0001415889-21-006277.txt : 20211229 0001415889-21-006277.hdr.sgml : 20211229 20211229165732 ACCESSION NUMBER: 0001415889-21-006277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/ CENTRAL INDEX KEY: 0001097278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 211529559 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124821600 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND DATE OF NAME CHANGE: 20030219 4 1 form4-12292021_011217.xml X0306 4 2021-12-27 0001219120 ADVENT CONVERTIBLE & INCOME FUND AVK 0001097278 ADVENT CAPITAL MANAGEMENT /DE/ 888 7TH AVENUE 31ST FLOOR NEW YORK NY 10019 false false false true INVESTMENT MANAGER Common Stock 2021-12-27 4 S 0 50000 17.8874 D 103048 D Common Stock 2021-12-28 4 S 0 25000 17.7018 D 78048 D Common Stock 2021-12-29 4 S 0 19000 17.7677 D 59048 D Advent Capital Management, LLC, by Mark E. Mathiasen Pursuant to a Power of Attorney 2021-12-29 EX-24 2 ex24-12292021_011217.htm ex24-12292021_011217.htm





POWER OF ATTORNEY



The undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the '1934 Act'), with respect to Advent Convertible and Income Fund, a Delaware statutory trust, hereby authorizes, designates and appoints Amy J. Lee, Mark E. Mathiasen and Michael P. Megaris to act as attorney-in-fact to execute and file statements on Form 3, Form 4 and Form 5 and any successor forms adopted by the Securities Exchange Commission, as required by the 1934 Act and the Investment Company Act of 1940 and the rules thereunder, and to take such other actions as such attorney-in-fact may deem necessary or appropriate in connection with such statements, hereby confirming and ratifying all actions that such attorney-in-fact has taken or may take in reliance hereon.  This power of attorney shall continue in effect until the undersigned no longer has an obligation to file statements under the section cited above, or until specifically terminated in writing by the undersigned.


IN WITNESS WHEREOF, the undersigned has duly executed this power of attorney as of the 29th day of December, 2021.



Signature


Advent Capital Management, LLC




By: /s/ Robert White

Name:

Robert White

Title:

Chief Financial Officer