assurance Company of Canada ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE - DECEMBER 31, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN COLUMN 8 ------------------------- ---------------- --------- -------- --------------------- ------------ --------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ----- ------------ --------- ---- ----------- ------- 3M Corporation COM 88579Y101 2,549 44,293 SH SHARED 1 44,293 3M Corporation COM 88579Y101 954 16,577 SH SHARED 2 16,577 Acme Packet Inc COM 004764106 4,249 807,815 SH SHARED 1 807,815 Acme Packet Inc COM 004764106 1,636 311,097 SH SHARED 2 311,097 Acme Packet Inc COM 004764106 5,916 1,200,000 SH SHARED 1 1,200,000 AERCAP HOLDINGS NV Total COM N00985106 506 168,096 SH SHARED 1 168,096 AERCAP HOLDINGS NV Total COM N00985106 196 65,176 SH SHARED 2 65,176 Alexandria Real Estate Equit COM 015271109 10,078 167,017 SH SHARED 1 167,017 Alexandria Real Estate Equit COM 015271109 407 6,745 SH SHARED 2 6,745 Allstate Corp COM 020002101 795 24,275 SH SHARED 2 24,275 Altria Group Inc COM 02209S103 936 62,166 SH SHARED 1 62,166 Altria Group Inc COM 02209S103 350 23,209 SH SHARED 2 23,209 American Express Co COM 025816109 673 36,294 SH SHARED 2 36,294 Amgen Inc COM 031162100 3,991 69,102 SH SHARED 1 69,102 Amgen Inc COM 031162100 1,490 25,808 SH SHARED 2 25,808 Analog Devices Inc COM 032654105 796 41,867 SH SHARED 2 41,867 AT&T Inc COM 00206R102 5,792 203,223 SH SHARED 1 203,223 AT&T Inc COM 00206R102 2,166 75,986 SH SHARED 2 75,986 AvalonBay Communities Inc COM 053484101 5,135 84,760 SH SHARED 1 84,760 AvalonBay Communities Inc COM 053484101 258 4,265 SH SHARED 2 4,265 Bank of America Corp COM 060505104 3,539 251,338 SH SHARED 1 251,338 Bank of America Corp COM 060505104 1,317 93,514 SH SHARED 2 93,514 Bank of Nova Scotia COM 064149107 393,909 14,450,867 SH SHARED 1 14,450,867 BE AEROSPACE INC COM 073302101 2,401 312,170 SH SHARED 1 312,170 Best Buy Company Inc COM 086516101 934 33,228 SH SHARED 2 33,228 Biogen Idec Inc COM 09062X103 5,730 120,308 SH SHARED 1 120,308 Biogen Idec Inc COM 09062X103 2,155 45,249 SH SHARED 2 45,249 Boeing Company COM 097023105 2,087 48,911 SH SHARED 1 48,911 Boeing Company COM 097023105 781 18,297 SH SHARED 2 18,297 Bookham Inc COM 09856E105 723 1,607,740 SH SHARED 1 1,607,740 Bookham Inc COM 09856E105 281 623,846 SH SHARED 2 623,846 Bookham Inc COM 09856E105 1,936 4,400,000 SH SHARED 1 4,400,000 Boston Scientific COM 101137107 9,800 1,250,000 SH SHARED 1 1,250,000 Boston Scientific Corp COM 101137107 5,825 752,598 SH SHARED 1 752,598 Boston Scientific Corp COM 101137107 2,184 282,150 SH SHARED 2 282,150 BP Amoco Plc COM 055622104 5,296 113,297 SH SHARED 1 113,297 BP Amoco Plc COM 055622104 2,005 42,892 SH SHARED 2 42,892 BRE Properties Inc COM 05564E106 1,960 70,064 SH SHARED 1 70,064 BRE Properties Inc COM 05564E106 273 9,765 SH SHARED 2 9,765 Bristol-Myers Squibb COM 110122108 3,221 138,544 SH SHARED 1 138,544 Bristol-Myers