0001415889-24-004944.txt : 20240222
0001415889-24-004944.hdr.sgml : 20240222
20240222195237
ACCESSION NUMBER: 0001415889-24-004944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240220
FILED AS OF DATE: 20240222
DATE AS OF CHANGE: 20240222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hockridge Stuart A
CENTRAL INDEX KEY: 0001675043
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 24666847
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY INC.
STREET 2: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85288
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85288
4
1
form4-02232024_120226.xml
X0508
4
2024-02-20
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001675043
Hockridge Stuart A
C/O ALIGN TECHNOLOGY INC.
410 NO. SCOTTSDALE RD., SUITE 1300
TEMPE
AZ
85281
false
true
false
false
EVP GLOBAL HR
0
Common Stock
2024-02-20
4
A
0
2765
0
A
10813
D
Common Stock
2024-02-20
4
F
0
1139
313.53
D
9674
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
452
0
D
Common Stock
452
0
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
208
0
D
Common Stock
208
208
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
227
0
D
Common Stock
227
454
D
Restricted Stock Unit
0.0001
2024-02-20
4
M
0
419
0
D
Common Stock
419
1256
D
Market Stock Unit
0.0001
2024-02-20
4
M
0
1459
0
D
Common Stock
1459
0
D
Restricted Stock Unit
0.0001
2024-02-20
4
A
0
1674
0
A
Common Stock
1674
1674
D
Market Stock Unit
0.0001
2024-02-20
4
A
0
3399
0
A
Common Stock
3399
3399
D
Includes 51 shares acquired on July 31, 2023 and 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.
Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
/s/ Julie Ann Coletti, Attorney-in-Fact for Stuart Hockridge
2024-02-22