X0306 4/A 2013-07-31 2013-10-24 0 0001490286 TORTOISE MLP FUND, INC. NTG 0001097362 SUN LIFE FINANCIAL INC SUN LIFE ASSURANCE CO OF CANADA 150 KING STREET WEST SUITE 1400 TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 4.29% Senior Notes Series D due 12/15/2020 2013-07-31 4 J 0 1000000 1079960 A 13000000 I See footnote. $12,000,000 directly owned by Sun Life Assurance Company of Canada, a wholly-owned subsidiary of Sun Life Financial Inc.and $1,000,000 directly owned by Sun Life and Health Insurance Company (U.S.), an indirectly wholly-owned subsidiary of Sun Life Financial Inc. Sun Life and Health Insurance Company (U.S.), an indirectly wholly-owned subsidiary of Sun Life Financial Inc., purchased $1,000,000 of Series D Notes from Sun Life Insurance and Annuity Company of New York, then also an indirectly wholly-owned subsidiary of Sun Life Financial Inc. Previously incorrectly reported as disposed of via transfer to Delaware Life Holdings LLC on August 2, 2013 of 100% of the stock of Sun Life Assurance Company of Canada (U.S.), the owner of 100% of the stock of Sun Life Insurance and Annuity Company of New York. At this time, Sun Life and Health Insurance Company (U.S.) does not have a CIK or CCC number. Stephen C. Peacher, signer for Sun Life Financial Inc. and Sun Life and Health Insurance Company (U.S.) 2013-11-21 John T. Donnelly, signer for Sun Life Financial Inc. and Sun Life and Health Insurance Company (U.S.) 2013-11-21