0001415889-24-004950.txt : 20240222 0001415889-24-004950.hdr.sgml : 20240222 20240222195649 ACCESSION NUMBER: 0001415889-24-004950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240220 FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN JOSEPH M CENTRAL INDEX KEY: 0001233163 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 24666861 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY, INC. STREET 2: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 4 1 form4-02232024_120242.xml X0508 4 2024-02-20 0001097149 ALIGN TECHNOLOGY INC ALGN 0001233163 HOGAN JOSEPH M C/O ALIGN TECHNOLOGY INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 true true false false PRESIDENT AND CEO 0 Common Stock 2024-02-20 4 M 0 19574 0 A 228327 D Common Stock 2024-02-20 4 F 0 8674 313.53 D 219653 D Common Stock 1500 I See Footnotes Restricted Stock Unit 0.0001 2024-02-20 4 M 0 2716 0 D Common Stock 2716 0 D Restricted Stock Unit 0.0001 2024-02-20 4 M 0 1412 0 D Common Stock 1412 1412 D Restricted Stock Unit 0.0001 2024-02-20 4 M 0 1865 0 D Common Stock 1865 3730 D Restricted Stock Unit 0.0001 2024-02-20 4 M 0 3673 0 D Common Stock 3673 11017 D Market Stock Unit 0.0001 2024-02-20 4 M 0 9908 0 D Common Stock 9908 0 D Restricted Stock Unit 0.0001 2024-02-20 4 A 0 13588 0 A Common Stock 13588 13588 D Market Stock Unit 0.0001 2024-02-20 4 A 0 31707 0 A Common Stock 31707 31707 D Includes 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan. These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date. Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). /s/ Julie Ann Coletti, Attorney-in-Fact for Joseph Hogan 2024-02-22