-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGz8KRStdppoQym/uWT7S9gQ8Ju7pv97dDPECXVw4rvTbw6qOc1Pyf5DOQyiTzQ+ ol1VR3YMUfvNHXtyujYTCA== 0000745544-10-000434.txt : 20100322 0000745544-10-000434.hdr.sgml : 20100322 20100322162052 ACCESSION NUMBER: 0000745544-10-000434 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100305 FILED AS OF DATE: 20100322 DATE AS OF CHANGE: 20100322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21750 FILM NUMBER: 10696768 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST STREET 2: TORONTO ONTARIO CITY: CANADA M5H 1J9 STATE: A6 ZIP: 00000 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: 150 KING STREET WEST SUITE 1400 CITY: TORONTO STATE: A6 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kayne Anderson Energy Total Return Fund, Inc. CENTRAL INDEX KEY: 0001322652 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: SECOND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 877-657-3863 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: SECOND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance CO of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21750 FILM NUMBER: 10696769 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-03-05 0 0001322652 Kayne Anderson Energy Total Return Fund, Inc. KYE 0001381352 Sun Life Assurance CO of Canada 150 KING STREET WEST TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 0001097362 SUN LIFE FINANCIAL INC SUN LIFE ASSURANCE CO OF CANADA 150 KING STREET WEST SUITE 1400 TORONTO A6 ONTARIO, CANADA 0 0 1 0 Series A Mandatory Redeemable Preferred Shares 600000 D Series A Mandatory Redeemable Preferred Shares 600000 I See below. Sun Life Financial Inc. owns 100% of the outstanding shares of stock of Sun Life Assurance Company of Canada, the direct owner of the Series A Mandatory Redeemable Preferred Shares of Kayne Anderson Energy Total Return Fund, Inc. /s/ John T. Donnelly, Senior Managing Director-Investment Products and Strategies 2010-03-22 /s/ Ann C. King, Assistant Vice President 2010-03-22 -----END PRIVACY-ENHANCED MESSAGE-----