13F-HR 1 a2178923z13f-hr.txt 13F-HR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment |_|; Amendment Number: ______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sun Life Financial Inc. Address: 150 King street West Toronto, Ontario, Canada, M5H 1J9 Form 13F File Number: 28-05799 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J.M.A. Anderson Title: Executive Vice-President and Chief Investment Officer Phone: 416-979-6217 Signature, Place, and Date of Signing: Toronto, Ontario, August 08, 2007 -------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-06597 McLean Budden 28-04968 MFS Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 192 Form 13F Information Table Value Total: US$1,607,266 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 028-12046 1 Sun Capital Advisers LLC. 028-12047 2 Sun Life Assurance Company of Canada [Repeat as necessary.] Form 13F INFORMATION TABLE - JUNE 30, 2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------- Abbott Laboratories COM 002824100 1,741 31,201 SH SHARED 2 31,201 Altria Group Inc COM 02209S103 1,778 25,354 SH SHARED 2 25,354 Altria Group Inc COM 02209S103 4,360 62,166 SH SHARED 1 62,166 Biogen Idec Inc COM 09062X103 1,693 31,649 SH SHARED 2 31,649 Biogen Idec Inc COM 09062X103 4,140 77,386 SH SHARED 1 77,386 Capitalsource Inc COM 14055X102 1,439 58,501 SH SHARED 2 58,501 Capitalsource Inc COM 14055X102 3,515 142,946 SH SHARED 1 142,946 Chevron Corporation COM 166764100 4,397 52,196 SH SHARED 2 52,196 Chevron Corporation COM 166764100 10,740 127,487 SH SHARED 1 127,487 Cisco Systems Inc COM 17275R102 2,125 76,286 SH SHARED 2 76,286 Cisco Systems Inc COM 17275R102 5,205 186,906 SH SHARED 1 186,906 Citigroup Inc COM 172967101 3,461 67,480 SH SHARED 2 67,480 Citigroup Inc COM 172967101 8,461 164,966 SH SHARED 1 164,966 Coca-Cola Company COM 191216100 1,666 31,843 SH SHARED 2 31,843 Coca-Cola Company COM 191216100 4,081 78,022 SH SHARED 1 78,022 Comcast Corp CL A 20030N101 2,118 75,332 SH SHARED 2 75,332 Comcast Corp CL A 20030N101 5,177 184,098 SH SHARED 1 184,098 Concurrent Computer Corp COM 206710204 1,787 998,584 SH SHARED 2 998,584 Concurrent Computer Corp COM 206710204 4,380 2,447,158 SH SHARED 1 2,447,158 ConocoPhillips COM 20825C104 1,915 24,392 SH SHARED 2 24,392 ConocoPhillips COM 20825C104 4,677 59,580 SH SHARED 1 59,580 Corning Inc COM 219350105 1,808 70,763 SH SHARED 2 70,763 Corning Inc COM 219350105 4,431 173,410 SH SHARED 1 173,410 Cosi Inc COM 22122P101 1,490 326,845 SH SHARED 2 326,845 Cosi Inc COM 22122P101 3,652 800,817 SH SHARED 1 800,817 CVS Caremark Corporation COM 126650100 1,929 52,924 SH SHARED 2 52,924 CVS Caremark Corporation COM 126650100 4,727 129,674 SH SHARED 1 129,674 Developers Diversified Realty COM 251591103 530 10,049 SH SHARED 2 10,049 Developers Diversified Realty COM 251591103 3,829 72,646 SH SHARED 1 72,646 Dominion Resources Inc COM 25746U109 1,556 18,025 SH SHARED 2 18,025 Dominion Resources Inc COM 25746U109 3,815 44,199 SH SHARED 1 44,199 Douglas Emmett Inc-w/i COM 25960P109 120 4,856 SH SHARED 2 4,856 Douglas Emmett Inc-w/i COM 25960P109 868 35,082 SH SHARED 1 35,082 Duke Energy Corp COM 26441C105 1,565 85,504 SH SHARED 2 85,504 Duke Energy Corp COM 26441C105 3,834 209,497 SH SHARED 1 209,497 Dupont (EI) Nemours and Co COM 263534109 1,822 35,837 SH SHARED 2 35,837 Dupont (EI) Nemours and Co COM 263534109 4,464 87,799 SH SHARED 