0001689552-17-000002.txt : 20171121 0001689552-17-000002.hdr.sgml : 20171121 20171121180852 ACCESSION NUMBER: 0001689552-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morici John CENTRAL INDEX KEY: 0001689552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 171217980 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 94131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001689552 Morici John C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 94131 0 1 0 0 Chief Financial Officer Common Stock 2017-11-20 2017-11-20 4 M 0 4709 0 A 4966 D Common Stock 2017-11-20 2017-11-20 4 F 0 1922 255.51 D 3044 D Restricted Stock Unit 0.0001 2017-11-20 2017-11-20 4 M 0 4709 0 D Common Stock 4709 14126 D Includes 257 shares issued under the ALGN ESPP on July 31, 2017. Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Roger E. George, Atty-in-Fact for John Morici 2017-11-21