Squibb COM 110122108 1,205 51,847 SH SHARED 2 51,847 BROADCOM CORP-CL A COM 111320107 1,990 117,269 SH SHARED 1 117,269 BROADCOM CORP-CL A COM 111320107 746 43,949 SH SHARED 2 43,949 Brocade Communications Sys COM 111621306 2,901 1,025,093 SH SHARED 1 1,025,093 Brocade Communications Sys COM 111621306 1,126 397,763 SH SHARED 2 397,763 Chevron Corporation COM 166764100 12,361 167,102 SH SHARED 1 167,102 Chevron Corporation COM 166764100 4,646 62,803 SH SHARED 2 62,803 Ciena Corp COM 171779309 970 144,799 SH SHARED 2 144,799 Coca-Cola Company COM 191216100 3,532 78,022 SH SHARED 1 78,022 Coca-Cola Company COM 191216100 1,320 29,148 SH SHARED 2 29,148 Concurrent Computer Corp COM 206710402 832 244,716 SH SHARED 1 244,716 Concurrent Computer Corp COM 206710402 328 96,569 SH SHARED 2 96,569 ConocoPhillips COM 20825C104 3,086 59,580 SH SHARED 1 59,580 ConocoPhillips COM 20825C104 1,157 22,328 SH SHARED 2 22,328 Cosi Inc COM 22122P101 230 800,817 SH SHARED 1 800,817 Cosi Inc COM 22122P101 89 309,909 SH SHARED 2 309,909 CVS Caremark Corporation COM 126650100 3,727 129,674 SH SHARED 1 129,674 CVS Caremark Corporation COM 126650100 1,392 48,440 SH SHARED 2 48,440 Developers Diversified Realty COM 251591103 149 30,514 SH SHARED 1 30,514 Developers Diversified Realty COM 251591103 33 6,724 SH SHARED 2 6,724 Dominion Resources Inc COM 25746U109 3,168 88,398 SH SHARED 1 88,398 Dominion Resources Inc COM 25746U109 1,183 32,998 SH SHARED 2 32,998 DOMTAR CORP COM 257559104 327 195,647 SH SHARED 2 195,647 Douglas Emmett Inc-w/i COM 25960P109 285 21,830 SH SHARED 1 21,830 Douglas Emmett Inc-w/i COM 25960P109 63 4,803 SH SHARED 2 4,803 Dow Chemical Company COM 260543103 1,383 91,664 SH SHARED 1 91,664 Dow Chemical Company COM 260543103 518 34,303 SH SHARED 2 34,303 Dupont (EI) Nemours and Co COM 263534109 2,221 87,799 SH SHARED 1 87,799 Dupont (EI) Nemours and Co COM 263534109 830 32,801 SH SHARED 2 32,801 Eastgroup Properties COM 277276101 5,030 141,362 SH SHARED 1 141,362 Eastgroup Properties COM 277276101 368 10,341 SH SHARED 2 10,341 Eastman Kodak Co COM 277461109 1,174 178,445 SH SHARED 2 178,445 Eastman Kodak Co COM 277461109 2,740 400,000 SH SHARED 1 400,000 EMC Corporation COM 268648102 3,791 350,000 SH SHARED 1 350,000 Emerson Electric Co COM 291011104 4,399 120,153 SH SHARED 1 120,153 Equitable Resources Inc COM 294549100 4,382 130,624 SH SHARED 1 130,624 Equitable Resources Inc COM 294549100 1,662 49,542 SH SHARED 2 49,542 Equity Residential Properties COM 29476L107 7,229 242,436 SH SHARED 1 242,436 Equity Residential Properties COM 29476L107 295 9,889 SH SHARED 2 9,889 Exelon Corporation COM 30161N101 3,368 60,566 SH SHARED 1 60,566 Exelon Corporation COM 30161N101 1,256 22,591 SH SHARED 2 22,591 Exxon Mobil Corp COM 30231G102 16,330 204,564 SH SHARED 1 204,564 Exxon Mobil Corp COM 30231G102 6,083 76,194 SH SHARED 2 76,194 Fedex Corp COM 31428X106 1,991 31,037 SH SHARED 1 31,037 Fedex Corp COM 31428X106 744 11,595 SH