1 87,799 Eastgroup Properties COM 277276101 458 10,455 SH SHARED 2 10,455 Eastgroup Properties COM 277276101 3,321 75,778 SH SHARED 1 75,778 Eastman Kodak Co COM 277461109 1,443 51,835 SH SHARED 2 51,835 Eastman Kodak Co COM 277461109 3,535 127,010 SH SHARED 1 127,010 Eli Lilly & Co COM 532457108 1,514 27,094 SH SHARED 2 27,094 Eli Lilly & Co COM 532457108 3,709 66,376 SH SHARED 1 66,376 Emerson Electric Co COM 291011104 1,598 34,154 SH SHARED 2 34,154 Emerson Electric Co COM 291011104 3,909 83,528 SH SHARED 1 83,528 Equity Residential Properties SH BEN INT 29476L107 456 9,998 SH SHARED 2 9,998 Equity Residential Properties SH BEN INT 29476L107 3,257 71,379 SH SHARED 1 71,379 Exelon Corporation COM 30161N101 1,792 24,679 SH SHARED 2 24,679 Exelon Corporation COM 30161N101 4,397 60,566 SH SHARED 1 60,566 Exxon Mobil Corp COM 30231G102 6,983 83,249 SH SHARED 2 83,249 Exxon Mobil Corp COM 30231G102 17,159 204,564 SH SHARED 1 204,564 Fedex Corp COM 31428X106 1,405 12,664 SH SHARED 2 12,664 Fedex Corp COM 31428X106 3,444 31,037 SH SHARED 1 31,037 FHLMC COM 313400301 1,471 24,237 SH SHARED 2 24,237 FHLMC COM 313400301 3,605 59,388 SH SHARED 1 59,388 FNMA COM 313586109 1,639 25,086 SH SHARED 2 25,086 FNMA COM 313586109 4,016 61,480 SH SHARED 1 61,480 General Electric Company COM 369604103 7,169 187,277 SH SHARED 2 187,277 General Electric Company COM 369604103 17,535 458,064 SH SHARED 1 458,064 General Growth Properties COM 370021107 563 10,636 SH SHARED 2 10,636 General Growth Properties COM 370021107 4,068 76,826 SH SHARED 1 76,826 Gmh Communities Trust COM 36188G102 569 58,731 SH SHARED 2 58,731 Gmh Communities Trust COM 36188G102 4,098 422,955 SH SHARED 1 422,955 Goldman Sachs Group Inc COM 38141G104 2,690 12,411 SH SHARED 2 12,411 Goldman Sachs Group Inc COM 38141G104 6,601 30,454 SH SHARED 1 30,454 Google Inc-cl A CL A 38259P508 1,672 3,198 SH SHARED 2 3,198 Google Inc-cl A CL A 38259P508 4,093 7,831 SH SHARED 1 7,831 Health Care Properties COM 421915109 416 14,364 SH SHARED 2 14,364 Health Care Properties COM 421915109 2,964 102,451 SH SHARED 1 102,451 Hewlett Packard COM 428236103 1,690 37,876 SH SHARED 2 37,876 Hewlett Packard COM 428236103 4,141 92,796 SH SHARED 1 92,796 Highwoods Properties Inc COM 431284108 632 16,864 SH SHARED 2 16,864 Highwoods Properties Inc COM 431284108 4,573 121,936 SH SHARED 1 121,936 Hilton Hotels Corp COM 432848109 408 12,200 SH SHARED 2 12,200 Hilton Hotels Corp COM 432848109 2,926 87,415 SH SHARED 1 87,415 Honeywell International Inc COM 438516106 1,924 34,188 SH SHARED 2 34,188 Honeywell International Inc COM 438516106 4,707 83,629 SH SHARED 1 83,629 Host Hotels and Resorts Inc COM 44107P104 512 22,158 SH SHARED 2 22,158 Host Hotels and Resorts Inc COM 44107P104 3,729 161,268 SH SHARED 1 161,268 IBM Corp COM 459200101 2,039 19,374 SH SHARED 2 19,374 IBM Corp COM 459200101 4,996 47,465 SH SHARED 1 47,465 Intel Corp COM 458140100 1,835 77,309 SH SHARED 2 77,309 Intel Corp COM 458140100 4,497 189,411 SH SHARED 1 189,411 International Paper Co COM 460146103 1,626 41,633 SH SHARED 2 41,633 International Paper Co COM 460146103 3,984 102,034 SH SHARED 1 102,034 Ishares MSCI UTD KINGD 464286699 3,110 130,000 SH SHARED 1 130,000 Ishares MSCI FRANCE 464286707 4,017 111,200 SH SHARED 1 111,200 Ishares MSCI GERMAN 464286806 854 27,500 SH SHARED 1 27,500 Ishares MSCI MEXICO 464286822 1,645 28,400 SH SHARED 1 28,400 