0000745544-12-000265.txt : 20120326 0000745544-12-000265.hdr.sgml : 20120326 20120326131613 ACCESSION NUMBER: 0000745544-12-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120322 FILED AS OF DATE: 20120326 DATE AS OF CHANGE: 20120326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 12714033 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 4169799966 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: 150 KING STREET WEST SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5H 1J9 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance CO of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 12714034 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-03-22 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0001381352 Sun Life Assurance CO of Canada 150 KING STREET WEST TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 0001097362 SUN LIFE FINANCIAL INC SUN LIFE ASSURANCE CO OF CANADA 150 KING STREET WEST SUITE 1400 TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 4.00% Series C Senior Unsecured Notes due March 22, 2022 2012-03-22 4 P 0 10000000 10000000 A 25000000 D 4.00% Series C Senior Unsecured Notes due March 22, 2022 2012-03-22 4 P 0 10000000 10000000 A 25000000 I See below. Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of $15,000,000 of the 3.93% Series A Unsecured Notes due March 3, 2016, and $10,000,000 of the 4.00% Series C Unsecured Notes due March 22, 2022 of Kayne Anderson Midstream/Energy Fund, Inc. /s/ John T. Donnelly, Senior Managing Director, Investment Operations, on behalf of Sun Life Assurance Company of Canada 2012-03-26 /s/ Ann King, Assistant Vice President and Senior Counsel 2012-03-26