SHARED 2 11,595 FINISAR Corporation COM 31787A101 533 1,299,487 SH SHARED 1 1,299,487 General Elec Co COM 369604103 9,153 540,000 SH SHARED 1 540,000 General Electric Company COM 369604103 2,250 138,911 SH SHARED 2 138,911 Genworth Financial Inc. COM 37247D106 6,539 2,286,200 SH SHARED 1 2,286,200 Goldman Sachs Group Inc COM 38141G104 2,570 30,454 SH SHARED 1 30,454 Goldman Sachs Group Inc COM 38141G104 959 11,363 SH SHARED 2 11,363 HALOZYME THERAPEUTICS INC COM 40637H109 2,816 502,900 SH SHARED 1 502,900 HALOZYME THERAPEUTICS INC COM 40637H109 1,058 188,990 SH SHARED 2 188,990 HCP Inc COM 40414L109 528 19,000 SH SHARED 1 19,000 HCP Inc COM 40414L109 116 4,167 SH SHARED 2 4,167 Highwoods Properties Inc COM 431284108 6,029 220,344 SH SHARED 1 220,344 Highwoods Properties Inc COM 431284108 456 16,680 SH SHARED 2 16,680 Honeywell International Inc COM 438516106 2,746 83,629 SH SHARED 1 83,629 Honeywell International Inc COM 438516106 1,027 31,293 SH SHARED 2 31,293 INSULET CORP COM 45784P101 2,918 378,008 SH SHARED 1 378,008 INSULET CORP COM 45784P101 1,099 142,409 SH SHARED 2 142,409 Intel Corp COM 458140100 2,442 166,563 SH SHARED 1 166,563 International Paper Co COM 460146103 2,336 197,946 SH SHARED 1 197,946 International Paper Co COM 460146103 549 46,564 SH SHARED 2 46,564 Ishares MSCI UTD KINGD 464286699 7,251 591,884 SH SHARED 1 591,884 Ishares MSCI UTD KINGD 464286699 1,686 143,500 SH SHARED 1 143,500 Ishares MSCI FRANCE 464286707 2,414 115,700 SH SHARED 1 115,700 Ishares MSCI GERMAN 464286806 467 25,300 SH SHARED 1 25,300 Ishares MSCI MEXICO 464286822 882 26,400 SH SHARED 1 26,400 Ishares MSCI JAPAN 464286848 5,723 616,706 SH SHARED 1 616,706 IShares MSCI EAFE IDX 464287465 19,238 428,838 SH SHARED 2 428,838 Ishares Tr COM 464287465 150,380 3,309,425 SH SHARED 1 3,309,425 Johnson & Johnson COM 478160104 2,551 42,633 SH SHARED 1 42,633 Johnson & Johnson COM 478160104 960 16,047 SH SHARED 2 16,047 JP Morgan Chase COM 46625H100 5,574 176,787 SH SHARED 1 176,787 JP Morgan Chase COM 46625H100 2,081 66,004 SH SHARED 2 66,004 Kimberly-Clark Corp COM 494368103 3,198 60,642 SH SHARED 1 60,642 Kimberly-Clark Corp COM 494368103 1,194 22,636 SH SHARED 2 22,636 Kimco Realty Corp COM 49446R109 9,669 528,941 SH SHARED 1 528,941 Kimco Realty Corp COM 49446R109 359 19,644 SH SHARED 2 19,644 Lexington Realty Trust COM 529043101 6,591 1,318,110 SH SHARED 1 1,318,110 Lexington Realty Trust COM 529043101 175 34,904 SH SHARED 2 34,904 Lincoln National Corp COM 534187109 406 21,547 SH SHARED 2 21,547 Lowe's Companies COM 548661107 2,775 128,963 SH SHARED 1 128,963 Lowe's Companies COM 548661107 1,037 48,165 SH SHARED 2 48,165 Macerich Company COM 554382101 5,348 294,488 SH SHARED 1 294,488 Macerich Company COM 554382101 168 9,278 SH SHARED 2 9,278 Macy's Inc COM 55616P104 849 82,002 SH SHARED 2 82,002 Marvell Technology Group COM G5876H105 4,361 653,794 SH SHARED 1 653,794 Marvell Technology Group COM G5876H105 1,633 244,825 SH