0001415889-24-004950.txt : 20240222
0001415889-24-004950.hdr.sgml : 20240222
20240222195649
ACCESSION NUMBER: 0001415889-24-004950
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOGAN JOSEPH M
CENTRAL INDEX KEY: 0001233163
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 24666861
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY, INC.
STREET 2: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85288
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85288
4
1
form4-02232024_120242.xml
X0508
4
2024-02-20
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001233163
HOGAN JOSEPH M
C/O ALIGN TECHNOLOGY INC.
410 NO. SCOTTSDALE RD., SUITE 1300
TEMPE
AZ
85281
true
true
false
false
PRESIDENT AND CEO
0
Common Stock
2024-02-20
4
M
0
19574
0
A
228327
D
Common Stock
2024-02-20
4
F
0
8674
313.53
D
219653
D
Common Stock
1500
I
See Footnotes
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
2716
0
D
Common Stock
2716
0
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
1412
0
D
Common Stock
1412
1412
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
1865
0
D
Common Stock
1865
3730
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
3673
0
D
Common Stock
3673
11017
D
Market Stock Unit
0.0001
2024-02-20
4
M
0
9908
0
D
Common Stock
9908
0
D
Restricted Stock Unit
0.0001
2024-02-20
4
A
0
13588
0
A
Common Stock
13588
13588
D
Market Stock Unit
0.0001
2024-02-20
4
A
0
31707
0
A
Common Stock
31707
31707
D
Includes 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.
These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.
Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
/s/ Julie Ann Coletti, Attorney-in-Fact for Joseph Hogan
2024-02-22