Ishares MSCI JAPAN 464286848 8,324 611,000 SH SHARED 1 611,000 IShares MSCI EAFE IDX 464287465 34,637 428,838 SH SHARED 2 428,838 Ishares Tr MSCI EAFE IDX 464287465 224,939 2,966,233 SH SHARED 1 2,966,233 Johnson & Johnson COM 478160104 2,289 37,149 SH SHARED 2 37,149 Johnson & Johnson COM 478160104 5,608 91,014 SH SHARED 1 91,014 JP Morgan Chase COM 46625H100 3,494 72,115 SH SHARED 2 72,115 JP Morgan Chase COM 46625H100 8,565 176,787 SH SHARED 1 176,787 Kimberly-Clark Corp COM 494368103 1,654 24,729 SH SHARED 2 24,729 Kimberly-Clark Corp COM 494368103 4,056 60,642 SH SHARED 1 60,642 Kimco Realty Corp COM 49446R109 557 14,628 SH SHARED 2 14,628 Kimco Realty Corp COM 49446R109 4,072 106,948 SH SHARED 1 106,948 Kraft Foods Inc CL A 50075N104 618 17,544 SH SHARED 2 17,544 Kraft Foods Inc CL A 50075N104 1,516 43,020 SH SHARED 1 43,020 Lexington Realty Trust COM 529043101 734 35,289 SH SHARED 2 35,289 Lexington Realty Trust COM 529043101 5,296 254,610 SH SHARED 1 254,610 Lowe's Companies COM 548661107 1,615 52,623 SH SHARED 2 52,623 Lowe's Companies COM 548661107 3,958 128,963 SH SHARED 1 128,963 Macerich Company COM 554382101 773 9,380 SH SHARED 2 9,380 Macerich Company COM 554382101 5,587 67,784 SH SHARED 1 67,784 Macy's Inc COM 55616P104 1,568 39,416 SH SHARED 2 39,416 Macy's Inc COM 55616P104 3,842 96,578 SH SHARED 1 96,578 Massey Energy Co COM 576206106 3,661 137,359 SH SHARED 2 137,359 Massey Energy Co COM 576206106 8,968 336,515 SH SHARED 1 336,515 Medical Properties Trust Inc COM 58463J304 499 37,682 SH SHARED 2 37,682 Medical Properties Trust Inc COM 58463J304 3,592 271,513 SH SHARED 1 271,513 Merck & Co Inc COM 589331107 2,056 41,284 SH SHARED 2 41,284 Merck & Co Inc COM 589331107 5,037 101,139 SH SHARED 1 101,139 Merge Healthcare Inc COM 589981109 2,740 419,617 SH SHARED 2 419,617 Merge Healthcare Inc COM 589981109 6,714 1,028,171 SH SHARED 1 1,028,171 Merrill Lynch & Co Inc COM 590188108 1,911 22,862 SH SHARED 2 22,862 Merrill Lynch & Co Inc COM 590188108 4,751 56,843 SH SHARED 1 56,843 Microsoft Corp COM 594918104 3,222 109,327 SH SHARED 2 109,327 Microsoft Corp COM 594918104 7,894 267,853 SH SHARED 1 267,853 Mrv Communications Inc COM 553477100 3,408 1,048,702 SH SHARED 2 1,048,702 Mrv Communications Inc COM 553477100 8,358 2,571,725 SH SHARED 1 2,571,725 MRV Communications Inc COM 553477100 12,948 4,256,503 SH SHARED 1 4,256,503 Nationwide Health Pptys Inc COM 638620104 344 12,653 SH SHARED 2 12,653 Nationwide Health Pptys Inc COM 638620104 2,485 91,370 SH SHARED 1 91,370 Oracle Corporation COM 68389X105 1,817 92,210 SH SHARED 2 92,210 Oracle Corporation COM 68389X105 4,453 225,924 SH SHARED 1 225,924 Penn Real Estate Investment Tr SH BEN INT 709102107 926 20,885 SH SHARED 2 20,885 Penn Real Estate Investment Tr SH BEN INT 709102107 6,729 151,787 SH SHARED 1 151,787 Pepsico Inc COM 713448108 1,592 24,556 SH SHARED 2 24,556 Pepsico Inc COM 713448108 3,895 60,054 SH SHARED 1 60,054 Pfizer Inc COM 717081103 1,645 64,343 SH SHARED 2 64,343 Pfizer Inc COM 717081103 4,040 157,995 SH SHARED 1 157,995 Plum Creek Timber COM 17285T106 24 3,682 SH SHARED 2 3,682 Plum Creek Timber COM 729251108 501 12,025 SH SHARED 2 12,025 Plum Creek Timber COM 17285T106 58 9,025 SH SHARED 1 9,025 Plum Creek Timber COM 729251108 3,605 86,532 SH SHARED 1 86,532 Powershares QQQ Nasdaq 100 COM 73935A104 17,355 389,000 SH SHARED 1 389,000 Procter & Gamble Co