SHARED 2 244,825 Marvell Technology Group Ltd COM G5876H105 6,345 900,000 SH SHARED 1 900,000 Mattel Inc COM 577081102 3,131 195,682 SH SHARED 1 195,682 Mattel Inc COM 577081102 1,173 73,329 SH SHARED 2 73,329 Medical Properties Trust Inc COM 58463J304 9,516 1,508,123 SH SHARED 1 1,508,123 Medical Properties Trust Inc COM 58463J304 434 68,851 SH SHARED 2 68,851 Merck & Co Inc COM 589331107 3,075 101,139 SH SHARED 1 101,139 Merck & Co Inc COM 589331107 1,149 37,788 SH SHARED 2 37,788 Merck & Co Inc COM 589331107 4,176 135,000 SH SHARED 1 135,000 Merge Healthcare Inc COM 589499102 1,316 1,028,171 SH SHARED 1 1,028,171 Merge Healthcare Inc COM 589499102 534 417,494 SH SHARED 2 417,494 Merrill Lynch & Co Inc COM 590188108 662 56,843 SH SHARED 1 56,843 Merrill Lynch & Co Inc COM 590188108 244 20,928 SH SHARED 2 20,928 Microsoft Corp COM 594918104 2,417 124,314 SH SHARED 1 124,314 Motorola Inc COM 620076109 3,080 695,150 SH SHARED 1 695,150 Mrv Communications Inc COM 553477100 2,230 2,896,634 SH SHARED 1 2,896,634 Mrv Communications Inc COM 553477100 907 1,178,210 SH SHARED 2 1,178,210 MRV Communications Inc COM 553477100 3,847 5,417,703 SH SHARED 1 5,417,703 Nationwide Health Pptys Inc COM 638620104 1,085 37,783 SH SHARED 1 37,783 Nationwide Health Pptys Inc COM 638620104 239 8,310 SH SHARED 2 8,310 OPNEXT COM 68375V105 2,979 1,850,000 SH SHARED 1 1,850,000 OPNEXT INC COM 68375V105 837 478,250 SH SHARED 1 478,250 OPNEXT INC COM 68375V105 747 426,754 SH SHARED 2 426,754 Penn Real Estate Investment Tr COM 709102107 4,883 655,436 SH SHARED 1 655,436 Penn Real Estate Investment Tr COM 709102107 113 15,110 SH SHARED 2 15,110 Pepsico Inc COM 713448108 3,289 60,054 SH SHARED 1 60,054 Pepsico Inc COM 713448108 1,231 22,478 SH SHARED 2 22,478 Pfizer Inc COM 717081103 3,653 206,277 SH SHARED 1 206,277 Pfizer Inc COM 717081103 1,363 76,955 SH SHARED 2 76,955 Philip Morris International COM 718172109 2,705 62,166 SH SHARED 1 62,166 Philip Morris International COM 718172109 1,010 23,209 SH SHARED 2 23,209 Plum Creek Timber Co Common COM 729251108 9,937 286,033 SH SHARED 1 286,033 Plum Creek Timber Co Common COM 729251108 484 13,938 SH SHARED 2 13,938 Powershares QQQ Nasdaq 100 COM 73935A104 13,757 445,500 SH SHARED 1 445,500 Principal Financial Group COM 74251V102 1,503 66,592 SH SHARED 1 66,592 Principal Financial Group COM 74251V102 568 25,169 SH SHARED 2 25,169 Procter & Gamble Co COM 742718109 5,611 90,770 SH SHARED 1 90,770 Procter & Gamble Co COM 742718109 2,096 33,908 SH SHARED 2 33,908 Prologis COM 743410102 5,687 409,407 SH SHARED 1 409,407 Prologis COM 743410102 213 15,302 SH SHARED 2 15,302 Public Storage COM 74460D109 3,103 39,028 SH SHARED 1 39,028 Public Storage COM 74460D109 440 5,540 SH SHARED 2 5,540 Qwest Communications Intl Inc COM 749121109 4,136 1,136,196 SH SHARED 1 1,136,196 Qwest Communications Intl Inc COM 749121109 1,578 433,413 SH SHARED 2 433,413 Rackable Systems Inc COM 750077109 3,432 871,123 SH SHARED 