0001179110-18-011767.txt : 20181001
0001179110-18-011767.hdr.sgml : 20181001
20181001161303
ACCESSION NUMBER: 0001179110-18-011767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180927
FILED AS OF DATE: 20181001
DATE AS OF CHANGE: 20181001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 181097620
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgar.xml
FORM 4 -
X0306
4
2018-09-27
0
0001219120
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
AVK
0001097278
ADVENT CAPITAL MANAGEMENT /DE/
888 7TH AVENUE
31ST FLOOR
NEW YORK
NY
10019
0
0
0
1
Investment Manager
Common Stock
2018-09-27
4
P
0
6000
15.6923
A
80000
D
Advent Capital Management, LLC, by Mark E. Mathiasen Pursuant to a Power of Attorney
2018-10-01
EX-24
2
poaadventcap.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file a statement
under Section 16(a) of
the Securities Exchange
Act of 1934, as amended
(the '1934 Act'), with
respect to
Advent Claymore
Convertible
Securities
and Income Fund, a
Delaware statutory
trust, hereby
authorizes, designates
and appoints Amy J.
Lee and Mark E.
Mathiasen to act as
attorney-in-fact to
execute and file
statements on Form 3,
Form 4 and Form 5 and
any successor forms
adopted by the
Securities Exchange
Commission, as required
by the 1934 Act and the
Investment Company Act
of 1940 and
the rules thereunder,
and to take such other
actions as such
attorney-in-fact may
deem necessary or
appropriate in
connection with such
statements, hereby
confirming and ratifying
all actions that such
attorney-in-fact has
taken or may take in
reliance hereon. This
power of attorney shall
continue in effect until
the undersigned no
longer has an obligation
to file statements under
the section cited above,
or until specifically
terminated in writing by
the undersigned.
IN WITNESS WHEREOF,
the undersigned has duly
executed this power of
attorney as of the 5th
day of September, 2018.
Signature
/s/ Edward C. Delk
---------------------
Edward C. Delk
On behalf of
Advent Capital
Management, LLC