0001140361-23-052942.txt : 20231113
0001140361-23-052942.hdr.sgml : 20231113
20231113165230
ACCESSION NUMBER: 0001140361-23-052942
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 231399728
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
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09-30-2023
09-30-2023
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ADVENT CAPITAL MANAGEMENT /DE/
888 SEVENTH AVENUE, 31ST FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Managing Director and Portfolio Manager
212-482-1606
/s/ Paul L Latronica
New York
NY
10-23-2023
2
201
4299523836
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001692234
028-17598
Russell Investments Group, Ltd.
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SOLE
8196000
0
0
AbbVie Inc
COM
00287Y109
2981200
20000
SH
SOLE
20000
0
0
Altair Engineering Inc
COM
021369103
1088544
17400
SH
SOLE
17400
0
0
Advanced Micro Devices Inc
COM
007903107
2570500
25000
SH
SOLE
25000
0
0
Bank of America Corp
COM
060505104
2738000
100000
SH
SOLE
100000
0
0
Bloom Energy Corp
COM
093712107
464
35
SH
SOLE
35
0
0
ConocoPhillips
COM
20825C104
1198000
10000
SH
SOLE
10000
0
0
Deere & Co
COM
244199105
2264280
6000
SH
SOLE
6000
0
0
Eaton Corp PLC
COM
G29183103
2132800
10000
SH
SOLE
10000
0
0
Farfetch Ltd
COM
30744W107
76452
36580
SH
SOLE
36580
0
0
First Trust High Yield Opportu
COM
33741Q107
1998000
150000
SH
SOLE
150000
0
0
PGIM Global High Yield Fund In
COM
69346J106
2156000
200000
SH
SOLE
200000
0
0
Halliburton Co
COM
406216101
4050000
100000
SH
SOLE
100000
0
0
IBM
COM
459200101
4209000
30000
SH
SOLE
30000
0
0
Johnson Controls International
COM
G51502105
3192600
60000
SH
SOLE
60000
0
0
Lennar Corp
COM
526057104
3928050
35000
SH
SOLE
35000
0
0
LGI Homes Inc
COM
50187T106
1492350
15000
SH
SOLE
15000
0
0
Manchester United Plc
COM
G5784H106
98950
5000
SH
SOLE
5000
0
0
Merck & Co Inc
COM
58933Y105
3088500
30000
SH
SOLE
30000
0
0
Morgan Stanley
COM
617446448
2858450
35000
SH
SOLE
35000
0
0
NeoGenomics Inc
COM
64049M209
55350
4500
SH
SOLE
4500
0
0
NVIDIA Corp
COM
67066G104
3262425
7500
SH
SOLE
7500
0
0
PNC Financial Services Group I
COM
693475105
1596010
13000
SH
SOLE
13000
0
0
RH
COM
74967X103
2907960
11000
SH
SOLE
11000
0
0
Snowflake Inc
COM
833445109
2902630
19000
SH
SOLE
19000
0
0
Simon Property Group Inc
COM
828806109
3240900
30000
SH
SOLE
30000
0
0
Block Inc
COM
852234103
92946
2100
SH
SOLE
2100
0
0
Affirm Holdings Inc
COM
00827B106
2127000
100000
SH
Put
SOLE
100000
0
0
Alibaba Group Holding Ltd
COM
01609W102
3035900
35000
SH
Call
SOLE
35000
0
0
CONMED Corp
COM
207410101
1008500
10000
SH
Put
SOLE
10000
0
0
Datadog Inc
COM
23804L103
1821800
20000
SH
Call
SOLE
20000
0
0
Farfetch Ltd
COM
30744W107
209000
100000
SH
Call
SOLE
100000
0
0
Farfetch Ltd
COM
30744W107
627000
300000
SH
Call
SOLE
300000
0
0
Farfetch Ltd
COM
30744W107
209000
100000
SH
Call
SOLE
100000
0
0
Micron Technology Inc
COM
595112103
1020450
15000
SH
Call
SOLE
15000
0
0
Transocean Ltd
COM
H8817H100
821000
100000
SH
Call
SOLE
100000
0
0
SL Green Realty Corp
COM
78440X887
298400
8000
SH
Put
SOLE
8000
0
0
Snowflake Inc
COM
833445109
2291550
15000
SH
Call
SOLE
15000
0
0
SoFi Technologies Inc
COM
83406F102
799000
100000
SH
Call
SOLE
100000
0
0
SPDR S&P 500 ETF Trust
COM
78462F103
10687000
25000
SH
Put
SOLE
25000
0
0
TJX Cos Inc/The
COM
872540109
888800
10000
SH
Call
SOLE
10000
0
0
Frontier Group Holdings Inc
COM
35909R108
1500884
310100
SH
Call
SOLE
310100
0
0
AES CORP/THE
CONV PFD
00130H204
10642620
173672
SH
SOLE
159109
0
14563
APOLLO GLOBAL MANAGEMENT
CONV PFD
03769M304
44372125
807500
SH
SOLE
702296
0
105204
ALGONQUIN PWR &
CONV PFD
015857873
1197350
55000
SH
SOLE
55000
0
0
BANK OF AMERICA CORP
CONV PFD
060505682
200032536
179401
SH
SOLE
128124
4777
46500
CHART INDUSTRIES INC
CONV PFD
16115Q407
13851684
204272
SH
SOLE
182717
0
21555
NEXTERA ENERGY INC
CONV PFD
65339F713
76813519
2033987
SH
SOLE
1760026
0
273961
NY COMMUNITY CAP TRUST V
CONV PFD
64944P307
6214571
169060
SH
SOLE
125864
43196
0
WELLS FARGO & COMPANY
CONV PFD
949746804
199989713
179122
SH
SOLE
124623
5570
48929
GRAB HOLDINGS LTD - CL A
COM
G4124C117
58758
170314
SH
SOLE
170314
0
0