1 871,123 Rackable Systems Inc COM 750077109 1,331 337,932 SH SHARED 2 337,932 Rackable Systems Inc COM 750077109 3,668 940,500 SH SHARED 1 940,500 Regency Centers Corp COM 758849103 5,256 112,538 SH SHARED 1 112,538 Regency Centers Corp COM 758849103 311 6,664 SH SHARED 2 6,664 Schering Plough Corp COM 806605101 10,998 635,000 SH SHARED 1 635,000 Schering-Plough Corp COM 806605101 6,259 367,554 SH SHARED 1 367,554 Schering-Plough Corp COM 806605101 2,353 138,147 SH SHARED 2 138,147 Simon Property Group Inc COM 828806109 11,708 220,365 SH SHARED 1 220,365 Simon Property Group Inc COM 828806109 606 11,403 SH SHARED 2 11,403 SL Green Realty Corp COM 78440X101 4,573 176,545 SH SHARED 1 176,545 SL Green Realty Corp COM 78440X101 299 11,528 SH SHARED 2 11,528 SPDR Trust COM 78462F103 509,338 5,479,111 SH SHARED 1 5,479,111 Target Corp COM 87612E106 4,234 122,613 SH SHARED 1 122,613 Telabs Inc COM 879664100 4,093 993,462 SH SHARED 1 993,462 Telabs Inc COM 879664100 1,588 385,489 SH SHARED 2 385,489 Time Warner Inc COM 887317105 2,341 232,682 SH SHARED 1 232,682 Time Warner Inc COM 887317105 878 87,270 SH SHARED 2 87,270 United Technologies Corp COM 913017109 3,280 61,194 SH SHARED 1 61,194 United Technologies Corp COM 913017109 1,227 22,891 SH SHARED 2 22,891 Unitedhealth Group Inc COM 91324P102 2,159 81,167 SH SHARED 1 81,167 Unitedhealth Group Inc COM 91324P102 808 30,375 SH SHARED 2 30,375 UnumProvident Corp COM 91529Y106 2,796 150,305 SH SHARED 1 150,305 US Bancorp COM 902973304 1,823 72,892 SH SHARED 1 72,892 Ventas Inc COM 92276F100 10,395 309,647 SH SHARED 1 309,647 Ventas Inc COM 92276F100 430 12,818 SH SHARED 2 12,818 Verizon Communications Inc COM 92343V104 2,790 82,296 SH SHARED 1 82,296 Verizon Communications Inc COM 92343V104 488 14,395 SH SHARED 2 14,395 Verso Paper Corp COM 92531L108 347 353,958 SH SHARED 1 353,958 Viacom Inc-class B COM 92553P201 1,889 99,121 SH SHARED 1 99,121 Viacom Inc-class B COM 92553P201 706 37,027 SH SHARED 2 37,027 Vicor Corp COM 925815102 2,236 338,256 SH SHARED 1 338,256 Vicor Corp COM 925815102 871 131,731 SH SHARED 2 131,731 Vicor Corp COM 925815102 3,647 579,783 SH SHARED 1 579,783 Vornado Realty Trust COM 929042109 10,499 173,971 SH SHARED 1 173,971 Vornado Realty Trust COM 929042109 423 7,003 SH SHARED 2 7,003 Wal-Mart Stores Inc COM 931142103 4,209 75,073 SH SHARED 1 75,073 Wal-Mart Stores Inc COM 931142103 1,571 28,028 SH SHARED 2 28,028 Wellpoint Inc COM 94973V107 2,013 47,786 SH SHARED 1 47,786 Wellpoint Inc COM 94973V107 752 17,853 SH SHARED 2 17,853 Wells Fargo & Co COM 949746101 6,568 222,784 SH SHARED 1 222,784 Wells Fargo & Co COM 949746101 2,443 82,868 SH SHARED 2 82,868 Weyerhaeuser Co COM 962166104 7,985 260,853 SH SHARED 1 260,853 Weyerhaeuser Co COM 962166104 447 14,612 SH SHARED 2 14,612 Williams Cos Inc COM 969457100 5,685 374,000 SH SHARED 1 374,000 Wyeth COM 983024100 3,077 82,033 SH SHARED 1 82,033 Wyeth COM 983024100 1,149 30,639 SH SHARED 2 30,639