COM 742718109 2,267 37,045 SH SHARED 2 37,045 Procter & Gamble Co COM 742718109 5,554 90,770 SH SHARED 1 90,770 Prologis SH BEN INT 743410102 547 9,611 SH SHARED 2 9,611 Prologis SH BEN INT 743410102 3,902 68,571 SH SHARED 1 68,571 Public Storage COM 74460D109 430 5,601 SH SHARED 2 5,601 Public Storage COM 74460D109 3,089 40,215 SH SHARED 1 40,215 Qualcom Inc COM 747525103 1,622 37,380 SH SHARED 2 37,380 Qualcom Inc COM 747525103 3,974 91,582 SH SHARED 1 91,582 Rackable Systems Inc COM 750077109 1,634 132,187 SH SHARED 2 132,187 Rackable Systems Inc COM 750077109 4,004 323,952 SH SHARED 1 323,952 Rackable Systems Inc COM 750077109 10,896 940,500 SH SHARED 1 940,500 Raytheon Co COM 755111507 1,767 32,795 SH SHARED 2 32,795 Raytheon Co COM 755111507 4,347 80,666 SH SHARED 1 80,666 Regency Centers Corp COM 758849103 475 6,737 SH SHARED 2 6,737 Regency Centers Corp COM 758849103 3,385 48,012 SH SHARED 1 48,012 S&P Depository Receipts UNIT SER 1 78462F103 3,367 22,382 SH SHARED 2 22,382 S&P Depository Receipts UNIT SER 1 78462F103 8,252 54,854 SH SHARED 1 54,854 Schering-Plough Corp COM 806605101 2,353 77,286 SH SHARED 2 77,286 Schering-Plough Corp COM 806605101 5,768 189,502 SH SHARED 1 189,502 Simon Property Group Inc COM 828806109 835 8,977 SH SHARED 2 8,977 Simon Property Group Inc COM 828806109 6,021 64,715 SH SHARED 1 64,715 SL Green Realty Corp COM 78440X101 807 6,517 SH SHARED 2 6,517 SL Green Realty Corp COM 78440X101 5,810 46,898 SH SHARED 1 46,898 SPDR Trust COM 78462F103 689,415 4,881,315 SH SHARED 1 4,881,315 Sun Microsystem Inc COM 866810104 6,173 1,250,000 SH SHARED 1 1,250,000 Tenet Healthcare Corp COM 88033G100 1,468 225,536 SH SHARED 2 225,536 Tenet Healthcare Corp COM 88033G100 3,597 552,530 SH SHARED 1 552,530 Time Warner Inc COM 887317105 2,006 95,351 SH SHARED 2 95,351 Time Warner Inc COM 887317105 4,896 232,682 SH SHARED 1 232,682 Tyco International Ltd COM 902124106 475 14,048 SH SHARED 2 14,048 Tyco International Ltd COM 902124106 1,162 34,375 SH SHARED 1 34,375 United Technologies Corp COM 913017109 1,774 25,008 SH SHARED 2 25,008 United Technologies Corp COM 913017109 4,340 61,194 SH SHARED 1 61,194 Ventas Inc COM 92276F100 831 22,920 SH SHARED 2 22,920 Ventas Inc COM 92276F100 3,768 103,952 SH SHARED 1 103,952 Ventas Inc COM 92276F100 2,218 61,174 SH SHARED 1 61,174 Verizon Communications Inc COM 92343V104 4,532 110,080 SH SHARED 2 110,080 Verizon Communications Inc COM 92343V104 11,091 269,404 SH SHARED 1 269,404 Viacom Inc-class B CL B 92553P201 1,684 40,453 SH SHARED 2 40,453 Viacom Inc-class B CL B 92553P201 4,126 99,121 SH SHARED 1 99,121 Vornado Realty Trust SH BEN INT 929042109 590 5,376 SH SHARED 2 5,376 Vornado Realty Trust SH BEN INT 929042109 4,261 38,796 SH SHARED 1 38,796 Wachovia Corp COM 929903102 2,041 39,816 SH SHARED 2 39,816 Wachovia Corp COM 929903102 4,964 96,859 SH SHARED 1 96,859 Wal-Mart Stores Inc COM 931142103 1,473 30,621 SH SHARED 2 30,621 Wal-Mart Stores Inc COM 931142103 3,612 75,073 SH SHARED 1 75,073 Walt Disney Co COM 254687106 1,638 47,967 SH SHARED 2 47,967 Walt Disney Co COM 254687106 4,012 117,528 SH SHARED 1 117,528 Wellpoint Inc COM 94973V107 1,557 19,505 SH SHARED 2 19,505 Wellpoint Inc COM 94973V107 3,815 47,786 SH SHARED 1 47,786 Wells Fargo & Co COM 949746101 3,184 90,542 SH SHARED 2 90,542 Wells Fargo & Co COM 949746101 7,835 222,784 SH SHARED 1 222,784 1,607,266 39,908,848