0001689552-19-000003.txt : 20190923 0001689552-19-000003.hdr.sgml : 20190923 20190923184100 ACCESSION NUMBER: 0001689552-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190920 FILED AS OF DATE: 20190923 DATE AS OF CHANGE: 20190923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morici John CENTRAL INDEX KEY: 0001689552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 191108938 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC. STREET 2: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 94131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-09-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001689552 Morici John C/O ALIGN TECHNOLOGY INC. 2820 ORCHARD PARKWAY SAN JOSE CA 94131 0 1 0 0 Chief Financial Officer Common Stock 2019-09-20 4 M 0 1573 0 A 4486 D Common Stock 2019-09-20 4 F 0 824 186.54 D 3662 D Restricted Stock Unit 0.0001 2019-09-20 4 M 0 1573 0 D Common Stock 1573 3146 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. /s/Julie Ann Coletti Atty-in-Fact for John Morici 2019-09-23 EX-24 2 moricipoa2019.txt POWER OF ATTORNEY LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Align Technology, Inc. (the "Company"), hereby constitutes and appoints John Morici and Julie Ann Coletti and each of them, the undersigned's true and lawful attorney-in-fact and agent to complete and execute such Forms 144, Forms 3, 4 and 5 and other forms as such attorney shall in his discretion determine to be required or advisable pursuant to Rule 144 promulgated under the Securities Act of 1933, as amended, Section 16 of the Securities Exchange Act of 1934,as amended, and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company, and to do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney shall deem appropriate. The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company unless earlier revoked by the undersigned in a writing delivered to the foregoing attorneys-in-fact. This Limited Power of Attorney is executed at San Jose, California, as of the date set forth below. /s/John Morici John Morici Dated: 07/22/19 Witness: /s/Courtney Moore Courtney Moore Dated: 07/22/2019