0000745544-12-000265.txt : 20120326
0000745544-12-000265.hdr.sgml : 20120326
20120326131613
ACCESSION NUMBER: 0000745544-12-000265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120322
FILED AS OF DATE: 20120326
DATE AS OF CHANGE: 20120326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 310-284-6438
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC
CENTRAL INDEX KEY: 0001097362
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 12714033
BUSINESS ADDRESS:
STREET 1: 150 KING STREET WEST
CITY: TORONTO
STATE: A6
ZIP: M5H 1J9
BUSINESS PHONE: 4169799966
MAIL ADDRESS:
STREET 1: SUN LIFE ASSURANCE CO OF CANADA
STREET 2: 150 KING STREET WEST SUITE 1400
CITY: TORONTO
STATE: A6
ZIP: M5H 1J9
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC
DATE OF NAME CHANGE: 20030702
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC
DATE OF NAME CHANGE: 20000224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Life Assurance CO of Canada
CENTRAL INDEX KEY: 0001381352
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 12714034
BUSINESS ADDRESS:
STREET 1: 150 KING STREET WEST
CITY: TORONTO
STATE: A6
ZIP: M5H 1J9
BUSINESS PHONE: 416-979-9966
MAIL ADDRESS:
STREET 1: 150 KING STREET WEST
CITY: TORONTO
STATE: A6
ZIP: M5H 1J9
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-03-22
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0001381352
Sun Life Assurance CO of Canada
150 KING STREET WEST
TORONTO
A6
M5H 1J9
ONTARIO, CANADA
0
0
1
0
0001097362
SUN LIFE FINANCIAL INC
SUN LIFE ASSURANCE CO OF CANADA
150 KING STREET WEST SUITE 1400
TORONTO
A6
M5H 1J9
ONTARIO, CANADA
0
0
1
0
4.00% Series C Senior Unsecured Notes due March 22, 2022
2012-03-22
4
P
0
10000000
10000000
A
25000000
D
4.00% Series C Senior Unsecured Notes due March 22, 2022
2012-03-22
4
P
0
10000000
10000000
A
25000000
I
See below.
Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of $15,000,000 of the 3.93% Series A Unsecured Notes due March 3, 2016, and $10,000,000 of the 4.00% Series C Unsecured Notes due March 22, 2022 of Kayne Anderson Midstream/Energy Fund, Inc.
/s/ John T. Donnelly, Senior Managing Director, Investment Operations, on behalf of Sun Life Assurance Company of Canada
2012-03-26
/s/ Ann King, Assistant Vice President and Senior Counsel
2012-03-26